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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-12.36%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$12.7B
AUM Growth
-$3.96B
Cap. Flow
-$1.66B
Cap. Flow %
-13.11%
Top 10 Hldgs %
14.02%
Holding
2,200
New
84
Increased
771
Reduced
1,166
Closed
158

Top Buys

Rank Stock Value
1
DNA.WS
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
+$25.1M
2
C icon
Citigroup
C
+$17.6M
3
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$16.4M
4
GS icon
Goldman Sachs
GS
+$15.1M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$14.7M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$68.5M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$68.1M
3
JPM icon
JPMorgan Chase
JPM
+$57.2M
4
MSFT icon
Microsoft
MSFT
+$56.6M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$52.8M

Sector Composition

Rank Sector Weight
1 Technology 16.53%
2 Financials 16.02%
3 Healthcare 10.59%
4 Real Estate 7.38%
5 Consumer Discretionary 6.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADPT icon
1976
Adaptive Biotechnologies
ADPT
$3.75B
$158K ﹤0.01%
19,583
+880
+5% +$7.74K
HLIT icon
1977
Harmonic Inc
HLIT
$1.27B
$158K ﹤0.01%
18,183
+5,937
+48% +$53.5K
PMT
1978
PennyMac Mortgage Investment
PMT
$814M
$156K ﹤0.01%
11,261
-294
-3% -$4.49K
RC
1979
Ready Capital
RC
$279M
$155K ﹤0.01%
12,985
+548
+4% +$7.72K
DDD icon
1980
3D Systems Corp
DDD
$588M
$154K ﹤0.01%
15,868
+5,188
+49% +$60.6K
MSDAW
1981
DELISTED
MSD Acquisition Corp. Warrant
MSDAW
$153K ﹤0.01%
509,020
+13,885
+3% +$6.96K
LQDT icon
1982
Liquidity Services
LQDT
$1.31B
$152K ﹤0.01%
+11,260
New +$166K
FBRT
1983
Franklin BSP Realty Trust
FBRT
$635M
$151K ﹤0.01%
+11,173
New +$159K
BHC icon
1984
Bausch Health
BHC
$2.21B
$146K ﹤0.01%
17,428
+5,769
+49% +$80.6K
XRN
1985
Chiron Real Estate Inc
XRN
$469M
$139K ﹤0.01%
2,472
-771
-24% -$51.9K
OPTU
1986
Optimum Communications Inc
OPTU
$315M
$137K ﹤0.01%
14,799
+1,491
+11% +$15.6K
EGF
1987
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$137K ﹤0.01%
13,077
-13,641
-51% -$144K
ARI
1988
Apollo Commercial Real Estate
ARI
$876M
$135K ﹤0.01%
12,970
-641
-5% -$7.86K
AGD
1989
abrdn Global Dynamic Dividend Fund
AGD
$318M
$134K ﹤0.01%
+14,269
New +$144K
FOSL icon
1990
Fossil Group
FOSL
$344M
$134K ﹤0.01%
25,962
+2,296
+10% +$18.6K
NQP
1991
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$133K ﹤0.01%
+10,901
New +$133K
CYH icon
1992
Community Health Systems
CYH
$416M
$131K ﹤0.01%
34,950
+16,825
+93% +$119K
ADAM
1993
Adamas Trust
ADAM
$856M
$131K ﹤0.01%
11,910
+984
+9% +$12.1K
GPMT
1994
Granite Point Mortgage Trust
GPMT
$59.9M
$130K ﹤0.01%
13,581
+654
+5% +$6.68K
ARR
1995
Armour Residential REIT
ARR
$2.34B
$127K ﹤0.01%
3,587
+254
+8% +$9.42K
FSLY icon
1996
Fastly Inc
FSLY
$3.55B
$126K ﹤0.01%
+10,834
New +$153K
NXN
1997
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$124K ﹤0.01%
+10,593
New +$126K
GRX
1998
Gabelli Healthcare & Wellness Trust
GRX
$144M
$123K ﹤0.01%
11,477
-12,355
-52% -$143K
KMF
1999
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$117K ﹤0.01%
+15,520
New +$127K
FSP
2000
Franklin Street Properties
FSP
$47.1M
$115K ﹤0.01%
27,654
+1,949
+8% +$9.35K
78 79
80
81 82

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q2 2022 Portfolio in Review

As of Q2 2022, Guggenheim Capital held 2,200 positions worth $12.7B, down 24% from $16.6B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Guggenheim Capital withdrew a net $1.66B in Q2 2022, closing 158 positions and reducing 1,166 holdings. Its most notable exit was BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in ESAB worth $3.14M.

  • Guggenheim Capital's largest Q2 2022 buy was ESAB: 71,750 shares worth $3.14M.
  • Guggenheim Capital added most to Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share in Q2 2022, an estimated $25.1M increase.
  • Guggenheim Capital's biggest Q2 2022 reduction was Apple, cutting an estimated $68.5M.
  • Guggenheim Capital fully exited BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC in Q2 2022, selling an estimated $13.1M.
  • Guggenheim Capital's ten largest holdings make up 14% of its $12.7B portfolio in Q2 2022.
  • Guggenheim Capital opened 84 new positions and closed 158 in Q2 2022.
  • Guggenheim Capital's portfolio value fell 24% quarter-over-quarter to $12.7B.

Based on Guggenheim Capital's 13F filing for Q2 2022, filed 15 Aug 2022.