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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NMI icon
1976
Nuveen Municipal Income
NMI
$130M
$236K ﹤0.01%
20,553
-2,395
-10% -$28.1K
UCTT
1977
Ultra Clean Holdings
UCTT
$3.95B
$236K ﹤0.01%
+4,117
New +$214K
VBTX
1978
DELISTED
Veritex Holdings
VBTX
$236K ﹤0.01%
+5,942
New +$241K
SPSC icon
1979
SPS Commerce
SPSC
$2.64B
$235K ﹤0.01%
1,649
-1,061
-39% -$159K
TNET icon
1980
TriNet
TNET
$3.14B
$235K ﹤0.01%
+2,458
New +$245K
NS
1981
DELISTED
NuStar Energy L.P.
NS
$234K ﹤0.01%
14,724
+589
+4% +$9.15K
COLB icon
1982
Columbia Banking Systems
COLB
$8.84B
$233K ﹤0.01%
7,125
-2,492
-26% -$86.3K
IFN
1983
Aberdeen India Fund
IFN
$504M
$233K ﹤0.01%
+11,044
New +$247K
PKX icon
1984
POSCO
PKX
$17.5B
$233K ﹤0.01%
4,011
-2,418
-38% -$150K
DFP
1985
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$232K ﹤0.01%
8,355
-4,823
-37% -$136K
ENVA icon
1986
Enova International
ENVA
$6.29B
$232K ﹤0.01%
5,654
-567
-9% -$21.5K
RYAM icon
1987
Rayonier Advanced Materials
RYAM
$610M
$229K ﹤0.01%
40,107
+8,374
+26% +$54.4K
HEP
1988
DELISTED
Holly Energy Partners, L.P.
HEP
$229K ﹤0.01%
13,858
+2,836
+26% +$50.3K
HCSG icon
1989
Healthcare Services Group
HCSG
$1.53B
$228K ﹤0.01%
+12,805
New +$249K
POWL icon
1990
Powell Industries
POWL
$7.71B
$228K ﹤0.01%
+23,235
New +$209K
AIR icon
1991
AAR Corp
AIR
$5.76B
$227K ﹤0.01%
+5,819
New +$208K
NWE icon
1992
NorthWestern Energy
NWE
$4.43B
$227K ﹤0.01%
3,975
-3,631
-48% -$206K
BMO icon
1993
Bank of Montreal
BMO
$127B
$225K ﹤0.01%
2,085
-2,964
-59% -$319K
ELME
1994
Elme Communities
ELME
$144M
$224K ﹤0.01%
+8,661
New +$221K
GTY
1995
Getty Realty Corp
GTY
$2.07B
$224K ﹤0.01%
+6,972
New +$221K
ACLS icon
1996
Axcelis
ACLS
$4.31B
$222K ﹤0.01%
+2,984
New +$177K
ARQT icon
1997
Arcutis Biotherapeutics
ARQT
$3.18B
$222K ﹤0.01%
+10,722
New +$213K
CRI icon
1998
Carter's
CRI
$1.47B
$221K ﹤0.01%
2,183
-6,376
-74% -$650K
FYBR
1999
DELISTED
Frontier Communications
FYBR
$221K ﹤0.01%
+7,493
New +$232K
SAVE
2000
DELISTED
Spirit Airlines, Inc.
SAVE
$221K ﹤0.01%
10,095
+559
+6% +$13K
78 79
80
81 82

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.