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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.52%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.2B
AUM Growth
-$714M
Cap. Flow
-$1.36B
Cap. Flow %
-8.94%
Top 10 Hldgs %
15.97%
Holding
2,218
New
180
Increased
888
Reduced
1,035
Closed
85

Top Buys

Rank Stock Value
1
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$153M
2
GSEVU
Gores Holdings VII, Inc. Units
GSEVU
+$40.7M
3
GTPBU
Gores Technology Partners II, Inc. Units
GTPBU
+$40.4M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.7M
5
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$38.5M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.08B
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$278M
3
AAPL icon
Apple
AAPL
+$70.6M
4
MSFT icon
Microsoft
MSFT
+$51.8M
5
AMZN icon
Amazon
AMZN
+$45.8M

Sector Composition

Rank Sector Weight
1 Technology 17.35%
2 Financials 12.96%
3 Healthcare 9.44%
4 Consumer Discretionary 8.83%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALG icon
1976
Alamo Group
ALG
$2.05B
$282K ﹤0.01%
1,808
-938
-34% -$143K
GNL icon
1977
Global Net Lease
GNL
$1.95B
$282K ﹤0.01%
15,624
-9,694
-38% -$172K
HUBG icon
1978
HUB Group
HUBG
$2.92B
$282K ﹤0.01%
+8,388
New +$252K
VGSH icon
1979
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$282K ﹤0.01%
4,581
-6,524
-59% -$402K
PBF icon
1980
PBF Energy
PBF
$7.31B
$280K ﹤0.01%
+19,779
New +$236K
BOX icon
1981
Box
BOX
$4.6B
$278K ﹤0.01%
12,126
-957
-7% -$18.6K
CNXN icon
1982
PC Connection
CNXN
$2.12B
$278K ﹤0.01%
+5,997
New +$296K
EGHT icon
1983
8x8 Inc
EGHT
$332M
$278K ﹤0.01%
8,557
-6,475
-43% -$224K
TDW icon
1984
Tidewater
TDW
$4.12B
$278K ﹤0.01%
22,220
+8,231
+59% +$99.8K
BSD
1985
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$278K ﹤0.01%
19,008
-23
-0.1% -$339
AAON icon
1986
Aaon
AAON
$7.77B
$276K ﹤0.01%
5,904
-5,535
-48% -$272K
PFS icon
1987
Provident Financial Services
PFS
$3.19B
$276K ﹤0.01%
+12,388
New +$253K
SAH icon
1988
Sonic Automotive
SAH
$2.61B
$276K ﹤0.01%
+5,564
New +$258K
ERIC icon
1989
Ericsson
ERIC
$33.3B
$274K ﹤0.01%
20,810
-10,502
-34% -$134K
JRS icon
1990
Nuveen Real Estate Income Fund
JRS
$246M
$274K ﹤0.01%
28,547
-7,021
-20% -$62.6K
PRLB icon
1991
Protolabs
PRLB
$2.13B
$274K ﹤0.01%
2,252
-1,561
-41% -$260K
EHTH icon
1992
eHealth
EHTH
$43.9M
$271K ﹤0.01%
3,721
-3,792
-50% -$242K
ICUI icon
1993
ICU Medical
ICUI
$4.61B
$271K ﹤0.01%
1,319
-245
-16% -$51.7K
RPT
1994
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$271K ﹤0.01%
+23,791
New +$251K
BBBY
1995
Bed Bath & Beyond
BBBY
$442M
$270K ﹤0.01%
4,480
-2,869
-39% -$194K
SEI
1996
Solaris Energy Infrastructure
SEI
$3.82B
$269K ﹤0.01%
21,892
+5,050
+30% +$57.6K
GRX
1997
Gabelli Healthcare & Wellness Trust
GRX
$146M
$268K ﹤0.01%
21,523
-4,917
-19% -$60.3K
ELAN icon
1998
Elanco Animal Health
ELAN
$11.1B
$267K ﹤0.01%
9,078
-2,173
-19% -$66.8K
DB icon
1999
Deutsche Bank
DB
$71.5B
$266K ﹤0.01%
22,166
+9,365
+73% +$109K
CAKE icon
2000
Cheesecake Factory
CAKE
$5.33B
$265K ﹤0.01%
+4,521
New +$229K
78 79
80
81 82

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2021 Portfolio in Review

As of Q1 2021, Guggenheim Capital held 2,218 positions worth $15.2B, down 4.5% from $15.9B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital withdrew a net $1.36B in Q1 2021, closing 85 positions and reducing 1,035 holdings. Its most notable exit was Gores Holdings VI, Inc. Unit, an estimated $42.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant worth $153M.

  • Guggenheim Capital's largest Q1 2021 buy was KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant: 15,276,972 shares worth $153M.
  • Guggenheim Capital added most to Pioneer Natural Resource Co. in Q1 2021, an estimated $19.4M increase.
  • Guggenheim Capital's biggest Q1 2021 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $1.08B.
  • Guggenheim Capital fully exited Gores Holdings VI, Inc. Unit in Q1 2021, selling an estimated $42.4M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.2B portfolio in Q1 2021.
  • Guggenheim Capital opened 180 new positions and closed 85 in Q1 2021.
  • Guggenheim Capital's portfolio value fell 4.5% quarter-over-quarter to $15.2B.

Based on Guggenheim Capital's 13F filing for Q1 2021, filed 13 May 2021.