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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UVE icon
1976
Universal Insurance Holdings
UVE
$1.23B
$168K ﹤0.01%
+11,110
New +$157K
CATO icon
1977
Cato Corp
CATO
$66.1M
$167K ﹤0.01%
+17,437
New +$138K
UNIT
1978
Uniti Group
UNIT
$2.32B
$163K ﹤0.01%
+13,903
New +$145K
WIT icon
1979
Wipro
WIT
$20B
$163K ﹤0.01%
58,018
+2,510
+5% +$6.47K
CCU icon
1980
Compañía de Cervecerías Unidas
CCU
$2.21B
$159K ﹤0.01%
10,806
-10,116
-48% -$138K
HOLI
1981
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$157K ﹤0.01%
10,668
+411
+4% +$5.16K
AR icon
1982
Antero Resources
AR
$10.7B
$155K ﹤0.01%
28,508
-4,538
-14% -$18.6K
AUD
1983
DELISTED
Audacy, Inc.
AUD
$155K ﹤0.01%
62,605
– –
LCI
1984
DELISTED
Lannett Company, Inc.
LCI
$153K ﹤0.01%
5,853
+2,177
+59% +$56.9K
PDX
1985
PIMCO Dynamic Income Strategy Fund
PDX
$965M
$152K ﹤0.01%
+18,837
New +$136K
EZPW icon
1986
Ezcorp Inc
EZPW
$1.71B
$151K ﹤0.01%
31,526
-13,320
-30% -$66.9K
BRSP
1987
BrightSpire Capital
BRSP
$648M
$150K ﹤0.01%
20,005
-5,608
-22% -$36.4K
HLX icon
1988
Helix Energy Solutions
HLX
$1.41B
$150K ﹤0.01%
35,720
+17,894
+100% +$59.8K
HOUS
1989
DELISTED
Anywhere Real Estate
HOUS
$150K ﹤0.01%
11,460
-13,000
-53% -$155K
NBLX
1990
DELISTED
Noble Midstream Partners LP
NBLX
$149K ﹤0.01%
14,277
-6,375
-31% -$59.2K
IVC
1991
DELISTED
Invacare Corporation
IVC
$147K ﹤0.01%
16,395
-5,176
-24% -$43K
AHRT
1992
AH Realty Trust
AHRT
$517M
$146K ﹤0.01%
12,987
-804
-6% -$8.13K
GPRE icon
1993
Green Plains
GPRE
$1.03B
$146K ﹤0.01%
11,048
-7,621
-41% -$116K
VRA icon
1994
Vera Bradley
VRA
$98.7M
$146K ﹤0.01%
+18,324
New +$139K
MERC icon
1995
Mercer International
MERC
$39.8M
$144K ﹤0.01%
+14,020
New +$112K
SHLX
1996
DELISTED
Shell Midstream Partners, L.P.
SHLX
$144K ﹤0.01%
14,264
-355
-2% -$3.46K
CS
1997
DELISTED
Credit Suisse Group
CS
$143K ﹤0.01%
+11,200
New +$130K
FBP icon
1998
First Bancorp
FBP
$4.38B
$141K ﹤0.01%
15,279
+3,723
+32% +$28.4K
DB icon
1999
Deutsche Bank
DB
$71.5B
$140K ﹤0.01%
+12,801
New +$132K
SEI
2000
Solaris Energy Infrastructure
SEI
$3.82B
$137K ﹤0.01%
16,842
-935
-5% -$6.67K
78 79
80
81 82

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.