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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNDM icon
1976
Tandem Diabetes Care
TNDM
$1.38B
$220K ﹤0.01%
3,723
-985
-21% -$62.9K
VAC icon
1977
Marriott Vacations Worldwide
VAC
$3.39B
$220K ﹤0.01%
2,126
-2,736
-56% -$269K
BDN
1978
Brandywine Realty Trust
BDN
$546M
$219K ﹤0.01%
14,478
-7,436
-34% -$109K
LBRT icon
1979
Liberty Energy
LBRT
$3.23B
$219K ﹤0.01%
20,261
-3,955
-16% -$48.5K
AMWD
1980
DELISTED
American Woodmark
AMWD
$218K ﹤0.01%
2,455
-283
-10% -$23.4K
CPS icon
1981
Cooper-Standard Automotive
CPS
$546M
$217K ﹤0.01%
+5,302
New +$222K
GDOT icon
1982
Green Dot
GDOT
$748M
$215K ﹤0.01%
8,504
-2,127
-20% -$78.7K
JDD
1983
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$215K ﹤0.01%
+19,544
New +$214K
LBRDK icon
1984
Liberty Broadband Class C
LBRDK
$5.17B
$214K ﹤0.01%
2,043
-1,326
-39% -$138K
TCO
1985
DELISTED
Taubman Centers Inc.
TCO
$214K ﹤0.01%
5,245
-2,562
-33% -$104K
CMRE icon
1986
Costamare
CMRE
$1.84B
$213K ﹤0.01%
35,110
-47,545
-58% -$274K
OPTU
1987
Optimum Communications Inc
OPTU
$343M
$212K ﹤0.01%
7,393
-6,222
-46% -$169K
VIG icon
1988
Vanguard Dividend Appreciation ETF
VIG
$114B
$212K ﹤0.01%
1,772
-1,308
-42% -$154K
AIMT
1989
DELISTED
Aimmune Therapeutics
AIMT
$212K ﹤0.01%
10,148
-978
-9% -$20K
BTT icon
1990
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$210K ﹤0.01%
+8,889
New +$210K
MSD
1991
Morgan Stanley Emerging Markets Debt Fund
MSD
$147M
$208K ﹤0.01%
+22,690
New +$213K
NEOG icon
1992
Neogen
NEOG
$2.58B
$208K ﹤0.01%
6,094
-2,440
-29% -$84.5K
CIR
1993
DELISTED
CIRCOR International, Inc
CIR
$208K ﹤0.01%
+5,526
New +$210K
HVT icon
1994
Haverty Furniture Companies
HVT
$455M
$207K ﹤0.01%
+10,231
New +$193K
UIS icon
1995
Unisys
UIS
$218M
$207K ﹤0.01%
27,866
-3,818
-12% -$34K
STLA icon
1996
Stellantis
STLA
$22.1B
$206K ﹤0.01%
15,912
+1,728
+12% +$23.1K
TAK icon
1997
Takeda Pharmaceutical
TAK
$52.9B
$206K ﹤0.01%
+11,986
New +$207K
GPMT
1998
Granite Point Mortgage Trust
GPMT
$70M
$204K ﹤0.01%
10,882
-2,060
-16% -$38.6K
MLI icon
1999
Mueller Industries
MLI
$15.1B
$204K ﹤0.01%
+28,480
New +$200K
TISI icon
2000
Team
TISI
$76.6M
$204K ﹤0.01%
+1,128
New +$186K
78 79
80
81 82

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.