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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNA icon
1976
CNA Financial
CNA
$14.3B
$508K ﹤0.01%
11,125
-341
-3% -$15.8K
UE icon
1977
Urban Edge Properties
UE
$2.85B
$506K ﹤0.01%
22,933
-133,956
-85% -$3.02M
CBRL icon
1978
Cracker Barrel
CBRL
$1.28B
$505K ﹤0.01%
3,433
-234
-6% -$35.1K
MT icon
1979
ArcelorMittal
MT
$56.7B
$505K ﹤0.01%
16,349
+1,584
+11% +$48K
LEXEA
1980
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$505K ﹤0.01%
10,744
-623
-5% -$29.1K
CWT icon
1981
California Water Service
CWT
$3.11B
$504K ﹤0.01%
11,745
-377
-3% -$15.5K
BBK
1982
DELISTED
Blackrock Municipal Bond Trust
BBK
$503K ﹤0.01%
36,482
-654
-2% -$9.31K
KT icon
1983
KT
KT
$8.75B
$502K ﹤0.01%
33,799
+20,081
+146% +$275K
MWA icon
1984
Mueller Water Products
MWA
$4.04B
$501K ﹤0.01%
43,511
-1,490
-3% -$17.6K
CVLT icon
1985
Commault Systems
CVLT
$5.47B
$500K ﹤0.01%
7,138
+478
+7% +$32.4K
SBNY
1986
DELISTED
Signature Bank
SBNY
$498K ﹤0.01%
4,335
-45,695
-91% -$5.38M
P
1987
Everpure Inc
P
$26.6B
$497K ﹤0.01%
19,150
+500
+3% +$12.4K
PE
1988
DELISTED
PARSLEY ENERGY INC
PE
$497K ﹤0.01%
17,007
-3,618
-18% -$107K
FOSL icon
1989
Fossil Group
FOSL
$360M
$496K ﹤0.01%
21,319
+4,737
+29% +$119K
NWS icon
1990
News Corp Class B
NWS
$17.2B
$495K ﹤0.01%
36,391
+5,625
+18% +$80.9K
CATO icon
1991
Cato Corp
CATO
$66.5M
$492K ﹤0.01%
23,406
+5,229
+29% +$121K
KEP icon
1992
Korea Electric Power
KEP
$15.5B
$492K ﹤0.01%
37,329
-23,202
-38% -$316K
EV
1993
DELISTED
Eaton Vance Corp.
EV
$491K ﹤0.01%
9,327
-2,606
-22% -$138K
MNRO icon
1994
Monro
MNRO
$399M
$490K ﹤0.01%
7,037
-488
-6% -$33.4K
JRI icon
1995
Nuveen Real Asset Income & Growth Fund
JRI
$352M
$489K ﹤0.01%
30,340
-1,561
-5% -$25.4K
WCC
1996
WESCO International
WCC
$17.6B
$489K ﹤0.01%
7,952
-1,079
-12% -$64.6K
MSEX icon
1997
Middlesex Water
MSEX
$1.07B
$487K ﹤0.01%
10,069
-475
-5% -$21.7K
OVV icon
1998
Ovintiv
OVV
$17.1B
$487K ﹤0.01%
7,429
-1,371
-16% -$88.9K
VVV icon
1999
Valvoline
VVV
$5.01B
$487K ﹤0.01%
22,630
+2,795
+14% +$60.7K
CSOD
2000
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$487K ﹤0.01%
8,579
-2,947
-26% -$159K
78 79
80
81 82

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.