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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OEC icon
1976
Orion
OEC
$381M
$1.24M ﹤0.01%
+55,007
New +$1.18M
HT
1977
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$1.23M ﹤0.01%
65,841
-865
-1% -$15.9K
COHU icon
1978
Cohu
COHU
$2.26B
$1.23M ﹤0.01%
51,520
+8,429
+20% +$159K
FBC
1979
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1.23M ﹤0.01%
34,585
-80
-0.2% -$2.57K
LCI
1980
DELISTED
Lannett Company, Inc.
LCI
$1.23M ﹤0.01%
16,614
+3,080
+23% +$226K
ORIT
1981
DELISTED
Oritani Financial Corp. New
ORIT
$1.22M ﹤0.01%
72,922
-6,460
-8% -$106K
WGL
1982
DELISTED
Wgl Holdings
WGL
$1.22M ﹤0.01%
14,544
-12,212
-46% -$1.03M
HCSG icon
1983
Healthcare Services Group
HCSG
$1.6B
$1.22M ﹤0.01%
22,601
-2,014
-8% -$104K
PRTK
1984
DELISTED
Paratek Pharmaceuticals, Inc.
PRTK
$1.22M ﹤0.01%
48,523
-8,218
-14% -$191K
EZPW icon
1985
Ezcorp Inc
EZPW
$1.83B
$1.22M ﹤0.01%
127,900
+21,382
+20% +$187K
TWTR
1986
DELISTED
Twitter, Inc.
TWTR
$1.21M ﹤0.01%
71,973
-438
-0.6% -$7.65K
ESE icon
1987
ESCO Technologies
ESE
$8.17B
$1.21M ﹤0.01%
20,236
+1,639
+9% +$94.7K
WWE
1988
DELISTED
World Wrestling Entertainment
WWE
$1.21M ﹤0.01%
51,515
-1,936
-4% -$41.6K
INSI
1989
DELISTED
Insight Select Income Fund
INSI
$1.21M ﹤0.01%
60,291
-2,724
-4% -$54.5K
JRVR icon
1990
James River Group Holdings
JRVR
$208M
$1.21M ﹤0.01%
+29,177
New +$1.16M
KLDX
1991
DELISTED
KLONDEX MINES LTD
KLDX
$1.21M ﹤0.01%
332,736
+211,606
+175% +$703K
TGTX icon
1992
TG Therapeutics
TGTX
$7.96B
$1.21M ﹤0.01%
101,935
+212
+0.2% +$2.42K
FDC
1993
DELISTED
First Data Corporation
FDC
$1.21M ﹤0.01%
66,887
+25,404
+61% +$463K
GGAL icon
1994
Galicia Financial Group
GGAL
$7.99B
$1.2M ﹤0.01%
23,341
+546
+2% +$23.4K
SSNC icon
1995
SS&C Technologies
SSNC
$18.1B
$1.2M ﹤0.01%
29,933
-339
-1% -$13.1K
DBI icon
1996
Designer Brands
DBI
$307M
$1.2M ﹤0.01%
55,670
-2,754
-5% -$50.7K
FOSL icon
1997
Fossil Group
FOSL
$293M
$1.19M ﹤0.01%
127,927
+21,190
+20% +$199K
UI icon
1998
Ubiquiti
UI
$33.7B
$1.19M ﹤0.01%
21,250
+3,850
+22% +$222K
MDRX
1999
DELISTED
Veradigm Inc. Common Stock
MDRX
$1.19M ﹤0.01%
83,663
+7,318
+10% +$94.7K
INST
2000
DELISTED
Instructure, Inc.
INST
$1.19M ﹤0.01%
35,936
-7,904
-18% -$244K
78 79
80
81 82

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
NMIFOAC
National Mutual Insurance Federation of Agricultural Cooperatives Tokyo, Japan, Japan $13B AUM 17.65% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.