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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.7%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$36.9B
AUM Growth
+$1.94B
Cap. Flow
+$154M
Cap. Flow %
0.42%
Top 10 Hldgs %
4.62%
Holding
3,025
New
132
Increased
1,201
Reduced
1,478
Closed
188

Top Buys

Rank Stock Value
1
IDXX icon
Idexx Laboratories
IDXX
+$57.1M
2
INCY icon
Incyte
INCY
+$53M
3
SD icon
SandRidge Energy
SD
+$46.7M
4
SNPS icon
Synopsys
SNPS
+$46.3M
5
AMD icon
Advanced Micro Devices
AMD
+$41.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$92.1M
2
LLTC
Linear Technology Corp
LLTC
+$72.6M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$63M
4
SE
Spectra Energy Corp Wi
SE
+$62.3M
5
IVE icon
iShares S&P 500 Value ETF
IVE
+$59.9M

Sector Composition

Rank Sector Weight
1 Technology 13.19%
2 Financials 13.13%
3 Healthcare 11.29%
4 Industrials 11.08%
5 Consumer Discretionary 10.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITRI icon
1976
Itron
ITRI
$4.42B
$1.25M ﹤0.01%
20,625
-306
-1% -$19K
WCN
1977
Waste Connections
WCN
$42.2B
$1.25M ﹤0.01%
21,263
-2,523
-11% -$141K
BSL
1978
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$1.25M ﹤0.01%
69,260
+16,062
+30% +$290K
BITA
1979
DELISTED
Bitauto Holdings Limited
BITA
$1.25M ﹤0.01%
48,775
+2,808
+6% +$61.1K
JPI
1980
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.24M ﹤0.01%
51,565
+31,802
+161% +$755K
OIS icon
1981
Oil States International
OIS
$497M
$1.24M ﹤0.01%
37,462
-10,824
-22% -$397K
LMRK
1982
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
$1.24M ﹤0.01%
83,023
-1,959
-2% -$30.1K
CS
1983
DELISTED
Credit Suisse Group
CS
$1.24M ﹤0.01%
83,607
-12,094
-13% -$185K
GAM
1984
General American Investors Company
GAM
$1.58B
$1.23M ﹤0.01%
36,572
+2,334
+7% +$76.7K
KRP icon
1985
Kimbell Royalty Partners
KRP
$1.46B
$1.23M ﹤0.01%
+62,851
New +$1.23M
PGRE
1986
DELISTED
Paramount Group
PGRE
$1.22M ﹤0.01%
75,481
-9,327
-11% -$155K
WAAS
1987
DELISTED
AquaVenture Holdings Limited
WAAS
$1.22M ﹤0.01%
+71,388
New +$1.29M
DK icon
1988
Delek US
DK
$4.05B
$1.22M ﹤0.01%
50,229
+27,657
+123% +$657K
AAT
1989
American Assets Trust
AAT
$1.47B
$1.21M ﹤0.01%
28,995
-1,022
-3% -$43.8K
ZTR
1990
Virtus Total Return Fund
ZTR
$340M
$1.21M ﹤0.01%
103,314
+57,465
+125% +$657K
GAB icon
1991
Gabelli Equity Trust
GAB
$1.77B
$1.21M ﹤0.01%
209,188
-126,190
-38% -$715K
VISN
1992
Vistance Networks Inc
VISN
$2.65B
$1.21M ﹤0.01%
29,026
-886
-3% -$34.1K
LMNX
1993
DELISTED
Luminex Corp
LMNX
$1.21M ﹤0.01%
65,733
-7,324
-10% -$139K
EIG icon
1994
Employers Holdings
EIG
$910M
$1.21M ﹤0.01%
31,808
-8,314
-21% -$314K
BSBR icon
1995
Santander
BSBR
$43B
$1.2M ﹤0.01%
142,532
+31,078
+28% +$304K
MCHB
1996
Mechanics Bancorp
MCHB
$3.77B
$1.2M ﹤0.01%
43,114
-7,857
-15% -$216K
INST
1997
DELISTED
Instructure, Inc.
INST
$1.2M ﹤0.01%
+51,332
New +$1.17M
DEI icon
1998
Douglas Emmett
DEI
$1.99B
$1.19M ﹤0.01%
31,055
-342
-1% -$13.1K
JDD
1999
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.19M ﹤0.01%
100,953
-21,287
-17% -$253K
HGV icon
2000
Hilton Grand Vacations
HGV
$3.52B
$1.19M ﹤0.01%
+41,559
New +$1.19M
78 79
80
81 82

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q1 2017 Portfolio in Review

As of Q1 2017, Guggenheim Capital held 3,025 positions worth $36.9B, up 5.5% from $35B the previous quarter. Its ten largest holdings account for 4.6% of the portfolio.

Guggenheim Capital's Q1 2017 filing shows 132 new, 1,201 increased, 1,478 reduced and 188 closed positions. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $92.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q1 2017 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,177,888 shares worth $26.2M.
  • Guggenheim Capital added most to Idexx Laboratories in Q1 2017, an estimated $57.1M increase.
  • Guggenheim Capital's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $92.1M.
  • Guggenheim Capital fully exited Linear Technology Corp in Q1 2017, selling an estimated $72.6M.
  • Guggenheim Capital's ten largest holdings make up 4.6% of its $36.9B portfolio in Q1 2017.
  • Guggenheim Capital opened 132 new positions and closed 188 in Q1 2017.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $36.9B.

Based on Guggenheim Capital's 13F filing for Q1 2017, filed 15 May 2017.