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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
(+8.8%)
Cap. Flow
+$1.71B
Cap. Flow
% of AUM
4.89%
Top 10 Holdings %
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SandRidge Energy
SD
|
+$44.3M |
| 2 |
Howmet Aerospace
HWM
|
+$42.3M |
| 3 |
Coty
COTY
|
+$39.2M |
| 4 |
Applied Materials
AMAT
|
+$34.4M |
| 5 |
Charter Communications
CHTR
|
+$32.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alcoa
AA
|
+$47.5M |
| 2 |
DO
Diamond Offshore Drilling
DO
|
+$35.1M |
| 3 |
RAI
Reynolds American Inc
RAI
|
+$29.4M |
| 4 |
O-I Glass
OI
|
+$28M |
| 5 |
Mondelez International
MDLZ
|
+$24.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 12.98% |
| 2 | Technology | 12.86% |
| 3 | Healthcare | 11.03% |
| 4 | Industrials | 11.01% |
| 5 | Consumer Discretionary | 10.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
NNN REIT
NNN
$8.98B
| $1.31M | ﹤0.01% |
29,678
-21,141
| -42% | -$933K |
|
1977
Fidus Investment
FDUS
$774M
| $1.31M | ﹤0.01% |
83,212
+1,489
| +2% | +$23.7K |
|
|
ENV
1978
DELISTED
ENVESTNET, INC.
ENV
| $1.31M | ﹤0.01% |
37,048
-14,140
| -28% | -$507K |
|
|
FSD
1979
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
| $1.3M | ﹤0.01% |
81,084
-1,448
| -2% | -$22.6K |
|
|
RT
1980
DELISTED
Ruby Tuesday Georgia
RT
| $1.3M | ﹤0.01% |
403,716
-18,910
| -4% | -$57.6K |
|
|
WIRE
1981
DELISTED
Encore Wire Corp
WIRE
| $1.3M | ﹤0.01% |
30,020
+24,185
| +414% | +$963K |
|
1982
Harmony Gold Mining
HMY
$12.3B
| $1.3M | ﹤0.01% |
588,327
-126,799
| -18% | -$337K |
|
1983
McEwen Inc
MUX
$1.17B
| $1.3M | ﹤0.01% |
44,612
+16,379
| +58% | +$507K |
|
1984
MasterCraft Boat Holdings
MCFT
$592M
| $1.3M | ﹤0.01% |
88,918
-14,492
| -14% | -$185K |
|
|
LTC
1985
LTC Properties
LTC
$2.15B
| $1.3M | ﹤0.01% |
27,576
-3,476
| -11% | -$164K |
|
1986
Surgery Partners
SGRY
$2.04B
| $1.3M | ﹤0.01% |
81,781
+19,657
| +32% | +$327K |
|
|
LMRK
1987
DELISTED
Landmark Infrastructure Partners LP Common Units
LMRK
| $1.3M | ﹤0.01% |
84,982
+45,622
| +116% | +$710K |
|
|
AAT
1988
American Assets Trust
AAT
$1.41B
| $1.29M | ﹤0.01% |
30,017
-64,583
| -68% | -$2.63M |
|
1989
HubSpot
HUBS
$10.4B
| $1.29M | ﹤0.01% |
+27,509
| New | +$1.46M |
|
|
AERI
1990
DELISTED
Aerie Pharmaceuticals
AERI
| $1.29M | ﹤0.01% |
34,135
+1,384
| +4% | +$52.3K |
|
1991
Applied Optoelectronics
AAOI
$10.9B
| $1.29M | ﹤0.01% |
55,097
-6,431
| -10% | -$149K |
|
1992
Vipshop
VIPS
$7.51B
| $1.29M | ﹤0.01% |
117,291
+12,749
| +12% | +$165K |
|
|
NPKI
1993
NPK International
NPKI
$1.14B
| $1.29M | ﹤0.01% |
172,029
-280,596
| -62% | -$2.04M |
|
1994
Cato Corp
CATO
$66.9M
| $1.29M | ﹤0.01% |
42,825
+810
| +2% | +$24.9K |
|
1995
SPS Commerce
SPSC
$2.63B
| $1.28M | ﹤0.01% |
36,766
-11,052
| -23% | -$378K |
|
|
HTLF
1996
DELISTED
Heartland Financial USA, Inc.
HTLF
| $1.28M | ﹤0.01% |
26,718
-7,236
| -21% | -$300K |
|
1997
Pathward Financial
CASH
$1.84B
| $1.28M | ﹤0.01% |
37,353
-22,758
| -38% | -$636K |
|
1998
Liberty Broadband Class A
LBRDA
$5.15B
| $1.28M | ﹤0.01% |
17,643
-589
| -3% | -$40.4K |
|
1999
Center Bancorp
CNOB
$1.78B
| $1.28M | ﹤0.01% |
49,201
-8,398
| -15% | -$182K |
|
2000
Synaptics
SYNA
$4.14B
| $1.27M | ﹤0.01% |
23,664
-157,546
| -87% | -$9.11M |
|
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Guggenheim Capital's Q4 2016 Portfolio in Review
As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.
Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.
By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.
- Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
- Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
- Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
- Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
- Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
- Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
- Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.
Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.