We are live on ! Find out more
GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WCN
1976
Waste Connections
WCN
$41.5B
$1.21M ﹤0.01%
24,195
-11,864
-33% -$598K
STON
1977
DELISTED
StoneMor Inc.
STON
$1.2M ﹤0.01%
48,065
+4,613
+11% +$116K
FPL
1978
DELISTED
FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
FPL
$1.2M ﹤0.01%
87,959
-6,730
-7% -$91.3K
FFIN icon
1979
First Financial Bankshares
FFIN
$5.06B
$1.2M ﹤0.01%
65,866
-11,418
-15% -$201K
SNDA icon
1980
Sonida Senior Living
SNDA
$1.89B
$1.2M ﹤0.01%
4,746
+635
+15% +$168K
EXK
1981
Endeavour Silver
EXK
$2.65B
$1.2M ﹤0.01%
+233,131
New +$1.16M
GPP
1982
DELISTED
Green Plains Partners LP
GPP
$1.19M ﹤0.01%
61,995
+22,730
+58% +$406K
BWG
1983
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$1.19M ﹤0.01%
87,531
+39,084
+81% +$528K
AAC
1984
DELISTED
AAC Holdings
AAC
$1.19M ﹤0.01%
+68,144
New +$1.34M
ECHO
1985
DELISTED
Echo Global Logistics, Inc.
ECHO
$1.18M ﹤0.01%
51,340
-4,324
-8% -$106K
VMW
1986
DELISTED
VMware, Inc
VMW
$1.18M ﹤0.01%
16,111
+3,366
+26% +$237K
MCFT icon
1987
MasterCraft Boat Holdings
MCFT
$610M
$1.18M ﹤0.01%
103,410
+6,914
+7% +$79.5K
CONN
1988
DELISTED
Conn's Inc.
CONN
$1.18M ﹤0.01%
114,154
+13,760
+14% +$108K
AAON icon
1989
Aaon
AAON
$7.63B
$1.18M ﹤0.01%
61,254
-8,264
-12% -$152K
HIO
1990
Western Asset High Income Opportunity Fund
HIO
$339M
$1.18M ﹤0.01%
233,169
+132,962
+133% +$667K
LHCG
1991
DELISTED
LHC Group LLC
LHCG
$1.18M ﹤0.01%
31,844
-4,813
-13% -$193K
DHG
1992
DELISTED
Deutsche High Incm Opportunities
DHG
$1.18M ﹤0.01%
83,078
-31,149
-27% -$438K
CXP
1993
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$1.17M ﹤0.01%
52,290
-31,435
-38% -$733K
ENOC
1994
DELISTED
EnerNOC, Inc.
ENOC
$1.17M ﹤0.01%
216,351
+51,706
+31% +$314K
REX icon
1995
REX American Resources
REX
$1.45B
$1.17M ﹤0.01%
82,572
-1,560
-2% -$19K
HSII
1996
DELISTED
Heidrick & Struggles
HSII
$1.16M ﹤0.01%
62,693
-8,435
-12% -$156K
MTX icon
1997
Minerals Technologies
MTX
$2.4B
$1.16M ﹤0.01%
16,441
+1,144
+7% +$76.4K
SBSI icon
1998
Southside Bancshares
SBSI
$974M
$1.16M ﹤0.01%
36,924
-18,016
-33% -$560K
TCP
1999
DELISTED
TC Pipelines LP
TCP
$1.15M ﹤0.01%
20,232
-51,920
-72% -$2.81M
SSNC icon
2000
SS&C Technologies
SSNC
$18.6B
$1.15M ﹤0.01%
35,774
-7,374
-17% -$234K
78 79
80
81 82

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.