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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.88%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$39.9B
AUM Growth
-$1.85B
Cap. Flow
-$122M
Cap. Flow %
-0.31%
Top 10 Hldgs %
5.46%
Holding
3,261
New
279
Increased
1,342
Reduced
1,357
Closed
256

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$107M
2
ZION icon
Zions Bancorporation
ZION
+$69.8M
3
Y
Alleghany Corp
Y
+$49.5M
4
AAPL icon
Apple
AAPL
+$44.2M
5
CPT icon
Camden Property Trust
CPT
+$43.9M

Top Sells

Rank Stock Value
1
BG icon
Bunge Global
BG
+$67.6M
2
THG icon
Hanover Insurance
THG
+$63.6M
3
URS
URS CORP
URS
+$58.3M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$58.3M
5
NTRS icon
Northern Trust
NTRS
+$49.8M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Healthcare 11.32%
3 Consumer Discretionary 10.79%
4 Financials 10.35%
5 Industrials 9.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMS
1976
DELISTED
Calamos Asset Management, Inc.
CLMS
$1.46M ﹤0.01%
109,275
-62,404
-36% -$809K
ASRT
1977
DELISTED
Assertio
ASRT
$1.45M ﹤0.01%
+1,500
New +$1.37M
MRVL icon
1978
Marvell Technology
MRVL
$194B
$1.45M ﹤0.01%
99,606
-53,317
-35% -$724K
BANF icon
1979
BancFirst
BANF
$3.8B
$1.44M ﹤0.01%
45,574
+44
+0.1% +$1.42K
WCN
1980
Waste Connections
WCN
$42.1B
$1.44M ﹤0.01%
49,143
-2,340
-5% -$73.6K
WUBA
1981
DELISTED
58.com Inc
WUBA
$1.44M ﹤0.01%
34,660
+24,582
+244% +$1.01M
AFAM
1982
DELISTED
Almost Family Inc
AFAM
$1.44M ﹤0.01%
49,730
+3,289
+7% +$92.3K
CVGW
1983
DELISTED
Calavo Growers
CVGW
$1.44M ﹤0.01%
+30,428
New +$1.4M
GFI icon
1984
Gold Fields
GFI
$36.5B
$1.44M ﹤0.01%
317,555
-98,600
-24% -$395K
ERIE icon
1985
Erie Indemnity
ERIE
$13.5B
$1.44M ﹤0.01%
15,838
+4,584
+41% +$391K
NTUS
1986
DELISTED
Natus Medical Inc
NTUS
$1.44M ﹤0.01%
39,889
-8,942
-18% -$300K
IPCC
1987
DELISTED
Infinity Property & Casualty C
IPCC
$1.43M ﹤0.01%
18,566
-4,221
-19% -$302K
ON icon
1988
ON Semiconductor
ON
$19.3B
$1.43M ﹤0.01%
141,373
-171,758
-55% -$1.51M
MIC
1989
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$1.43M ﹤0.01%
20,150
-125,267
-86% -$8.53M
SPXC icon
1990
SPX Corp
SPXC
$10.8B
$1.43M ﹤0.01%
66,133
+54,037
+447% +$1.21M
ASB icon
1991
Associated Banc-Corp
ASB
$5.9B
$1.43M ﹤0.01%
76,534
-803,765
-91% -$14.7M
ATHM icon
1992
Autohome
ATHM
$2.62B
$1.42M ﹤0.01%
+39,116
New +$1.66M
PCK
1993
DELISTED
Pimco California Municipal Income Fund II
PCK
$1.42M ﹤0.01%
149,507
+16,182
+12% +$154K
ARDC
1994
Are Dynamic Credit Allocation Fund
ARDC
$299M
$1.42M ﹤0.01%
89,775
+3,110
+4% +$51.4K
VAC icon
1995
Marriott Vacations Worldwide
VAC
$4.28B
$1.42M ﹤0.01%
19,048
+8,674
+84% +$603K
CMTL icon
1996
Comtech Telecommunications
CMTL
$51.5M
$1.42M ﹤0.01%
45,011
-14,919
-25% -$543K
TAL icon
1997
TAL Education Group
TAL
$6.82B
$1.42M ﹤0.01%
302,514
-24,222
-7% -$127K
DCP
1998
DELISTED
DCP Midstream, LP
DCP
$1.41M ﹤0.01%
31,067
+17,816
+134% +$891K
AVNR
1999
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$1.41M ﹤0.01%
+83,079
New +$1.17M
ASX icon
2000
ASE Group
ASX
$81.6B
$1.41M ﹤0.01%
229,411
-84,964
-27% -$518K
78 79
80
81 82

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2014 Portfolio in Review

As of Q4 2014, Guggenheim Capital held 3,261 positions worth $39.9B, down 4.4% from $41.7B the previous quarter. Its ten largest holdings account for 5.5% of the portfolio.

Guggenheim Capital's Q4 2014 filing shows 279 new, 1,342 increased, 1,357 reduced and 256 closed positions. Its largest new stake was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M. The largest sale was Bunge Global, an estimated $67.6M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Guggenheim Capital's largest Q4 2014 buy was Direxion Daily Gold Miners Index Bull 2X ETF: 71,350 shares worth $31.9M.
  • Guggenheim Capital added most to Invesco QQQ Trust in Q4 2014, an estimated $107M increase.
  • Guggenheim Capital's biggest Q4 2014 reduction was Bunge Global, cutting an estimated $67.6M.
  • Guggenheim Capital fully exited URS CORP in Q4 2014, selling an estimated $58.3M.
  • Guggenheim Capital's ten largest holdings make up 5.5% of its $39.9B portfolio in Q4 2014.
  • Guggenheim Capital opened 279 new positions and closed 256 in Q4 2014.
  • Guggenheim Capital's portfolio value fell 4.4% quarter-over-quarter to $39.9B.

Based on Guggenheim Capital's 13F filing for Q4 2014, filed 17 Feb 2015.