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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$590M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARDC
1976
Are Dynamic Credit Allocation Fund
ARDC
$297M
$1.48M ﹤0.01%
86,665
-17,355
-17% -$306K
BCF
1977
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$1.47M ﹤0.01%
173,991
-465
-0.3% -$4.27K
PAAS icon
1978
Pan American Silver
PAAS
$20.2B
$1.47M ﹤0.01%
134,119
-5,450
-4% -$76.7K
VOXX
1979
DELISTED
VOXX International Corporation Class A
VOXX
$1.47M ﹤0.01%
158,073
-3,325
-2% -$32.3K
AJRD
1980
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$1.47M ﹤0.01%
91,748
-9,869
-10% -$177K
CYT
1981
DELISTED
CYTEC INDS INC
CYT
$1.46M ﹤0.01%
30,930
-1,988
-6% -$102K
CCK icon
1982
Crown Holdings
CCK
$13.2B
$1.46M ﹤0.01%
32,804
-26,358
-45% -$1.27M
DDS icon
1983
Dillards
DDS
$9.64B
$1.46M ﹤0.01%
13,408
-2,618
-16% -$304K
IPCC
1984
DELISTED
Infinity Property & Casualty C
IPCC
$1.46M ﹤0.01%
22,787
-532
-2% -$35.5K
YELP icon
1985
Yelp
YELP
$1.38B
$1.46M ﹤0.01%
21,362
+4,071
+24% +$303K
LXFR icon
1986
Luxfer Holdings
LXFR
$457M
$1.45M ﹤0.01%
84,030
+10,150
+14% +$188K
TRST
1987
Trustco Bank Corp NY
TRST
$958M
$1.45M ﹤0.01%
45,040
-54,574
-55% -$1.84M
MEP
1988
DELISTED
Midcoast Energy Partners, L.P.
MEP
$1.45M ﹤0.01%
64,907
+46,360
+250% +$1.02M
PUK icon
1989
Prudential
PUK
$34.7B
$1.44M ﹤0.01%
33,432
-861
-3% -$39.1K
BELFB
1990
Bel Fuse Inc Class B
BELFB
$4.18B
$1.44M ﹤0.01%
58,285
-1,185
-2% -$28.5K
DBC icon
1991
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$1.44M ﹤0.01%
62,049
– –
NTUS
1992
DELISTED
Natus Medical Inc
NTUS
$1.44M ﹤0.01%
48,831
-5,250
-10% -$145K
ACGL icon
1993
Arch Capital
ACGL
$33.9B
$1.44M ﹤0.01%
78,960
+50,604
+178% +$933K
TEF
1994
DELISTED
Telefonica
TEF
$1.44M ﹤0.01%
127,672
+52,765
+70% +$620K
VIVO
1995
DELISTED
Meridian Bioscience Inc
VIVO
$1.44M ﹤0.01%
81,385
-2,087
-3% -$41K
CBM
1996
DELISTED
Cambrex Corporation
CBM
$1.44M ﹤0.01%
76,957
+5,230
+7% +$112K
DD
1997
PUT
DELISTED
Du Pont De Nemours E I
DD
$1.44M ﹤0.01%
+21,060
New +$1.33M
BKD icon
1998
Brookdale Senior Living
BKD
$3.43B
$1.43M ﹤0.01%
44,494
+15,547
+54% +$530K
NGD
1999
DELISTED
New Gold Inc
NGD
$1.43M ﹤0.01%
283,959
+3,425
+1% +$21K
CWCO icon
2000
Consolidated Water Co
CWCO
$479M
$1.43M ﹤0.01%
122,496
+15,598
+15% +$180K
78 79
80
81 82

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.