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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
JPS
1976
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $1.53M | ﹤0.01% |
175,912
-107,352
| -38% | -$909K |
|
|
LAYN
1977
DELISTED
Layne Christensen Co
LAYN
| $1.53M | ﹤0.01% |
83,977
+6,251
| +8% | +$110K |
|
1978
CDW
CDW
$17B
| $1.52M | ﹤0.01% |
55,541
+21,532
| +63% | +$532K |
|
1979
Simmons First National
SFNC
$3.39B
| $1.52M | ﹤0.01% |
81,746
+68,492
| +517% | +$1.23M |
|
1980
Buckle
BKE
$2.37B
| $1.52M | ﹤0.01% |
33,196
+18,343
| +123% | +$836K |
|
1981
BancFirst
BANF
$3.8B
| $1.52M | ﹤0.01% |
53,696
+496
| +0.9% | +$13.6K |
|
1982
Marcus Corp
MCS
$945M
| $1.52M | ﹤0.01% |
90,981
+1,455
| +2% | +$20.4K |
|
1983
BlackRock Debt Strategies Fund
DSU
$597M
| $1.52M | ﹤0.01% |
123,349
-35,778
| -22% | -$436K |
|
1984
Valley National Bancorp
VLY
$8.05B
| $1.5M | ﹤0.01% |
144,577
-54,189
| -27% | -$543K |
|
|
TAST
1985
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $1.5M | ﹤0.01% |
+209,717
| New | +$1.41M |
|
|
TGI
1986
DELISTED
Triumph Group
TGI
| $1.5M | ﹤0.01% |
23,278
-21,432
| -48% | -$1.47M |
|
|
VRTU
1987
DELISTED
Virtusa Corporation
VRTU
| $1.5M | ﹤0.01% |
44,766
-18,703
| -29% | -$662K |
|
1988
Consolidated Water Co
CWCO
$488M
| $1.5M | ﹤0.01% |
113,641
+4,950
| +5% | +$64.3K |
|
|
NBIS
1989
Nebius Group N.V.
NBIS
$47.7B
| $1.5M | ﹤0.01% |
49,514
+6,965
| +16% | +$257K |
|
1990
Genesco
GCO
$422M
| $1.49M | ﹤0.01% |
20,036
+1,663
| +9% | +$121K |
|
|
EIM
1991
Eaton Vance Municipal Bond Fund
EIM
$499M
| $1.49M | ﹤0.01% |
125,633
+50,407
| +67% | +$593K |
|
1992
Brink's
BCO
$4.62B
| $1.49M | ﹤0.01% |
52,241
+5,028
| +11% | +$158K |
|
|
WWE
1993
DELISTED
World Wrestling Entertainment
WWE
| $1.49M | ﹤0.01% |
+51,665
| New | +$1.23M |
|
|
THS
1994
DELISTED
Treehouse Foods
THS
| $1.48M | ﹤0.01% |
20,610
-3,399
| -14% | -$234K |
|
1995
Main Street Capital
MAIN
$5.48B
| $1.48M | ﹤0.01% |
45,168
+20,159
| +81% | +$686K |
|
1996
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
| $1.48M | ﹤0.01% |
19,791
-4,074
| -17% | -$303K |
|
|
CCI.PRA
1997
DELISTED
Crown Castle International Corp.
CCI.PRA
| $1.48M | ﹤0.01% |
20,000
| – | – |
|
|
ICB
1998
DELISTED
Morgan Stanley Income Sec. Inc
ICB
| $1.48M | ﹤0.01% |
84,050
-29,215
| -26% | -$504K |
|
1999
Maximus
MMS
$3.11B
| $1.47M | ﹤0.01% |
32,762
+285
| +0.9% | +$12.9K |
|
|
NPKI
2000
NPK International
NPKI
$1.14B
| $1.47M | ﹤0.01% |
128,329
-33,048
| -20% | -$378K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.