We are live on
!
Find out more
GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SUNS
1976
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $1.24M | ﹤0.01% |
68,328
-19,074
| -22% | -$351K |
|
|
ARO
1977
DELISTED
Aeropostale Inc
ARO
| $1.23M | ﹤0.01% |
130,169
+62,994
| +94% | +$748K |
|
|
SMI
1978
DELISTED
Semiconductor Manufacturing Intl
SMI
| $1.23M | ﹤0.01% |
353,053
+96,494
| +38% | +$365K |
|
1979
Bank of Hawaii
BOH
$3.12B
| $1.22M | ﹤0.01% |
22,467
-60,325
| -73% | -$3.26M |
|
|
CAJ
1980
DELISTED
Canon, Inc.
CAJ
| $1.22M | ﹤0.01% |
38,206
+17,388
| +84% | +$559K |
|
|
SPR
1981
DELISTED
Spirit AeroSystems
SPR
| $1.22M | ﹤0.01% |
+50,361
| New | +$1.2M |
|
|
MAGN
1982
Magnera Corp
MAGN
$446M
| $1.22M | ﹤0.01% |
3,463
+301
| +10% | +$104K |
|
|
GLOG
1983
DELISTED
GASLOG LTD
GLOG
| $1.22M | ﹤0.01% |
81,524
+28,212
| +53% | +$393K |
|
1984
Movado Group
MOV
$840M
| $1.21M | ﹤0.01% |
27,713
+3,734
| +16% | +$146K |
|
1985
Littelfuse
LFUS
$11.7B
| $1.21M | ﹤0.01% |
15,453
-519
| -3% | -$41.2K |
|
|
CMLP
1986
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
| $1.21M | ﹤0.01% |
54,683
-27,350
| -33% | -$640K |
|
1987
Nuveen New York Municipal Value Fund
NNY
$156M
| $1.21M | ﹤0.01% |
134,617
+18,062
| +15% | +$164K |
|
1988
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $1.21M | ﹤0.01% |
30,071
-31,008
| -51% | -$1.23M |
|
1989
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $1.21M | ﹤0.01% |
44,182
+5,667
| +15% | +$156K |
|
1990
Goldgroup Mining Inc.
GORO
$160M
| $1.21M | ﹤0.01% |
181,868
+3,876
| +2% | +$30.7K |
|
1991
Cheniere Energy
CQP
$32B
| $1.2M | ﹤0.01% |
45,421
-5,367
| -11% | -$151K |
|
|
EDR
1992
DELISTED
Education Realty Trust Inc
EDR
| $1.2M | ﹤0.01% |
43,744
+577
| +1% | +$16.4K |
|
|
AF
1993
DELISTED
Astoria Financial Corporation
AF
| $1.19M | ﹤0.01% |
95,883
-5,409
| -5% | -$66.8K |
|
|
PNI
1994
PIMCO New York Municipal Income Fund II
PNI
$76.7M
| $1.19M | ﹤0.01% |
105,085
+17,583
| +20% | +$189K |
|
1995
Tyler Technologies
TYL
$12.5B
| $1.19M | ﹤0.01% |
13,615
+355
| +3% | +$27.3K |
|
|
CVRR
1996
DELISTED
CVR Refining, LP
CVRR
| $1.19M | ﹤0.01% |
+47,571
| New | +$1.28M |
|
1997
Liquidity Services
LQDT
$1.31B
| $1.18M | ﹤0.01% |
35,157
+10,245
| +41% | +$326K |
|
|
GAP
1998
PUT
The Gap Inc
GAP
$7.39B
| $1.18M | ﹤0.01% |
+29,000
| New | +$1.25M |
|
1999
BancFirst
BANF
$3.81B
| $1.17M | ﹤0.01% |
43,400
-182
| -0.4% | -$4.76K |
|
2000
FNB Corp
FNB
$6.75B
| $1.17M | ﹤0.01% |
96,689
-5,798
| -6% | -$72.8K |
|
Similar funds
TRSOTSOK
AIM
CII
AAMU
WANY
ACA
ZIG
Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.