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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
176
AstraZeneca
AZN
$250B
$14.7M 0.13%
108,378
+10,043
+10% +$1.37M
GLD icon
177
SPDR Gold Trust
GLD
$138B
$14.4M 0.12%
84,125
-82
-0.1% -$14.7K
PDD icon
178
Pinduoduo
PDD
$129B
$14.4M 0.12%
146,714
+26,705
+22% +$2.3M
TRV icon
179
Travelers Companies
TRV
$80.5B
$14.3M 0.12%
87,433
-4,898
-5% -$818K
CTRE icon
180
CareTrust REIT
CTRE
$9.72B
$14.3M 0.12%
695,788
-29,625
-4% -$599K
RS icon
181
Reliance Steel & Aluminium
RS
$21.3B
$14.2M 0.12%
53,991
-3,938
-7% -$1.09M
MAR icon
182
Marriott International
MAR
$93.8B
$14.2M 0.12%
71,989
+8,502
+13% +$1.69M
IGSB icon
183
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$14.1M 0.12%
282,351
+17,700
+7% +$886K
EOS
184
Eaton Vance Enhance Equity Income Fund II
EOS
$1.17B
$13.9M 0.12%
806,815
+95,782
+13% +$1.71M
EW icon
185
Edwards Lifesciences
EW
$51.5B
$13.9M 0.12%
199,990
-34,644
-15% -$2.78M
O icon
186
Realty Income
O
$59B
$13.9M 0.12%
277,434
-13,503
-5% -$776K
AIG icon
187
American International
AIG
$42.4B
$13.8M 0.12%
227,842
-18,242
-7% -$1.09M
CEG icon
188
Constellation Energy
CEG
$93.2B
$13.6M 0.12%
124,469
+12,978
+12% +$1.34M
DOC icon
189
Healthpeak Properties
DOC
$14.5B
$13.6M 0.12%
739,380
+336,214
+83% +$6.9M
PRU icon
190
Prudential Financial
PRU
$41.9B
$13.4M 0.12%
141,401
-20,622
-13% -$1.95M
COP icon
191
ConocoPhillips
COP
$140B
$13.4M 0.12%
111,959
-6,532
-6% -$758K
BKR icon
192
Baker Hughes
BKR
$62.3B
$13.3M 0.11%
376,097
-1,463
-0.4% -$51.8K
TSN icon
193
Tyson Foods
TSN
$20.6B
$13.3M 0.11%
262,969
+7,278
+3% +$388K
NAC icon
194
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$13.1M 0.11%
1,358,504
+13,532
+1% +$142K
ANGL icon
195
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$13.1M 0.11%
482,940
-40,025
-8% -$1.1M
LHX icon
196
L3Harris
LHX
$53.9B
$13M 0.11%
74,939
-3,502
-4% -$644K
WDAY icon
197
Workday
WDAY
$42B
$13M 0.11%
60,731
+9,334
+18% +$2.16M
LYB icon
198
LyondellBasell Industries
LYB
$19.8B
$13M 0.11%
137,684
-18,540
-12% -$1.78M
JNK icon
199
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$12.9M 0.11%
143,034
-10,306
-7% -$944K
MKL icon
200
Markel Group
MKL
$23.2B
$12.9M 0.11%
8,764
+4,525
+107% +$6.62M
6 7
8
9 10

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.