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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
176
Morgan Stanley
MS
$340B
$15.1M 0.13%
172,002
-9,628
-5% -$899K
GLD icon
177
SPDR Gold Trust
GLD
$141B
$15.1M 0.13%
82,274
-8,749
-10% -$1.54M
CAT icon
178
Caterpillar
CAT
$387B
$15M 0.13%
65,339
+10,875
+20% +$2.63M
T icon
179
AT&T
T
$163B
$14.7M 0.12%
765,966
+88,157
+13% +$1.68M
SNPS icon
180
Synopsys
SNPS
$79.7B
$14.6M 0.12%
37,914
+907
+2% +$324K
DIS icon
181
Walt Disney
DIS
$181B
$14.6M 0.12%
145,779
+17,519
+14% +$1.77M
WFC icon
182
Wells Fargo
WFC
$264B
$14.5M 0.12%
389,165
+14,231
+4% +$620K
NZF icon
183
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$14.4M 0.12%
1,205,096
+84,402
+8% +$1.01M
ORLY icon
184
O'Reilly Automotive
ORLY
$76.3B
$14.3M 0.12%
252,915
+34,785
+16% +$1.91M
ANGL icon
185
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.06B
$14.2M 0.12%
507,777
-17,976
-3% -$496K
ABT icon
186
Abbott
ABT
$187B
$14.2M 0.12%
139,991
+43,390
+45% +$4.58M
AZN icon
187
AstraZeneca
AZN
$250B
$14.1M 0.12%
101,692
+2,913
+3% +$392K
HYD icon
188
VanEck High Yield Muni ETF
HYD
$4.45B
$14M 0.12%
271,389
-8,877
-3% -$458K
LYB icon
189
LyondellBasell Industries
LYB
$19.2B
$14M 0.12%
149,535
-18,391
-11% -$1.71M
MCHP icon
190
Microchip Technology
MCHP
$46B
$14M 0.12%
166,841
+38,845
+30% +$3.1M
KNX icon
191
Knight Transportation
KNX
$11.4B
$14M 0.12%
246,793
+3,827
+2% +$219K
ASML icon
192
ASML
ASML
$669B
$13.9M 0.12%
20,484
+4,060
+25% +$2.61M
OKE icon
193
Oneok
OKE
$54.5B
$13.9M 0.12%
219,110
-20,540
-9% -$1.36M
TRV icon
194
Travelers Companies
TRV
$80.2B
$13.8M 0.12%
80,617
+8,676
+12% +$1.58M
CCI icon
195
Crown Castle
CCI
$32.2B
$13.6M 0.11%
101,399
+4,301
+4% +$595K
JNK icon
196
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$13.6M 0.11%
146,023
+10,826
+8% +$994K
DXCM icon
197
DexCom
DXCM
$32B
$13.5M 0.11%
116,477
+11,037
+10% +$1.24M
EXPD icon
198
Expeditors International
EXPD
$23.2B
$13.4M 0.11%
122,003
+7,884
+7% +$856K
MSM icon
199
MSC Industrial Direct
MSM
$6.86B
$13.4M 0.11%
159,755
+8,447
+6% +$700K
VMW
200
DELISTED
VMware, Inc
VMW
$13.4M 0.11%
107,287
-63,053
-37% -$7.58M
6 7
8
9 10

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.