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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
176
Thermo Fisher Scientific
TMO
$214B
$14.9M 0.13%
27,048
+4,285
+19% +$2.27M
CW icon
177
Curtiss-Wright
CW
$26.4B
$14.8M 0.13%
88,741
+636
+0.7% +$106K
MRSH
178
Marsh
MRSH
$92.2B
$14.7M 0.13%
88,975
-21,888
-20% -$3.58M
BSX icon
179
Boston Scientific
BSX
$71.4B
$14.7M 0.13%
318,152
+17,062
+6% +$739K
VGM icon
180
Invesco Trust Investment Grade Municipals
VGM
$559M
$14.6M 0.13%
1,451,735
-18,492
-1% -$177K
C icon
181
Citigroup
C
$224B
$14.6M 0.13%
322,245
+57,794
+22% +$2.63M
DGX icon
182
Quest Diagnostics
DGX
$26.3B
$14.6M 0.13%
93,129
-3,708
-4% -$533K
TER icon
183
Teradyne
TER
$60.2B
$14.5M 0.13%
165,979
-8,723
-5% -$748K
FISV
184
Fiserv Inc
FISV
$28.9B
$14.3M 0.13%
141,152
-40,998
-23% -$4.08M
ANGL icon
185
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$14.2M 0.12%
525,753
+19,869
+4% +$533K
HYD icon
186
VanEck High Yield Muni ETF
HYD
$4.44B
$14.2M 0.12%
280,266
+6,247
+2% +$316K
FANG icon
187
Diamondback Energy
FANG
$53.1B
$14.1M 0.12%
103,149
+23,323
+29% +$3.41M
CMBS icon
188
iShares CMBS ETF
CMBS
$474M
$14M 0.12%
304,847
-29,880
-9% -$1.37M
LYB icon
189
LyondellBasell Industries
LYB
$19.8B
$13.9M 0.12%
167,926
+9,767
+6% +$800K
VMI icon
190
Valmont Industries
VMI
$9.5B
$13.9M 0.12%
42,165
-2,247
-5% -$713K
ZTS icon
191
Zoetis
ZTS
$32.4B
$13.9M 0.12%
94,693
+29,040
+44% +$4.3M
ATVI
192
DELISTED
Activision Blizzard
ATVI
$13.8M 0.12%
180,385
-16,167
-8% -$1.2M
MAA icon
193
Mid-America Apartment Communities
MAA
$15.5B
$13.8M 0.12%
87,833
-6,342
-7% -$988K
BDJ icon
194
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$13.7M 0.12%
1,522,851
-7,118
-0.5% -$62.9K
PB icon
195
Prosperity Bancshares
PB
$8.88B
$13.6M 0.12%
187,076
-2,897
-2% -$209K
NZF icon
196
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$13.5M 0.12%
1,120,694
+114,951
+11% +$1.33M
AJG icon
197
Arthur J. Gallagher & Co
AJG
$64.5B
$13.5M 0.12%
71,589
-10,562
-13% -$1.98M
TRV icon
198
Travelers Companies
TRV
$80.5B
$13.5M 0.12%
71,941
+2,746
+4% +$494K
TROW icon
199
T. Rowe Price
TROW
$24.2B
$13.5M 0.12%
123,333
+3,597
+3% +$407K
EHC icon
200
Encompass Health
EHC
$12.4B
$13.4M 0.12%
224,798
+45,633
+25% +$2.48M
6 7
8
9 10

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.