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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAA icon
176
Mid-America Apartment Communities
MAA
$15.5B
$14.6M 0.13%
94,175
-13,515
-13% -$2.33M
BKH icon
177
Black Hills Corp
BKH
$5.54B
$14.6M 0.13%
215,328
-70,387
-25% -$5.28M
MRNA icon
178
Moderna
MRNA
$21.5B
$14.5M 0.13%
122,398
-11,762
-9% -$1.78M
TFC icon
179
Truist Financial
TFC
$64.2B
$14.3M 0.13%
329,122
+41,700
+15% +$2.01M
EVRG icon
180
Evergy
EVRG
$19.1B
$14.3M 0.13%
239,907
+54,579
+29% +$3.67M
REXR icon
181
Rexford Industrial Realty
REXR
$8.14B
$14.2M 0.13%
273,874
-13,556
-5% -$839K
TEAM icon
182
Atlassian
TEAM
$28B
$14.2M 0.13%
67,296
-15,754
-19% -$3.68M
CEG icon
183
Constellation Energy
CEG
$93.2B
$14.2M 0.13%
170,315
-1,443
-0.8% -$106K
WFC icon
184
Wells Fargo
WFC
$265B
$14.2M 0.13%
352,006
+33,594
+11% +$1.44M
AMCR icon
185
Amcor
AMCR
$21.8B
$14.1M 0.13%
262,774
-42,646
-14% -$2.62M
AJG icon
186
Arthur J. Gallagher & Co
AJG
$64.5B
$14.1M 0.13%
82,151
-2,110
-3% -$375K
EVV
187
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$13.8M 0.13%
1,500,817
-65,245
-4% -$683K
WEC icon
188
WEC Energy
WEC
$35.2B
$13.8M 0.13%
154,166
+61,323
+66% +$6.26M
AIZ icon
189
Assurant
AIZ
$14.7B
$13.8M 0.13%
94,817
-12,184
-11% -$1.99M
VGM icon
190
Invesco Trust Investment Grade Municipals
VGM
$559M
$13.8M 0.13%
1,470,227
-6,115
-0.4% -$63.9K
HYD icon
191
VanEck High Yield Muni ETF
HYD
$4.44B
$13.7M 0.13%
274,019
+3,673
+1% +$196K
K
192
DELISTED
Kellanova
K
$13.6M 0.12%
208,543
-63,588
-23% -$4.37M
JCI icon
193
Johnson Controls International
JCI
$93.6B
$13.6M 0.12%
275,898
+31,283
+13% +$1.66M
EVH icon
194
Evolent Health
EVH
$404M
$13.6M 0.12%
377,232
-1
-0% -$35
ARDC
195
Are Dynamic Credit Allocation Fund
ARDC
$297M
$13.4M 0.12%
1,140,873
-60,704
-5% -$769K
NSA
196
DELISTED
National Storage Affiliates Trust
NSA
$13.4M 0.12%
322,173
-81,176
-20% -$4.14M
ANGL icon
197
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$13.3M 0.12%
505,884
-11,067
-2% -$306K
OKE icon
198
Oneok
OKE
$55.4B
$13.2M 0.12%
256,931
-19,299
-7% -$1.15M
ETV
199
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.75B
$13.2M 0.12%
1,000,586
-49,178
-5% -$724K
TER icon
200
Teradyne
TER
$60.2B
$13.1M 0.12%
174,702
-5,149
-3% -$469K
6 7
8
9 10

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
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Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.