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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CONE
176
DELISTED
CyrusOne Inc Common Stock
CONE
$23.4M 0.12%
260,431
-43,414
-14% -$3.68M
EIX icon
177
Edison International
EIX
$25.9B
$23.2M 0.12%
340,135
+21,216
+7% +$1.35M
DOC icon
178
Healthpeak Properties
DOC
$14.5B
$23.2M 0.12%
641,680
+46,292
+8% +$1.6M
EXPD icon
179
Expeditors International
EXPD
$23.2B
$23.1M 0.12%
172,271
+25,415
+17% +$3.18M
ESS icon
180
Essex Property Trust
ESS
$18.3B
$22.9M 0.12%
65,086
+9,689
+17% +$3.3M
ARDC
181
Are Dynamic Credit Allocation Fund
ARDC
$297M
$22.7M 0.12%
1,391,060
+116,453
+9% +$1.87M
ROST icon
182
Ross Stores
ROST
$81.6B
$22.6M 0.12%
197,389
+32,629
+20% +$3.65M
MS icon
183
Morgan Stanley
MS
$336B
$22.3M 0.12%
227,039
+10,207
+5% +$1.02M
SRE icon
184
Sempra
SRE
$55.1B
$22.1M 0.12%
334,288
+96,498
+41% +$6.11M
FISV
185
Fiserv Inc
FISV
$28.9B
$22.1M 0.12%
212,834
+14,490
+7% +$1.5M
MET icon
186
MetLife
MET
$64.3B
$21.8M 0.11%
349,465
-2,471
-0.7% -$155K
REXR icon
187
Rexford Industrial Realty
REXR
$8.14B
$21.8M 0.11%
268,949
+20,472
+8% +$1.42M
ADSK icon
188
Autodesk
ADSK
$51.2B
$21.8M 0.11%
77,469
-7,899
-9% -$2.3M
XLNX
189
DELISTED
Xilinx Inc
XLNX
$21.5M 0.11%
101,305
+3,047
+3% +$601K
BIIB icon
190
Biogen
BIIB
$30.5B
$21.3M 0.11%
88,780
+10,109
+13% +$2.6M
MRVL icon
191
Marvell Technology
MRVL
$189B
$21.2M 0.11%
242,157
+25,647
+12% +$1.92M
ALL icon
192
Allstate
ALL
$70.8B
$21.1M 0.11%
179,676
-12,288
-6% -$1.45M
AIZ icon
193
Assurant
AIZ
$14.7B
$21.1M 0.11%
135,573
-9,655
-7% -$1.53M
TFC icon
194
Truist Financial
TFC
$64.2B
$21.1M 0.11%
359,791
+9,884
+3% +$604K
VKQ icon
195
Invesco Municipal Trust
VKQ
$547M
$21M 0.11%
1,566,241
-83,735
-5% -$1.12M
MDT icon
196
Medtronic
MDT
$110B
$21M 0.11%
203,195
+18,640
+10% +$2.16M
DE icon
197
Deere & Co
DE
$166B
$21M 0.11%
61,209
+11,968
+24% +$4.16M
DUK icon
198
Duke Energy
DUK
$96.6B
$21M 0.11%
200,039
+14,943
+8% +$1.51M
AVY icon
199
Avery Dennison
AVY
$13.2B
$20.9M 0.11%
96,425
+4,872
+5% +$1.04M
BKH icon
200
Black Hills Corp
BKH
$5.54B
$20.8M 0.11%
295,421
+122,695
+71% +$8.14M
6 7
8
9 10

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.