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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
176
TJX Companies
TJX
$179B
$20.1M 0.12%
304,202
-126,507
-29% -$8.83M
DOC icon
177
Healthpeak Properties
DOC
$14.5B
$19.9M 0.12%
595,388
-96,070
-14% -$3.4M
GS icon
178
Goldman Sachs
GS
$301B
$19.9M 0.12%
52,631
+9,548
+22% +$3.73M
WFC icon
179
Wells Fargo
WFC
$265B
$19.8M 0.12%
427,643
-40,871
-9% -$1.89M
BWCAU
180
DELISTED
Blue Whale Acquisition Corp I Unit
BWCAU
$19.8M 0.12%
+2,000,000
New +$20M
EW icon
181
Edwards Lifesciences
EW
$51.5B
$19.7M 0.12%
173,898
+14,602
+9% +$1.67M
SO icon
182
Southern Company
SO
$107B
$19.5M 0.12%
314,262
-41,992
-12% -$2.7M
CLX icon
183
Clorox
CLX
$12.8B
$19.4M 0.12%
116,844
-19,164
-14% -$3.3M
MPC icon
184
Marathon Petroleum
MPC
$84B
$19.3M 0.12%
311,974
-44,682
-13% -$2.57M
LQD icon
185
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$19.1M 0.11%
143,435
+13,554
+10% +$1.83M
MELI icon
186
Mercado Libre
MELI
$92.8B
$19.1M 0.11%
11,355
-304
-3% -$527K
CSX icon
187
CSX Corp
CSX
$93.9B
$19.1M 0.11%
641,082
-13,099
-2% -$419K
TROW icon
188
T. Rowe Price
TROW
$24.2B
$19.1M 0.11%
96,881
-18,009
-16% -$3.79M
AVY icon
189
Avery Dennison
AVY
$13.2B
$19M 0.11%
91,553
-8,589
-9% -$1.84M
GLD icon
190
SPDR Gold Trust
GLD
$138B
$18.9M 0.11%
115,008
+7,213
+7% +$1.21M
NBB icon
191
Nuveen Taxable Municipal Income Fund
NBB
$450M
$18.9M 0.11%
823,366
+6,080
+0.7% +$142K
MQY icon
192
BlackRock MuniYield Quality Fund
MQY
$812M
$18.8M 0.11%
1,161,978
-96,980
-8% -$1.62M
DIS icon
193
Walt Disney
DIS
$182B
$18.7M 0.11%
110,358
-25,744
-19% -$4.59M
FHN icon
194
First Horizon
FHN
$12.1B
$18.6M 0.11%
1,144,669
+32,421
+3% +$516K
CMBS icon
195
iShares CMBS ETF
CMBS
$474M
$18.6M 0.11%
343,781
-17,510
-5% -$955K
VGM icon
196
Invesco Trust Investment Grade Municipals
VGM
$559M
$18.4M 0.11%
1,342,616
+466
+0% +$6.56K
FTNT icon
197
Fortinet
FTNT
$117B
$18.3M 0.11%
313,610
-88,730
-22% -$5.14M
BSX icon
198
Boston Scientific
BSX
$71.4B
$18.2M 0.11%
420,210
+18,545
+5% +$820K
MUC icon
199
BlackRock MuniHoldings California Quality Fund
MUC
$1B
$18.2M 0.11%
1,160,870
-58,329
-5% -$933K
CTSH icon
200
Cognizant
CTSH
$25.6B
$18.1M 0.11%
243,890
-28,034
-10% -$2.07M
6 7
8
9 10

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AIM
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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.