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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADI icon
176
Analog Devices
ADI
$190B
$17.6M 0.11%
118,882
+5,502
+5% +$730K
ALL icon
177
Allstate
ALL
$67.5B
$17.6M 0.11%
159,710
+19,854
+14% +$1.95M
EMLC icon
178
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$17.3M 0.11%
520,656
-54,471
-9% -$1.74M
ZION icon
179
Zions Bancorporation
ZION
$10.3B
$17.3M 0.11%
398,285
-16,214
-4% -$600K
MRSH
180
Marsh
MRSH
$91.5B
$17.2M 0.11%
146,849
+20,827
+17% +$2.37M
VMW
181
DELISTED
VMware, Inc
VMW
$17.1M 0.11%
122,030
+30,295
+33% +$4.34M
NOC icon
182
Northrop Grumman
NOC
$81.2B
$17.1M 0.11%
56,151
+8,034
+17% +$2.46M
GIS icon
183
General Mills
GIS
$19.7B
$17.1M 0.11%
290,132
-58,985
-17% -$3.57M
CTAS icon
184
Cintas
CTAS
$81.3B
$17M 0.11%
192,932
-9,440
-5% -$820K
TROW icon
185
T. Rowe Price
TROW
$24.3B
$17M 0.11%
112,090
-24,752
-18% -$3.54M
VGM icon
186
Invesco Trust Investment Grade Municipals
VGM
$564M
$16.9M 0.11%
1,278,434
-57,833
-4% -$738K
CDNS icon
187
Cadence Design Systems
CDNS
$93.4B
$16.8M 0.11%
123,074
-8,295
-6% -$973K
CMS icon
188
CMS Energy
CMS
$22.3B
$16.7M 0.1%
273,479
-35,782
-12% -$2.24M
KDP icon
189
Keurig Dr Pepper
KDP
$40.8B
$16.6M 0.1%
518,377
+287,589
+125% +$8.51M
MCA
190
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$16.6M 0.1%
1,105,986
-47,606
-4% -$698K
TIP icon
191
iShares TIPS Bond ETF
TIP
$14.5B
$16.4M 0.1%
128,424
-24,410
-16% -$3.08M
LHX icon
192
L3Harris
LHX
$53.4B
$16.3M 0.1%
86,255
+6,948
+9% +$1.27M
UPS icon
193
United Parcel Service
UPS
$88.9B
$16.2M 0.1%
96,321
+27,585
+40% +$4.66M
SNV
194
DELISTED
Synovus
SNV
$16.2M 0.1%
500,808
+90,344
+22% +$2.61M
LYB icon
195
LyondellBasell Industries
LYB
$19.2B
$16.1M 0.1%
175,937
+70
+0% +$5.7K
ZM icon
196
Zoom
ZM
$30.6B
$16.1M 0.1%
47,722
+9,932
+26% +$4.43M
FLOT icon
197
iShares Floating Rate Bond ETF
FLOT
$10.3B
$16.1M 0.1%
317,373
-49,073
-13% -$2.49M
MPC icon
198
Marathon Petroleum
MPC
$83.7B
$15.9M 0.1%
385,249
+35,413
+10% +$1.27M
Y
199
DELISTED
Alleghany Corp
Y
$15.6M 0.1%
25,878
+1,370
+6% +$799K
TEAM icon
200
Atlassian
TEAM
$37.8B
$15.5M 0.1%
66,358
+50,988
+332% +$10.8M
6 7
8
9 10

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.