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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$12.5B
AUM Growth
+$224M
Cap. Flow
+$95.9M
Cap. Flow %
0.77%
Top 10 Hldgs %
11.74%
Holding
2,217
New
117
Increased
836
Reduced
1,120
Closed
134

Top Buys

Rank Stock Value
1
SLV icon
iShares Silver Trust
SLV
+$81.9M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$36.3M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$32.6M
4
BBN icon
BlackRock Taxable Municipal Bond Trust
BBN
+$31M
5
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M

Top Sells

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$15.1M
2
JPM icon
JPMorgan Chase
JPM
+$10.5M
3
PNW icon
Pinnacle West Capital
PNW
+$10.3M
4
PG icon
Procter & Gamble
PG
+$9.65M
5
WP
Worldpay, Inc.
WP
+$9.29M

Sector Composition

Rank Sector Weight
1 Technology 14.67%
2 Financials 10.55%
3 Healthcare 9.39%
4 Consumer Discretionary 7.83%
5 Consumer Staples 7.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
176
iShares Floating Rate Bond ETF
FLOT
$10.2B
$16.3M 0.13%
319,783
+51,447
+19% +$2.62M
KHC icon
177
Kraft Heinz
KHC
$30.7B
$16.1M 0.13%
575,401
+11,655
+2% +$335K
ICE icon
178
Intercontinental Exchange
ICE
$85.6B
$16.1M 0.13%
174,164
+26,476
+18% +$2.42M
CAT icon
179
Caterpillar
CAT
$375B
$16M 0.13%
127,014
+24,631
+24% +$3.13M
TMUS icon
180
T-Mobile US
TMUS
$185B
$15.9M 0.13%
202,293
+14,310
+8% +$1.12M
INCY icon
181
Incyte
INCY
$24.2B
$15.9M 0.13%
214,652
+28,427
+15% +$2.3M
MDU icon
182
MDU Resources
MDU
$4.17B
$15.7M 0.13%
1,462,376
-39,167
-3% -$400K
ABT icon
183
Abbott
ABT
$183B
$15.6M 0.13%
186,908
-34,382
-16% -$2.92M
PEG icon
184
Public Service Enterprise Group
PEG
$38.2B
$15.6M 0.12%
251,724
+13,402
+6% +$800K
WMT icon
185
Walmart Inc
WMT
$885B
$15.5M 0.12%
392,205
+12,366
+3% +$467K
SWK icon
186
Stanley Black & Decker
SWK
$14.3B
$15.5M 0.12%
107,317
+23,013
+27% +$3.25M
KLAC icon
187
KLA
KLAC
$239B
$15.4M 0.12%
968,320
+26,540
+3% +$371K
NIE
188
Virtus Equity & Convertible Income Fund
NIE
$719M
$15.4M 0.12%
712,227
-55,200
-7% -$1.2M
WFC icon
189
Wells Fargo
WFC
$261B
$15.3M 0.12%
302,418
+85,239
+39% +$4.02M
TRV icon
190
Travelers Companies
TRV
$78.1B
$15.2M 0.12%
102,394
+12,332
+14% +$1.83M
XEL icon
191
Xcel Energy
XEL
$48.8B
$15.1M 0.12%
232,997
-14,666
-6% -$914K
VGM icon
192
Invesco Trust Investment Grade Municipals
VGM
$548M
$15M 0.12%
1,163,024
+760,549
+189% +$9.83M
OHI icon
193
Omega Healthcare
OHI
$15.1B
$15M 0.12%
358,035
+42,882
+14% +$1.67M
DTE icon
194
DTE Energy
DTE
$29.5B
$14.9M 0.12%
131,804
+2,561
+2% +$283K
GM icon
195
General Motors
GM
$80.4B
$14.9M 0.12%
397,080
+50,510
+15% +$1.94M
CAH icon
196
Cardinal Health
CAH
$53.9B
$14.9M 0.12%
315,293
+6,547
+2% +$299K
SJNK icon
197
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$14.9M 0.12%
550,247
+459,158
+504% +$12.4M
SWKS icon
198
Skyworks Solutions
SWKS
$9.37B
$14.9M 0.12%
187,389
+33,413
+22% +$2.66M
ACN icon
199
Accenture
ACN
$102B
$14.8M 0.12%
77,058
-14,507
-16% -$2.81M
AVB icon
200
AvalonBay Communities
AVB
$26.5B
$14.8M 0.12%
68,798
+4,211
+7% +$880K
6 7
8
9 10

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CII
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AAMU
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NMIFOAC
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Guggenheim Capital's Q3 2019 Portfolio in Review

As of Q3 2019, Guggenheim Capital held 2,217 positions worth $12.5B, up 1.8% from $12.3B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital's Q3 2019 filing shows 117 new, 836 increased, 1,120 reduced and 134 closed positions. Its largest new stake was Safehold Inc.: 318,829 shares worth $9.72M. The largest sale was Cisco, an estimated $15.1M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2019 buy was Safehold Inc.: 318,829 shares worth $9.72M.
  • Guggenheim Capital added most to iShares Silver Trust in Q3 2019, an estimated $81.9M increase.
  • Guggenheim Capital's biggest Q3 2019 reduction was Cisco, cutting an estimated $15.1M.
  • Guggenheim Capital fully exited Worldpay, Inc. in Q3 2019, selling an estimated $9.29M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $12.5B portfolio in Q3 2019.
  • Guggenheim Capital opened 117 new positions and closed 134 in Q3 2019.
  • Guggenheim Capital's portfolio value rose 1.8% quarter-over-quarter to $12.5B.

Based on Guggenheim Capital's 13F filing for Q3 2019, filed 14 Nov 2019.