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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.28%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$15.3B
AUM Growth
+$363M
Cap. Flow
-$202M
Cap. Flow %
-1.32%
Top 10 Hldgs %
16.26%
Holding
2,451
New
90
Increased
1,201
Reduced
1,087
Closed
62

Top Buys

Rank Stock Value
1
PEP icon
PepsiCo
PEP
+$29.7M
2
FBIN icon
Fortune Brands Innovations
FBIN
+$11.4M
3
JAZZ icon
Jazz Pharmaceuticals
JAZZ
+$10.1M
4
PWR icon
Quanta Services
PWR
+$9.65M
5
HUN icon
Huntsman Corp
HUN
+$9.08M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$83.7M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$19.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.2M
4
ANDV
Andeavor
ANDV
+$14.4M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$14.1M

Sector Composition

Rank Sector Weight
1 Technology 14.02%
2 Healthcare 11.33%
3 Financials 9.79%
4 Consumer Discretionary 8.23%
5 Industrials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LUMN icon
176
Lumen
LUMN
$6.57B
$17.3M 0.11%
818,193
+89,867
+12% +$1.88M
EIX icon
177
Edison International
EIX
$28.2B
$17.3M 0.11%
255,283
-1,038
-0.4% -$69.4K
ACP
178
abrdn Income Credit Strategies Fund
ACP
$635M
$17.1M 0.11%
1,238,961
-29,828
-2% -$407K
AIV
179
Aimco
AIV
$387M
$17M 0.11%
2,886,914
-67,366
-2% -$388K
PVH icon
180
PVH
PVH
$4B
$17M 0.11%
117,402
-12,599
-10% -$1.86M
GS icon
181
Goldman Sachs
GS
$300B
$16.9M 0.11%
75,175
+14,585
+24% +$3.39M
EQC
182
DELISTED
Equity Commonwealth
EQC
$16.8M 0.11%
524,508
+18,075
+4% +$575K
GWW icon
183
W.W. Grainger
GWW
$65.3B
$16.8M 0.11%
46,927
-1,561
-3% -$537K
SCHW
184
Charles Schwab
SCHW
$183B
$16.7M 0.11%
339,521
-89,973
-21% -$4.59M
SHPG
185
DELISTED
Shire pic
SHPG
$16.7M 0.11%
91,862
-3,355
-4% -$581K
BF.B icon
186
Brown-Forman Class B
BF.B
$13.2B
$16.6M 0.11%
327,424
+32,154
+11% +$1.67M
PSA icon
187
Public Storage
PSA
$60.5B
$16.5M 0.11%
81,859
-1,837
-2% -$396K
PCAR icon
188
PACCAR
PCAR
$69.8B
$16.3M 0.11%
359,300
+783
+0.2% +$34.5K
BIDU icon
189
Baidu
BIDU
$37.7B
$16.3M 0.11%
71,184
-603
-0.8% -$142K
LRCX icon
190
Lam Research
LRCX
$367B
$16.2M 0.11%
1,069,680
-396,310
-27% -$6.77M
CMS icon
191
CMS Energy
CMS
$22.6B
$15.9M 0.1%
324,616
+29,394
+10% +$1.43M
AIZ icon
192
Assurant
AIZ
$13.8B
$15.8M 0.1%
146,806
-19,806
-12% -$2.1M
INGR icon
193
Ingredion
INGR
$6.27B
$15.8M 0.1%
150,930
-64,568
-30% -$6.59M
UMPQ
194
DELISTED
Umpqua Holdings Corp
UMPQ
$15.8M 0.1%
758,708
+23,860
+3% +$522K
TAN icon
195
Invesco Solar ETF
TAN
$1.42B
$15.8M 0.1%
759,745
-629
-0.1% -$13.9K
IGD
196
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$15.7M 0.1%
2,148,238
+198,625
+10% +$1.47M
CIEN icon
197
Ciena
CIEN
$53.4B
$15.7M 0.1%
502,701
-8,934
-2% -$250K
PFG icon
198
Principal Financial Group
PFG
$24.3B
$15.7M 0.1%
267,883
+60,081
+29% +$3.35M
BNY
199
Bank of New York Mellon
BNY
$106B
$15.7M 0.1%
307,796
+153,297
+99% +$8.07M
TIP icon
200
iShares TIPS Bond ETF
TIP
$14.5B
$15.6M 0.1%
140,831
+7,943
+6% +$887K
6 7
8
9 10

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2018 Portfolio in Review

As of Q3 2018, Guggenheim Capital held 2,451 positions worth $15.3B, up 2.4% from $15B the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Guggenheim Capital's Q3 2018 filing shows 90 new, 1,201 increased, 1,087 reduced and 62 closed positions. Its largest new stake was Scorpio Tankers: 221,719 shares worth $4.46M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $83.7M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q3 2018 buy was Scorpio Tankers: 221,719 shares worth $4.46M.
  • Guggenheim Capital added most to PepsiCo in Q3 2018, an estimated $29.7M increase.
  • Guggenheim Capital's biggest Q3 2018 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $83.7M.
  • Guggenheim Capital fully exited Kayne Anderson Energy in Q3 2018, selling an estimated $7.69M.
  • Guggenheim Capital's ten largest holdings make up 16% of its $15.3B portfolio in Q3 2018.
  • Guggenheim Capital opened 90 new positions and closed 62 in Q3 2018.
  • Guggenheim Capital's portfolio value rose 2.4% quarter-over-quarter to $15.3B.

Based on Guggenheim Capital's 13F filing for Q3 2018, filed 14 Nov 2018.