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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
Cap. Flow
-$2.32B
Cap. Flow %
-5.5%
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$859M
2
AAPL icon
Apple
AAPL
+$61.2M
3
NCLH icon
Norwegian Cruise Line
NCLH
+$56M
4
VRTX icon
Vertex Pharmaceuticals
VRTX
+$55.7M
5
EVHC
Envision Healthcare Holdings Inc
EVHC
+$40.4M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$106M
2
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
3
BCR
CR Bard Inc.
BCR
+$53.6M
4
AMAT icon
Applied Materials
AMAT
+$37.5M
5
LVLT
Level 3 Communications Inc
LVLT
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 14.48%
2 Financials 12.95%
3 Healthcare 12.03%
4 Industrials 10.73%
5 Consumer Discretionary 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
176
Colgate-Palmolive
CL
$74.2B
$67.4M 0.16%
893,452
+17,315
+2% +$1.26M
MCO icon
177
Moody's
MCO
$83.9B
$67.4M 0.16%
456,306
+151,238
+50% +$22.2M
CTAS icon
178
Cintas
CTAS
$86B
$67.2M 0.16%
1,724,004
+53,128
+3% +$2.02M
CBRE icon
179
CBRE Group
CBRE
$43.1B
$67M 0.16%
1,547,700
+645,132
+71% +$26.7M
FLIR
180
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$66.8M 0.16%
1,432,414
-34,564
-2% -$1.58M
DAL icon
181
Delta Air Lines
DAL
$58.8B
$66.8M 0.16%
1,192,131
-47,625
-4% -$2.49M
WM icon
182
Waste Management
WM
$96.1B
$66.7M 0.16%
773,084
+179,589
+30% +$14.6M
EXC icon
183
Exelon
EXC
$48.4B
$65.8M 0.16%
2,341,428
-319,526
-12% -$9.18M
ICE icon
184
Intercontinental Exchange
ICE
$86.4B
$65.2M 0.15%
924,231
-34,987
-4% -$2.4M
IWM icon
185
iShares Russell 2000 ETF
IWM
$80.4B
$65.2M 0.15%
427,484
-1,217
-0.3% -$183K
QQQ icon
186
Invesco QQQ Trust
QQQ
$445B
$65.1M 0.15%
418,202
-18,440
-4% -$2.81M
KDP icon
187
Keurig Dr Pepper
KDP
$42.3B
$65M 0.15%
669,236
+67,351
+11% +$6.04M
GS icon
188
Goldman Sachs
GS
$305B
$64.9M 0.15%
254,656
+21,379
+9% +$5.24M
PKG icon
189
Packaging Corp of America
PKG
$22.6B
$64.8M 0.15%
537,752
-202,794
-27% -$23.5M
AIZ icon
190
Assurant
AIZ
$14B
$64.8M 0.15%
642,452
-42,604
-6% -$4.21M
GE icon
191
GE Aerospace
GE
$377B
$64.6M 0.15%
772,578
+258,328
+50% +$24.7M
MOS icon
192
The Mosaic Company
MOS
$7.34B
$64.3M 0.15%
2,505,676
+105,273
+4% +$2.42M
LUV icon
193
Southwest Airlines
LUV
$22.7B
$64.3M 0.15%
982,139
-93,805
-9% -$5.52M
JNPR
194
DELISTED
Juniper Networks
JNPR
$64.2M 0.15%
2,253,701
-146,576
-6% -$3.96M
CAT icon
195
Caterpillar
CAT
$387B
$63.9M 0.15%
405,698
+7,558
+2% +$1.05M
MET icon
196
MetLife
MET
$62.7B
$63.5M 0.15%
1,255,125
+26,421
+2% +$1.39M
DXC icon
197
DXC Technology
DXC
$1.76B
$63.4M 0.15%
771,874
+96,958
+14% +$7.83M
IDXX icon
198
Idexx Laboratories
IDXX
$44.9B
$63.2M 0.15%
403,904
-109,396
-21% -$17.2M
PSX icon
199
Phillips 66
PSX
$82.5B
$63M 0.15%
623,283
+48,563
+8% +$4.62M
ZTS icon
200
Zoetis
ZTS
$32.5B
$63M 0.15%
874,308
+199,200
+30% +$13.7M
6 7
8
9 10

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2017 Portfolio in Review

As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.

Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.

  • Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
  • Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
  • Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
  • Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
  • Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
  • Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.