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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IP icon
176
International Paper
IP
$23.3B
$62.1M 0.15%
1,153,382
-40,394
-3% -$2.12M
PAYX icon
177
Paychex
PAYX
$42.3B
$62M 0.15%
1,033,697
-41,402
-4% -$2.36M
INTU icon
178
Intuit
INTU
$85.6B
$61.8M 0.15%
435,113
-24,959
-5% -$3.44M
NTAP icon
179
NetApp
NTAP
$34.2B
$61.8M 0.15%
1,412,865
+77,698
+6% +$3.21M
TT icon
180
Trane Technologies
TT
$104B
$61.8M 0.15%
693,128
-34,009
-5% -$3.01M
EW icon
181
Edwards Lifesciences
EW
$48.2B
$61.6M 0.14%
1,690,830
+31,740
+2% +$1.21M
PBCT
182
DELISTED
People's United Financial Inc
PBCT
$60.9M 0.14%
3,356,263
+61,849
+2% +$1.07M
EBAY icon
183
eBay
EBAY
$52.1B
$60.8M 0.14%
1,580,240
-173,309
-10% -$6.3M
AES icon
184
AES
AES
$10.6B
$60.7M 0.14%
5,509,920
-72,710
-1% -$811K
DRI icon
185
Darden Restaurants
DRI
$23.7B
$60.6M 0.14%
769,777
+38,336
+5% +$3.23M
UAL icon
186
United Airlines
UAL
$40.2B
$60.5M 0.14%
993,187
+218,244
+28% +$14.5M
NOC icon
187
Northrop Grumman
NOC
$78B
$60.4M 0.14%
210,049
-1,714
-0.8% -$461K
TGT icon
188
Target
TGT
$65.5B
$60.4M 0.14%
1,022,978
-110,436
-10% -$6.19M
TEL icon
189
TE Connectivity
TEL
$62.1B
$60.3M 0.14%
726,006
-22,641
-3% -$1.82M
CTAS icon
190
Cintas
CTAS
$86B
$60.3M 0.14%
1,670,876
-172,236
-9% -$5.74M
LUV icon
191
Southwest Airlines
LUV
$22.7B
$60.2M 0.14%
1,075,944
+140,046
+15% +$7.86M
XLNX
192
DELISTED
Xilinx Inc
XLNX
$60.2M 0.14%
849,361
-49,616
-6% -$3.24M
MRO
193
DELISTED
Marathon Oil Corporation
MRO
$60.1M 0.14%
4,432,246
+501,894
+13% +$5.96M
TRV icon
194
Travelers Companies
TRV
$82.9B
$60M 0.14%
489,541
+28,955
+6% +$3.62M
DLTR icon
195
Dollar Tree
DLTR
$24.4B
$59.9M 0.14%
689,687
-44,390
-6% -$3.39M
DAL icon
196
Delta Air Lines
DAL
$58.8B
$59.8M 0.14%
1,239,756
+156,548
+14% +$7.8M
GE icon
197
GE Aerospace
GE
$377B
$59.6M 0.14%
514,250
+12,628
+3% +$1.53M
ACN icon
198
Accenture
ACN
$101B
$59.6M 0.14%
440,916
-74,430
-14% -$9.7M
ILMN icon
199
Illumina
ILMN
$29.2B
$59.3M 0.14%
306,145
-40,263
-12% -$7.5M
HIG icon
200
Hartford Financial Services
HIG
$39.3B
$59M 0.14%
1,065,361
+3,202
+0.3% +$174K
6 7
8
9 10

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AIM
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Fundsmith LLP
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.