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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
176
Intuitive Surgical
ISRG
$127B
$54.3M 0.16%
770,589
+260,217
+51% +$19.1M
SO icon
177
Southern Company
SO
$108B
$54.2M 0.16%
1,101,958
-78,963
-7% -$3.88M
ICE icon
178
Intercontinental Exchange
ICE
$87.2B
$53.9M 0.15%
954,724
+217,019
+29% +$12M
DGX icon
179
Quest Diagnostics
DGX
$26B
$53.7M 0.15%
584,607
-13,051
-2% -$1.12M
PGR icon
180
Progressive
PGR
$128B
$53.6M 0.15%
1,510,712
+493,765
+49% +$16.3M
EW icon
181
Edwards Lifesciences
EW
$49.4B
$53.6M 0.15%
1,716,048
+105,609
+7% +$3.42M
HUM icon
182
Humana
HUM
$43.9B
$53.6M 0.15%
262,580
+88,685
+51% +$16.9M
AMT icon
183
American Tower
AMT
$83.5B
$53.6M 0.15%
506,879
+132,236
+35% +$14.4M
SYF icon
184
Synchrony
SYF
$24.4B
$53.5M 0.15%
1,475,363
-113,786
-7% -$3.63M
MNST icon
185
Monster Beverage
MNST
$95.1B
$53.4M 0.15%
2,409,506
-589,996
-20% -$13.5M
FE icon
186
FirstEnergy
FE
$28.4B
$53.3M 0.15%
1,721,885
+254,250
+17% +$8.14M
WU icon
187
Western Union
WU
$2.53B
$53.3M 0.15%
2,452,509
+359,465
+17% +$7.46M
CTAS icon
188
Cintas
CTAS
$86.6B
$53.2M 0.15%
1,841,452
+298,900
+19% +$8.39M
UAL icon
189
United Airlines
UAL
$38.8B
$53.2M 0.15%
729,694
+151,284
+26% +$9.64M
CAH icon
190
Cardinal Health
CAH
$53.7B
$52.8M 0.15%
733,488
+158,363
+28% +$11.4M
VRSN icon
191
VeriSign
VRSN
$26.3B
$52.6M 0.15%
692,065
-115,381
-14% -$9.12M
ZTS icon
192
Zoetis
ZTS
$32.7B
$52.6M 0.15%
982,380
+72,468
+8% +$3.68M
TROW icon
193
T. Rowe Price
TROW
$25.5B
$52.4M 0.15%
696,880
-1,524
-0.2% -$108K
EBAY icon
194
eBay
EBAY
$51.2B
$52.4M 0.15%
1,763,735
-94,202
-5% -$2.78M
FLIR
195
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$52.3M 0.15%
1,446,372
-186,906
-11% -$6.29M
MUR icon
196
Murphy Oil
MUR
$5.55B
$52.3M 0.15%
1,680,945
+710,722
+73% +$21.5M
XLNX
197
DELISTED
Xilinx Inc
XLNX
$52.3M 0.15%
866,689
+107,248
+14% +$5.76M
CSRA
198
DELISTED
CSRA Inc.
CSRA
$52.1M 0.15%
1,635,603
-33,705
-2% -$985K
CAG icon
199
Conagra Brands
CAG
$7.42B
$51.9M 0.15%
1,311,363
-105,975
-7% -$3.96M
HIG icon
200
Hartford Financial Services
HIG
$39.9B
$51.6M 0.15%
1,083,268
+202,140
+23% +$9.27M
6 7
8
9 10

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AIM
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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.