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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.05B
Cap. Flow %
-3.25%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,158
Reduced
1,530
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
3
EMC
EMC CORPORATION
EMC
+$36.4M
4
GAS
AGL Resources Inc
GAS
+$36.3M
5
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$34.7M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
176
Thermo Fisher Scientific
TMO
$214B
$48.9M 0.15%
307,655
+35,107
+13% +$5.41M
CPB icon
177
Campbell Soup
CPB
$6.85B
$48.7M 0.15%
889,789
+49,683
+6% +$3.01M
FE icon
178
FirstEnergy
FE
$28.4B
$48.5M 0.15%
1,467,635
+30,506
+2% +$1.04M
LH icon
179
Labcorp
LH
$25.2B
$48.5M 0.15%
410,303
-10,491
-2% -$1.24M
EFX icon
180
Equifax
EFX
$22B
$48.4M 0.15%
359,728
+22,104
+7% +$2.93M
FBIN icon
181
Fortune Brands Innovations
FBIN
$5.86B
$48.4M 0.15%
973,889
+5,781
+0.6% +$302K
PEG icon
182
Public Service Enterprise Group
PEG
$38.7B
$48.3M 0.15%
1,153,418
-153,548
-12% -$6.76M
QRVO icon
183
Qorvo
QRVO
$7.9B
$48.1M 0.15%
863,520
+62,885
+8% +$3.57M
ADBE icon
184
Adobe
ADBE
$105B
$48.1M 0.15%
442,869
+30,576
+7% +$3.07M
PBCT
185
DELISTED
People's United Financial Inc
PBCT
$48M 0.15%
3,035,121
+186,793
+7% +$2.9M
MET icon
186
MetLife
MET
$62.4B
$47.7M 0.15%
1,203,367
-49,034
-4% -$1.84M
MJN
187
DELISTED
Mead Johnson Nutrition Company
MJN
$47.5M 0.15%
601,327
+1,291
+0.2% +$110K
AEP icon
188
American Electric Power
AEP
$70.4B
$47.4M 0.15%
738,400
-71,941
-9% -$4.84M
CERN
189
DELISTED
Cerner Corp
CERN
$47.4M 0.15%
767,752
-46,974
-6% -$2.97M
ED icon
190
Consolidated Edison
ED
$41.4B
$47.4M 0.15%
628,852
-85,025
-12% -$6.61M
ZTS icon
191
Zoetis
ZTS
$32.7B
$47.3M 0.15%
909,912
-77,960
-8% -$3.95M
ADI icon
192
Analog Devices
ADI
$172B
$47.1M 0.15%
730,416
+120,235
+20% +$7.46M
IP icon
193
International Paper
IP
$22.6B
$47.1M 0.15%
1,035,800
-91,180
-8% -$4.02M
PNW icon
194
Pinnacle West Capital
PNW
$12.4B
$47M 0.15%
618,918
-105,339
-15% -$8.2M
TJX icon
195
TJX Companies
TJX
$179B
$47M 0.15%
1,256,128
-298,562
-19% -$11.7M
KEY icon
196
KeyCorp
KEY
$23.8B
$46.8M 0.15%
3,843,080
+321,449
+9% +$3.85M
DAL icon
197
Delta Air Lines
DAL
$56.7B
$46.7M 0.15%
1,185,743
+121,602
+11% +$4.6M
AYI icon
198
Acuity Brands
AYI
$9.99B
$46.5M 0.14%
175,914
-1,889
-1% -$503K
NOV icon
199
NOV
NOV
$6.84B
$46.5M 0.14%
1,265,329
-11,624
-0.9% -$390K
TROW icon
200
T. Rowe Price
TROW
$25.5B
$46.4M 0.14%
698,404
+1,226
+0.2% +$85.4K
6 7
8
9 10

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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.05B in Q3 2016, closing 143 positions and reducing 1,530 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $57.3M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.