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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.32%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.75B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EL icon
176
Estee Lauder
EL
$30.4B
$46.9M 0.14%
581,437
-50,616
-8% -$4.24M
INTU icon
177
Intuit
INTU
$86.5B
$46.8M 0.14%
527,668
-40,402
-7% -$3.92M
AIZ icon
178
Assurant
AIZ
$13.8B
$46.7M 0.14%
591,541
-143,149
-19% -$10.7M
PAYX icon
179
Paychex
PAYX
$41.6B
$46.7M 0.14%
980,112
-171,712
-15% -$8.01M
CB icon
180
Chubb
CB
$135B
$46.6M 0.14%
450,716
-54,399
-11% -$5.69M
PPL
181
PPL Corp
PPL
$26.5B
$46.6M 0.14%
1,415,628
-92,722
-6% -$2.9M
NAVI icon
182
Navient
NAVI
$789M
$46.3M 0.14%
4,115,100
+248,882
+6% +$3.64M
TWX
183
DELISTED
Time Warner Inc
TWX
$46M 0.14%
669,613
-33,718
-5% -$2.65M
COP icon
184
ConocoPhillips
COP
$147B
$46M 0.14%
959,442
+35,183
+4% +$1.79M
ACN icon
185
Accenture
ACN
$102B
$45.9M 0.14%
467,146
-128,079
-22% -$12.7M
PDCO
186
DELISTED
Patterson Companies, Inc.
PDCO
$45.5M 0.14%
1,052,217
+126,880
+14% +$6.05M
BXP icon
187
Boston Properties
BXP
$11.2B
$45.4M 0.14%
383,153
-37,931
-9% -$4.53M
TXN icon
188
Texas Instruments
TXN
$252B
$45.3M 0.14%
914,648
-241,179
-21% -$11.8M
EOG icon
189
EOG Resources
EOG
$79.2B
$45.3M 0.14%
621,744
-242,486
-28% -$18.8M
ES icon
190
Eversource Energy
ES
$26.9B
$45.3M 0.14%
894,014
-200,563
-18% -$9.66M
BFH icon
191
Bread Financial
BFH
$4.37B
$45.1M 0.14%
218,205
-68,896
-24% -$14.9M
ESS icon
192
Essex Property Trust
ESS
$18.3B
$45M 0.14%
201,413
-6,944
-3% -$1.53M
HUM icon
193
Humana
HUM
$43.7B
$44.9M 0.14%
251,061
-37,053
-13% -$6.85M
MPC icon
194
Marathon Petroleum
MPC
$92.4B
$44.9M 0.14%
969,127
-51,079
-5% -$2.63M
XLNX
195
DELISTED
Xilinx Inc
XLNX
$44.7M 0.14%
1,053,874
-171,660
-14% -$7.22M
PX
196
DELISTED
Praxair Inc
PX
$44.6M 0.14%
438,053
-7,754
-2% -$855K
BDX icon
197
Becton Dickinson
BDX
$45.6B
$44.6M 0.14%
344,660
-50,933
-13% -$7.11M
AEP icon
198
American Electric Power
AEP
$69.6B
$44.5M 0.14%
782,684
-100,115
-11% -$5.56M
THG icon
199
Hanover Insurance
THG
$8.1B
$44.5M 0.14%
572,489
-392,397
-41% -$31.1M
KSS icon
200
Kohl's
KSS
$2.17B
$44.4M 0.14%
958,845
+128,893
+16% +$7.25M
6 7
8
9 10

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CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.75B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.