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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-1.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$41.7B
AUM Growth
+$2.19B
Cap. Flow
+$591M
Cap. Flow %
1.42%
Top 10 Hldgs %
9.51%
Holding
3,328
New
131
Increased
1,345
Reduced
1,491
Closed
336

Top Buys

Rank Stock Value
1
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$96.3M
2
GWR
Genesee & Wyoming Inc.
GWR
+$59.1M
3
OII icon
Oceaneering
OII
+$56.8M
4
PNW icon
Pinnacle West Capital
PNW
+$51.3M
5
KMI icon
Kinder Morgan
KMI
+$47.3M

Top Sells

Rank Stock Value
1
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$98.4M
2
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$92.9M
3
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$80M
4
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
+$73.1M
5
WLL
Whiting Petroleum Corporation
WLL
+$59.5M

Sector Composition

Rank Sector Weight
1 Financials 10.28%
2 Technology 9.93%
3 Consumer Discretionary 9.85%
4 Healthcare 9.66%
5 Industrials 9.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
176
Costco
COST
$423B
$53.9M 0.13%
430,011
-14,951
-3% -$1.81M
BAX icon
177
Baxter International
BAX
$13.8B
$53.9M 0.13%
1,381,271
+303,340
+28% +$12.3M
ADT
178
DELISTED
ADT Corp
ADT
$53.8M 0.13%
1,518,517
-49,594
-3% -$1.76M
MCK icon
179
McKesson
MCK
$101B
$53.8M 0.13%
276,270
+52,555
+23% +$10.1M
EW icon
180
Edwards Lifesciences
EW
$50B
$53.7M 0.13%
3,153,960
-1,768,686
-36% -$27.9M
SPY icon
181
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$784B
$53.6M 0.13%
272,100
-1,774,400
-87% -$351M
F icon
182
Ford
F
$59.3B
$53.3M 0.13%
3,600,656
-704,481
-16% -$12M
AFG icon
183
American Financial Group
AFG
$11.8B
$52.9M 0.13%
913,352
-325,859
-26% -$19.1M
TGT icon
184
Target
TGT
$65.6B
$52.8M 0.13%
842,633
+133,664
+19% +$8.1M
EXC icon
185
Exelon
EXC
$46.6B
$52.7M 0.13%
2,166,190
-92,522
-4% -$2.17M
APA icon
186
APA Corp
APA
$12.8B
$52.5M 0.13%
559,485
-62,643
-10% -$6.2M
CVSA
187
Covista Inc
CVSA
$4.3B
$52.4M 0.13%
1,223,803
-534
-0% -$22.7K
CAG icon
188
Conagra Brands
CAG
$7.19B
$52.4M 0.13%
2,036,089
+285,478
+16% +$7.03M
IXYS
189
DELISTED
IXYS Corp
IXYS
$52.3M 0.13%
4,984,668
-61,800
-1% -$726K
CTXS
190
DELISTED
Citrix Systems Inc
CTXS
$52.3M 0.13%
920,951
+281,205
+44% +$15.3M
NBR icon
191
Nabors Industries
NBR
$1.22B
$52.1M 0.12%
45,753
+4,404
+11% +$5.86M
TXN icon
192
Texas Instruments
TXN
$255B
$51.7M 0.12%
1,084,436
+54,144
+5% +$2.6M
SBUX icon
193
Starbucks
SBUX
$121B
$51.5M 0.12%
1,365,324
+4,412
+0.3% +$171K
SUNE
194
DELISTED
SUNEDISON, INC COM
SUNE
$51.3M 0.12%
2,714,673
+356,819
+15% +$7.65M
KR icon
195
Kroger
KR
$35.4B
$51.2M 0.12%
1,968,992
+55,478
+3% +$1.4M
ES icon
196
Eversource Energy
ES
$27.8B
$51.2M 0.12%
1,155,048
-65,376
-5% -$2.94M
KEY icon
197
KeyCorp
KEY
$24.2B
$51.1M 0.12%
3,834,140
+408,418
+12% +$5.59M
NRG icon
198
NRG Energy
NRG
$28.3B
$51M 0.12%
1,673,245
+281,996
+20% +$8.81M
JBL icon
199
Jabil
JBL
$32.3B
$50.6M 0.12%
2,509,681
+83,025
+3% +$1.73M
PRU icon
200
Prudential Financial
PRU
$42.6B
$50.1M 0.12%
569,843
+12,044
+2% +$1.08M
6 7
8
9 10

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CII
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AAMU
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NMIFOAC
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WANY
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Guggenheim Capital's Q3 2014 Portfolio in Review

As of Q3 2014, Guggenheim Capital held 3,328 positions worth $41.7B, up 5.5% from $39.5B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.

Guggenheim Capital's Q3 2014 filing shows 131 new, 1,345 increased, 1,491 reduced and 336 closed positions. Its largest new stake was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M. The largest sale was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, an estimated $98.4M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Guggenheim Capital's largest Q3 2014 buy was Discovery, Inc. Series C Common Stock: 470,475 shares worth $17.5M.
  • Guggenheim Capital added most to CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF in Q3 2014, an estimated $96.3M increase.
  • Guggenheim Capital's biggest Q3 2014 reduction was GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF, cutting an estimated $98.4M.
  • Guggenheim Capital fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $40.1M.
  • Guggenheim Capital's ten largest holdings make up 9.5% of its $41.7B portfolio in Q3 2014.
  • Guggenheim Capital opened 131 new positions and closed 336 in Q3 2014.
  • Guggenheim Capital's portfolio value rose 5.5% quarter-over-quarter to $41.7B.

Based on Guggenheim Capital's 13F filing for Q3 2014, filed 14 Nov 2014.