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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$14.3B
AUM Growth
+$188M
Cap. Flow
-$560M
Cap. Flow %
-3.92%
Top 10 Hldgs %
20.27%
Holding
1,976
New
119
Increased
683
Reduced
1,034
Closed
120

Top Buys

Rank Stock Value
1
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$183M
2
SMCI icon
Super Micro Computer
SMCI
+$9.21M
3
ESS icon
Essex Property Trust
ESS
+$8.88M
4
STAG icon
STAG Industrial
STAG
+$8.29M
5
PK icon
Park Hotels & Resorts
PK
+$6.86M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$55.1M
2
AAPL icon
Apple
AAPL
+$42.8M
3
MSFT icon
Microsoft
MSFT
+$40.7M
4
AVGO icon
Broadcom
AVGO
+$25.3M
5
META icon
Meta Platforms (Facebook)
META
+$19.7M

Sector Composition

Rank Sector Weight
1 Technology 26.28%
2 Healthcare 8.52%
3 Consumer Discretionary 8.18%
4 Financials 7.38%
5 Industrials 6.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROIC
1951
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-390,231
Closed -$4.85M
HA
1952
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-11,375
Closed -$141K
SILK
1953
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
– –
-13,494
Closed -$365K
AMK
1954
DELISTED
AssetMark Financial Holdings, Inc.
AMK
– –
-7,376
Closed -$255K
DNA.WS
1955
DELISTED
Ginkgo Bioworks Holdings, Inc. Warrants, each whole warrant exercisable to purchase one-fortieth (1/40th) of a share of Class A Common Stock at an exercise price of $460.00 per share
DNA.WS
– –
-399,600
Closed -$11.3K
DO
1956
DELISTED
Diamond Offshore Drilling, Inc.
DO
– –
-35,828
Closed -$555K
ATRI
1957
DELISTED
Atrion Corp
ATRI
– –
-537
Closed -$243K
FREE
1958
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-25,484
Closed -$124K
CERE
1959
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
– –
-44,847
Closed -$1.83M
SLCA
1960
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-31,186
Closed -$482K
ETRN
1961
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
– –
-99,994
Closed -$1.3M
AIF
1962
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-240,525
Closed -$3.52M
AFT
1963
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-331,759
Closed -$4.82M
FSD
1964
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-79,206
Closed -$977K
CATC
1965
DELISTED
CAMBRIDGE BANCORP
CATC
– –
-7,743
Closed -$534K
OSG
1966
DELISTED
Overseas Shipholding Group Inc.
OSG
– –
-45,272
Closed -$384K
OLK
1967
DELISTED
Olink Holding AB (publ) American Depositary Shares
OLK
– –
-39,817
Closed -$1.01M
NWLI
1968
DELISTED
National Western Life Group, Inc. Class A
NWLI
– –
-1,492
Closed -$741K
WRK
1969
DELISTED
WestRock Company
WRK
– –
-41,582
Closed -$2.09M
EVBG
1970
DELISTED
Everbridge, Inc. Common Stock
EVBG
– –
-12,886
Closed -$451K
WIRE
1971
DELISTED
Encore Wire Corp
WIRE
– –
-2,536
Closed -$735K
SIX
1972
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-6,084
Closed -$202K
CEM
1973
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-34,765
Closed -$1.65M
HIBB
1974
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-8,068
Closed -$704K
75 76 77 78
79

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2024 Portfolio in Review

As of Q3 2024, Guggenheim Capital held 1,976 positions worth $14.3B, up 1.3% from $14.1B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Guggenheim Capital withdrew a net $560M in Q3 2024, closing 120 positions and reducing 1,034 holdings. Its most notable exit was Schwab US Aggregate Bond ETF, an estimated $5.15M position sold in full.

By sector, the portfolio is most concentrated in Technology at 26% of assets, down from 28% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Tanger worth $3.63M.

  • Guggenheim Capital's largest Q3 2024 buy was Tanger: 109,435 shares worth $3.63M.
  • Guggenheim Capital added most to Vanguard Intermediate-Term Corporate Bond ETF in Q3 2024, an estimated $183M increase.
  • Guggenheim Capital's biggest Q3 2024 reduction was NVIDIA, cutting an estimated $55.1M.
  • Guggenheim Capital fully exited Schwab US Aggregate Bond ETF in Q3 2024, selling an estimated $5.15M.
  • Guggenheim Capital's ten largest holdings make up 20% of its $14.3B portfolio in Q3 2024.
  • Guggenheim Capital opened 119 new positions and closed 120 in Q3 2024.
  • Guggenheim Capital's portfolio value rose 1.3% quarter-over-quarter to $14.3B.

Based on Guggenheim Capital's 13F filing for Q3 2024, filed 13 Nov 2024.