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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAE icon
1951
Haemonetics
HAE
$4B
– –
-10,459
Closed -$823K
HCC icon
1952
Warrior Met Coal
HCC
$4.86B
– –
-7,109
Closed -$246K
HE icon
1953
Hawaiian Electric Industries
HE
$2.14B
– –
-19,987
Closed -$836K
HFWA icon
1954
Heritage Financial
HFWA
$1.21B
– –
-38,436
Closed -$1.18M
HLF icon
1955
Herbalife
HLF
$1.29B
– –
-44,057
Closed -$656K
HLN icon
1956
Haleon
HLN
$44.2B
– –
-11,905
Closed -$95.2K
HRTX icon
1957
Heron Therapeutics
HRTX
$92.9M
– –
-27,123
Closed -$67.8K
HWKN icon
1958
Hawkins
HWKN
$2.71B
– –
-5,558
Closed -$215K
IDCC icon
1959
InterDigital
IDCC
$8.89B
– –
-9,888
Closed -$489K
ILPT
1960
Industrial Logistics Properties Trust
ILPT
$586M
– –
-15,176
Closed -$49.6K
IOVA icon
1961
Iovance Biotherapeutics
IOVA
$2.87B
– –
-111,286
Closed -$711K
JACK icon
1962
Jack in the Box
JACK
$335M
– –
-3,821
Closed -$261K
JBGS
1963
JBG SMITH
JBGS
$708M
– –
-14,991
Closed -$285K
MARA icon
1964
Marathon Digital Holdings
MARA
$3.9B
– –
-10,086
Closed -$34.5K
MATX icon
1965
Matsons
MATX
$6.18B
– –
-7,268
Closed -$454K
MCRI icon
1966
Monarch Casino & Resort
MCRI
$2.23B
– –
-3,120
Closed -$240K
MGPI icon
1967
MGP Ingredients
MGPI
$375M
– –
-1,890
Closed -$201K
MIDD icon
1968
Middleby
MIDD
$6.08B
– –
-2,293
Closed -$307K
MMS icon
1969
Maximus
MMS
$3.1B
– –
-11,901
Closed -$873K
MPAA icon
1970
Motorcar Parts of America
MPAA
$258M
– –
-12,806
Closed -$152K
MRC
1971
DELISTED
MRC Global
MRC
– –
-40,419
Closed -$468K
MTX icon
1972
Minerals Technologies
MTX
$2.34B
– –
-14,717
Closed -$894K
MXL icon
1973
MaxLinear
MXL
$6.8B
– –
-14,325
Closed -$486K
MYE icon
1974
Myers Industries
MYE
$1.29B
– –
-9,686
Closed -$215K
NBHC icon
1975
National Bank Holdings
NBHC
$1.9B
– –
-27,620
Closed -$1.16M
77 78
79
80 81

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.