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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KW
1951
DELISTED
Kennedy-Wilson Holdings
KW
– –
-20,833
Closed -$322K
LCII icon
1952
LCI Industries
LCII
$2.62B
– –
-2,237
Closed -$227K
LI icon
1953
Li Auto
LI
$12.8B
– –
-10,638
Closed -$245K
LNW
1954
DELISTED
Light & Wonder
LNW
– –
-13,006
Closed -$558K
LPLA icon
1955
LPL Financial
LPLA
$28.4B
– –
-956
Closed -$209K
MAC icon
1956
Macerich
MAC
$6.84B
– –
-10,655
Closed -$85K
MERC icon
1957
Mercer International
MERC
$38.7M
– –
-25,004
Closed -$308K
MGA icon
1958
Magna International
MGA
$18.8B
– –
-23,933
Closed -$1.13M
NEO icon
1959
NeoGenomics
NEO
$2.11B
– –
-84,007
Closed -$723K
NX icon
1960
Quanex
NX
$993M
– –
-12,129
Closed -$220K
ADAM
1961
Adamas Trust
ADAM
$884M
– –
-5,643
Closed -$53K
OC icon
1962
Owens Corning
OC
$12.4B
– –
-13,000
Closed -$1.02M
ONL
1963
Orion Office REIT
ONL
$162M
– –
-12,302
Closed -$108K
OPP
1964
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$192M
– –
-30,168
Closed -$274K
PFD
1965
Flaherty & Crumrine Preferred and Income Fund
PFD
$147M
– –
-14,250
Closed -$151K
PRTA icon
1966
Prothena Corp
PRTA
$454M
– –
-75,795
Closed -$4.59M
PZZA icon
1967
Papa John's
PZZA
$800M
– –
-8,880
Closed -$622K
RACE icon
1968
Ferrari
RACE
$72.4B
– –
-1,220
Closed -$226K
RDFN
1969
DELISTED
Redfin
RDFN
– –
-10,311
Closed -$60K
RH icon
1970
RH
RH
$3.69B
– –
-1,295
Closed -$318K
RMT
1971
Royce Micro-Cap Trust
RMT
$759M
– –
-14,520
Closed -$115K
ROG icon
1972
Rogers Corp
ROG
$2.39B
– –
-3,182
Closed -$770K
RWT
1973
Redwood Trust
RWT
$595M
– –
-12,157
Closed -$70K
SAGE
1974
DELISTED
Sage Therapeutics
SAGE
– –
-11,674
Closed -$457K
SANM icon
1975
Sanmina
SANM
$10.9B
– –
-29,923
Closed -$1.38M
77 78
79
80 81

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.