GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
-4.89%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.06B
Cap. Flow %
-9.7%
Top 10 Hldgs %
12.87%
Holding
2,115
New
74
Increased
714
Reduced
1,074
Closed
223

Top Buys

1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$11.6M
2
FOX icon
Fox Class B
FOX
$7.42M
3
MDU icon
MDU Resources
MDU
$6.28M
4
HR icon
Healthcare Realty
HR
$6.22M
5
SYY icon
Sysco
SYY
$5.91M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
$36.6M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
$29.3M

Sector Composition

1 Technology 17%
2 Financials 11.34%
3 Healthcare 11.32%
4 Consumer Discretionary 7.72%
5 Industrials 7.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRG
1951
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
– –
-19,465
Closed -$512K
GCP
1952
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-32,848
Closed -$1.03M
MANT
1953
DELISTED
Mantech International Corp
MANT
– –
-11,184
Closed -$1.07M
MNDT
1954
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-149,309
Closed -$3.26M
SNP
1955
DELISTED
CHINA PETROLEUM & CHEMICAL CORPORATION ADS (REP 100 ORDINARY H SHARES)
SNP
– –
-26,489
Closed -$1.19M
PTR
1956
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-32,774
Closed -$1.53M
LFC
1957
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-98,927
Closed -$854K
TUFN
1958
DELISTED
Tufin Software Technologies Ltd.
TUFN
– –
-122,234
Closed -$1.54M
RTLR
1959
DELISTED
Rattler Midstream LP Common Units
RTLR
– –
-20,056
Closed -$274K
TPTX
1960
DELISTED
Turning Point Therapeutics, Inc. Common Stock
TPTX
– –
-22,082
Closed -$1.66M
SAIL
1961
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
– –
-42,248
Closed -$2.65M
ATC
1962
DELISTED
Atotech Limited
ATC
– –
-38,899
Closed -$753K
ACC
1963
DELISTED
American Campus Communities, Inc.
ACC
– –
-166,689
Closed -$10.7M
NPTN
1964
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-102,036
Closed -$1.61M
MTOR
1965
DELISTED
MERITOR, Inc.
MTOR
– –
-65,327
Closed -$2.37M
DYFN
1966
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
– –
-43,848
Closed -$747K
WBT
1967
DELISTED
Welbilt, Inc.
WBT
– –
-65,853
Closed -$1.57M
PSTH.WS
1968
DELISTED
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
– –
-2,434,111
Closed -$1.05M
PSTH
1969
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-18,390,610
Closed -$367M
CNR
1970
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-62,534
Closed -$1.53M
SAFM
1971
DELISTED
Sanderson Farms Inc
SAFM
– –
-10,818
Closed -$2.33M
NTUS
1972
DELISTED
Natus Medical Inc
NTUS
– –
-47,120
Closed -$1.54M
PSB
1973
DELISTED
PS Business Parks, Inc.
PSB
– –
-20,629
Closed -$3.86M
CDK
1974
DELISTED
CDK Global, Inc.
CDK
– –
-44,573
Closed -$2.44M
SRRA
1975
DELISTED
Sierra Oncology, Inc. Common Stock
SRRA
– –
-18,354
Closed -$1.01M
77 78
79
80 81