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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFC
1951
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
– –
-12,866
Closed -$216K
FLGT icon
1952
Fulgent Genetics
FLGT
$527M
– –
-8,970
Closed -$489K
FN icon
1953
Fabrinet
FN
$20.1B
– –
-3,721
Closed -$302K
FND icon
1954
Floor & Decor
FND
$6.68B
– –
-3,417
Closed -$215K
FOLD
1955
DELISTED
Amicus Therapeutics
FOLD
– –
-32,199
Closed -$346K
FOSL icon
1956
Fossil Group
FOSL
$318M
– –
-25,962
Closed -$134K
GAB icon
1957
Gabelli Equity Trust
GAB
$1.79B
– –
-64,471
Closed -$393K
GBX icon
1958
The Greenbrier Companies
GBX
$1.46B
– –
-7,304
Closed -$263K
GFF icon
1959
Griffon
GFF
$4.86B
– –
-8,622
Closed -$242K
GPI icon
1960
Group 1 Automotive
GPI
$3.18B
– –
-1,822
Closed -$309K
GPMT
1961
Granite Point Mortgage Trust
GPMT
$61.2M
– –
-13,581
Closed -$130K
GRX
1962
Gabelli Healthcare & Wellness Trust
GRX
$146M
– –
-11,477
Closed -$123K
HCI icon
1963
HCI Group
HCI
$2.41B
– –
-3,533
Closed -$239K
HELE icon
1964
Helen of Troy
HELE
$693M
– –
-1,416
Closed -$231K
HFWA icon
1965
Heritage Financial
HFWA
$1.21B
– –
-8,149
Closed -$205K
HMN icon
1966
Horace Mann Educators
HMN
$2.11B
– –
-7,725
Closed -$296K
MCHB
1967
Mechanics Bancorp
MCHB
$3.68B
– –
-20,618
Closed -$715K
HOMB icon
1968
Home BancShares
HOMB
$6.18B
– –
-29,727
Closed -$617K
HOPE icon
1969
Hope Bancorp
HOPE
$1.79B
– –
-13,320
Closed -$184K
HZO icon
1970
MarineMax
HZO
$788M
– –
-8,970
Closed -$324K
IBOC icon
1971
International Bancshares
IBOC
$4.57B
– –
-5,438
Closed -$218K
IBP icon
1972
Installed Building Products
IBP
$6.49B
– –
-2,493
Closed -$207K
IIPR icon
1973
Innovative Industrial Properties
IIPR
$1.72B
– –
-2,841
Closed -$312K
JLL icon
1974
Jones Lang LaSalle
JLL
$16.7B
– –
-3,457
Closed -$605K
JOE icon
1975
St. Joe Company
JOE
$3.83B
– –
-7,093
Closed -$281K
77 78
79
80 81

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.