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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.99%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$19.2B
AUM Growth
+$2.52B
Cap. Flow
+$1.25B
Cap. Flow %
6.54%
Top 10 Hldgs %
17.34%
Holding
2,313
New
197
Increased
1,021
Reduced
855
Closed
212

Top Buys

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$173M
2
JPM icon
JPMorgan Chase
JPM
+$113M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$102M
4
AXP icon
American Express
AXP
+$90.1M
5
META icon
Meta Platforms (Facebook)
META
+$58.1M

Top Sells

Rank Stock Value
1
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37.1M
2
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
3
TSLA icon
Tesla
TSLA
+$28.7M
4
WAVC.U
Waverley Capital Acquisition Corp. 1 Units, each consisting of one Class A Ordinary Share and one-third of one redeemable warrant
WAVC.U
+$24.7M
5
TPGS
TPG Pace Solutions Corp.
TPGS
+$23.7M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 15.67%
3 Healthcare 9.34%
4 Consumer Discretionary 9.15%
5 Real Estate 6.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASND icon
1951
Ascendis Pharma A/S
ASND
$16.8B
$252K ﹤0.01%
1,873
+562
+43% +$83.6K
FN icon
1952
Fabrinet
FN
$20.1B
$251K ﹤0.01%
+2,117
New +$235K
HESM icon
1953
Hess Midstream
HESM
$5.11B
$251K ﹤0.01%
9,092
-19,568
-68% -$507K
NRIX icon
1954
Nurix Therapeutics
NRIX
$2.65B
$250K ﹤0.01%
8,630
+1,928
+29% +$58.4K
ORGO icon
1955
Organogenesis Holdings
ORGO
$239M
$250K ﹤0.01%
+27,067
New +$287K
COOP
1956
DELISTED
Mr. Cooper
COOP
$247K ﹤0.01%
5,947
-7,774
-57% -$327K
TDW icon
1957
Tidewater
TDW
$4.12B
$247K ﹤0.01%
23,064
-48,984
-68% -$576K
FMBI
1958
DELISTED
First Midwest Bancorp Inc/IL
FMBI
$247K ﹤0.01%
12,051
-17,328
-59% -$347K
CATO icon
1959
Cato Corp
CATO
$66.1M
$245K ﹤0.01%
14,256
-12,535
-47% -$216K
FPF
1960
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$245K ﹤0.01%
+9,980
New +$249K
MPAA icon
1961
Motorcar Parts of America
MPAA
$258M
$244K ﹤0.01%
+14,292
New +$268K
SMPL icon
1962
Simply Good Foods
SMPL
$982M
$244K ﹤0.01%
+5,864
New +$224K
WRLD icon
1963
World Acceptance Corp
WRLD
$872M
$244K ﹤0.01%
+995
New +$216K
CFR icon
1964
Cullen/Frost Bankers
CFR
$10.2B
$243K ﹤0.01%
1,930
-2,481
-56% -$319K
GIII icon
1965
G-III Apparel Group
GIII
$1.5B
$243K ﹤0.01%
8,796
-5,042
-36% -$147K
MARA icon
1966
Marathon Digital Holdings
MARA
$3.85B
$243K ﹤0.01%
7,388
+488
+7% +$23.4K
GPI icon
1967
Group 1 Automotive
GPI
$3.18B
$241K ﹤0.01%
1,235
-715
-37% -$139K
JYNT icon
1968
The Joint Corp
JYNT
$119M
$240K ﹤0.01%
3,658
+384
+12% +$31K
ODP
1969
DELISTED
ODP
ODP
$240K ﹤0.01%
6,113
-2,494
-29% -$102K
BPOP icon
1970
Popular Inc
BPOP
$11.1B
$239K ﹤0.01%
2,917
-4,039
-58% -$328K
WIA
1971
Western Asset Inflation-Linked Income Fund
WIA
$186M
$239K ﹤0.01%
+18,032
New +$251K
WIX icon
1972
WIX.com
WIX
$2.52B
$239K ﹤0.01%
1,517
-2,971
-66% -$515K
MYRG icon
1973
MYR Group
MYRG
$5.25B
$238K ﹤0.01%
+2,153
New +$234K
OTTR icon
1974
Otter Tail
OTTR
$3.94B
$237K ﹤0.01%
+3,308
New +$214K
TXRH icon
1975
Texas Roadhouse
TXRH
$13.7B
$237K ﹤0.01%
2,658
-3,931
-60% -$350K
77 78
79
80 81

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TRSOTSOK
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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2021 Portfolio in Review

As of Q4 2021, Guggenheim Capital held 2,313 positions worth $19.2B, up 15% from $16.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital deployed $1.25B of net new capital in Q4 2021, opening 197 new positions and adding to 1,021 existing holdings. Its largest new stake was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Tesla, an estimated $28.7M trimmed.

  • Guggenheim Capital's largest Q4 2021 buy was AfterNext HealthTech Acquisition Corp: 3,725,000 shares worth $36.3M.
  • Guggenheim Capital added most to FIGS in Q4 2021, an estimated $173M increase.
  • Guggenheim Capital's biggest Q4 2021 reduction was Tesla, cutting an estimated $28.7M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp Units in Q4 2021, selling an estimated $37.1M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $19.2B portfolio in Q4 2021.
  • Guggenheim Capital opened 197 new positions and closed 212 in Q4 2021.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $19.2B.

Based on Guggenheim Capital's 13F filing for Q4 2021, filed 14 Feb 2022.