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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-0.72%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$16.7B
AUM Growth
-$332M
Cap. Flow
-$57.8M
Cap. Flow %
-0.35%
Top 10 Hldgs %
17.41%
Holding
2,287
New
114
Increased
795
Reduced
1,162
Closed
171

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$50M
2
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$38.8M
3
AFTR.U
AfterNext HealthTech Acquisition Corp Units
AFTR.U
+$37M
4
CPAAU
Conyers Park III Acquisition Corp. Unit
CPAAU
+$34.7M
5
HON icon
Honeywell
HON
+$32.1M

Top Sells

Rank Stock Value
1
ALXN
Alexion Pharmaceuticals
ALXN
+$41.8M
2
LITTU
Logistics Innovation Technologies Corp. Units
LITTU
+$39.8M
3
MTTR
Matterport, Inc. Class A Common Stock
MTTR
+$32.4M
4
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$20M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 19.23%
2 Financials 13.81%
3 Healthcare 9.7%
4 Consumer Discretionary 8.79%
5 Communication Services 6.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WGO icon
1951
Winnebago Industries
WGO
$909M
$270K ﹤0.01%
3,729
-861
-19% -$60.2K
CHS
1952
DELISTED
Chicos FAS, Inc.
CHS
$269K ﹤0.01%
59,845
-104,935
-64% -$599K
RKT icon
1953
Rocket Companies
RKT
$38.8B
$268K ﹤0.01%
16,733
-1,269
-7% -$22.2K
RMR icon
1954
The RMR Group
RMR
$332M
$268K ﹤0.01%
8,017
– –
HAYN
1955
DELISTED
Haynes International, Inc.
HAYN
$267K ﹤0.01%
7,171
-12,579
-64% -$467K
GME icon
1956
GameStop
GME
$8.6B
$266K ﹤0.01%
+6,072
New +$277K
HCI icon
1957
HCI Group
HCI
$2.41B
$266K ﹤0.01%
2,401
-1,994
-45% -$208K
SNEX icon
1958
StoneX
SNEX
$7.94B
$266K ﹤0.01%
20,402
-18,721
-48% -$241K
SUN icon
1959
Sunoco
SUN
$13.3B
$266K ﹤0.01%
7,136
-965
-12% -$35.8K
TEN
1960
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$266K ﹤0.01%
18,643
– –
GMS
1961
DELISTED
GMS Inc
GMS
$265K ﹤0.01%
6,060
-10,629
-64% -$508K
VRA icon
1962
Vera Bradley
VRA
$98.7M
$265K ﹤0.01%
28,165
-49,380
-64% -$541K
WERN icon
1963
Werner Enterprises
WERN
$2.25B
$265K ﹤0.01%
5,991
-1,590
-21% -$72.8K
OPP
1964
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$264K ﹤0.01%
+18,334
New +$283K
VVR icon
1965
Invesco Senior Income Trust
VVR
$454M
$262K ﹤0.01%
58,967
-3,738
-6% -$16.3K
TALO icon
1966
Talos Energy
TALO
$2.4B
$259K ﹤0.01%
18,791
-36,606
-66% -$446K
SFBS
1967
ServisFirst Bancshares
SFBS
$4.86B
$258K ﹤0.01%
3,311
-2,021
-38% -$145K
BRW
1968
Saba Capital Income & Opportunities Fund
BRW
$339M
$257K ﹤0.01%
28,196
+7,710
+38% +$70.8K
CIO
1969
DELISTED
City Office REIT
CIO
$257K ﹤0.01%
14,399
-4,678
-25% -$68.1K
CXT icon
1970
Crane NXT
CXT
$3.07B
$257K ﹤0.01%
7,791
-1,543
-17% -$51.4K
OI icon
1971
O-I Glass
OI
$1.08B
$257K ﹤0.01%
17,980
-31,528
-64% -$472K
FIX icon
1972
Comfort Systems
FIX
$59.6B
$256K ﹤0.01%
3,591
-2,603
-42% -$194K
NXJ
1973
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$256K ﹤0.01%
16,567
-817
-5% -$12.8K
ECPG icon
1974
Encore Capital Group
ECPG
$2.13B
$255K ﹤0.01%
5,174
-9,074
-64% -$431K
YEXT icon
1975
Yext
YEXT
$574M
$255K ﹤0.01%
21,226
-1,733
-8% -$22.3K
77 78
79
80 81

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2021 Portfolio in Review

As of Q3 2021, Guggenheim Capital held 2,287 positions worth $16.7B, down 2% from $17B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital's Q3 2021 filing shows 114 new, 795 increased, 1,162 reduced and 171 closed positions. Its largest new stake was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M. The largest sale was Alexion Pharmaceuticals, an estimated $41.8M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2021 buy was Logistics Innovation Technologies Corp. Class A Common Stock: 4,000,000 shares worth $38.6M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q3 2021, an estimated $50M increase.
  • Guggenheim Capital's biggest Q3 2021 reduction was Matterport, Inc. Class A Common Stock, cutting an estimated $32.4M.
  • Guggenheim Capital fully exited Alexion Pharmaceuticals in Q3 2021, selling an estimated $41.8M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $16.7B portfolio in Q3 2021.
  • Guggenheim Capital opened 114 new positions and closed 171 in Q3 2021.
  • Guggenheim Capital's portfolio value fell 2% quarter-over-quarter to $16.7B.

Based on Guggenheim Capital's 13F filing for Q3 2021, filed 15 Nov 2021.