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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+14.15%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$15.9B
AUM Growth
+$2.13B
Cap. Flow
+$466M
Cap. Flow %
2.92%
Top 10 Hldgs %
24.56%
Holding
2,169
New
258
Increased
811
Reduced
944
Closed
131

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$235M
2
GHVIU
Gores Holdings VI, Inc. Unit
GHVIU
+$42.3M
3
ARBGU
Aequi Acquisition Corp Unit
ARBGU
+$29.9M
4
TEAM icon
Atlassian
TEAM
+$10.8M
5
COST icon
Costco
COST
+$9.72M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$32.3M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.5M
3
AAPL icon
Apple
AAPL
+$13.1M
4
SMCI icon
Super Micro Computer
SMCI
+$10.2M
5
MSFT icon
Microsoft
MSFT
+$9.99M

Sector Composition

Rank Sector Weight
1 Technology 17.06%
2 Financials 11.7%
3 Healthcare 8.92%
4 Consumer Discretionary 8.64%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLH icon
1951
Clean Harbors
CLH
$16.3B
$202K ﹤0.01%
2,654
-3,159
-54% -$212K
BNS icon
1952
Scotiabank
BNS
$108B
$201K ﹤0.01%
+3,708
New +$176K
SCD
1953
LMP Capital and Income Fund
SCD
$358M
$201K ﹤0.01%
+17,253
New +$189K
VLT icon
1954
Invesco High Income Trust II
VLT
$65.7M
$198K ﹤0.01%
+14,611
New +$188K
TEN
1955
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$198K ﹤0.01%
18,643
– –
CIO
1956
DELISTED
City Office REIT
CIO
$196K ﹤0.01%
20,091
-16,076
-44% -$132K
NS
1957
DELISTED
NuStar Energy L.P.
NS
$195K ﹤0.01%
13,522
-290
-2% -$3.71K
CONN
1958
DELISTED
Conn's Inc.
CONN
$193K ﹤0.01%
16,506
+2,250
+16% +$25.6K
BELFB
1959
Bel Fuse Inc Class B
BELFB
$4.21B
$192K ﹤0.01%
+12,760
New +$172K
JDD
1960
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$192K ﹤0.01%
21,919
-606
-3% -$5.04K
PBFX
1961
DELISTED
PBF LOGISTICS LP
PBFX
$190K ﹤0.01%
20,775
-2,305
-10% -$20.4K
AIFU
1962
AIFU Inc
AIFU
$221M
$187K ﹤0.01%
39
-2
-5% -$11.8K
AWP
1963
abrdn Global Premier Properties Fund
AWP
$367M
$186K ﹤0.01%
11,803
-302
-2% -$4.48K
HOPE icon
1964
Hope Bancorp
HOPE
$1.79B
$182K ﹤0.01%
16,648
-5,716
-26% -$53.2K
SXC icon
1965
SunCoke Energy
SXC
$797M
$181K ﹤0.01%
41,548
+19,944
+92% +$83.5K
DMO
1966
Western Asset Mortgage Opportunity Fund
DMO
$120M
$177K ﹤0.01%
+12,470
New +$171K
BPMP
1967
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$177K ﹤0.01%
16,740
-787
-4% -$8.23K
SD icon
1968
SandRidge Energy
SD
$503M
$175K ﹤0.01%
56,677
-1,646,004
-97% -$4.04M
CNSL
1969
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$175K ﹤0.01%
35,688
-34,163
-49% -$179K
DAKT icon
1970
Daktronics
DAKT
$1.04B
$173K ﹤0.01%
36,877
+20,178
+121% +$88.3K
DRD
1971
DRDGold
DRD
$2.05B
$173K ﹤0.01%
+14,774
New +$169K
ZEUS
1972
DELISTED
Olympic Steel
ZEUS
$172K ﹤0.01%
12,889
-4,359
-25% -$58.6K
PAGP icon
1973
Plains GP Holdings
PAGP
$4.9B
$171K ﹤0.01%
20,288
-30,094
-60% -$234K
SABA
1974
Saba Capital Income & Opportunities Fund II
SABA
$223M
$169K ﹤0.01%
15,408
-26,009
-63% -$277K
GGT
1975
Gabelli Multimedia Trust
GGT
$174M
$168K ﹤0.01%
+21,360
New +$152K
77 78
79
80 81

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q4 2020 Portfolio in Review

As of Q4 2020, Guggenheim Capital held 2,169 positions worth $15.9B, up 15% from $13.8B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Guggenheim Capital's Q4 2020 filing shows 258 new, 811 increased, 944 reduced and 131 closed positions. Its largest new stake was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M. The largest sale was iShares iBoxx $ Investment Grade Corporate Bond ETF, an estimated $32.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q4 2020 buy was Gores Holdings VI, Inc. Unit: 4,000,000 shares worth $42.4M.
  • Guggenheim Capital added most to iShares Core US Aggregate Bond ETF in Q4 2020, an estimated $235M increase.
  • Guggenheim Capital's biggest Q4 2020 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $32.3M.
  • Guggenheim Capital fully exited Super Micro Computer in Q4 2020, selling an estimated $10.2M.
  • Guggenheim Capital's ten largest holdings make up 25% of its $15.9B portfolio in Q4 2020.
  • Guggenheim Capital opened 258 new positions and closed 131 in Q4 2020.
  • Guggenheim Capital's portfolio value rose 15% quarter-over-quarter to $15.9B.

Based on Guggenheim Capital's 13F filing for Q4 2020, filed 16 Feb 2021.