GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+7.55%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$13.7B
AUM Growth
+$884M
Cap. Flow
+$97.2M
Cap. Flow %
0.71%
Top 10 Hldgs %
25.75%
Holding
1,984
New
118
Increased
754
Reduced
1,012
Closed
75

Top Buys

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$499M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$161M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.5M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.1M
5
CRM icon
Salesforce
CRM
+$9.31M

Top Sells

1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$60.8M
3
AAPL icon
Apple
AAPL
+$32.3M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.3M
5
FCX icon
Freeport-McMoran
FCX
+$18.6M

Sector Composition

1 Technology 17.03%
2 Financials 10.93%
3 Healthcare 8.92%
4 Consumer Discretionary 8.34%
5 Communication Services 5.95%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WAL icon
1951
Western Alliance Bancorporation
WAL
$9.86B
– –
-5,535
Closed -$210K
WD icon
1952
Walker & Dunlop
WD
$2.94B
– –
-4,278
Closed -$217K
WIP icon
1953
SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$340M
– –
-17,415
Closed -$914K
ZYXI icon
1954
Zynex
ZYXI
$44.2M
– –
-14,960
Closed -$338K
ROIC
1955
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-75,454
Closed -$855K
EGRX
1956
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-4,319
Closed -$207K
CPE
1957
DELISTED
Callon Petroleum Company
CPE
– –
-4,017
Closed -$46K
EXPR
1958
DELISTED
Express, Inc.
EXPR
– –
-1,195
Closed -$37K
BKI
1959
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-34,921
Closed -$2.53M
NUVA
1960
DELISTED
NuVasive, Inc.
NUVA
– –
-8,222
Closed -$458K
PDCE
1961
DELISTED
PDC Energy, Inc.
PDCE
– –
-13,614
Closed -$169K
ROCC
1962
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-10,935
Closed -$104K
CS
1963
DELISTED
Credit Suisse Group
CS
– –
-12,237
Closed -$126K
CDR
1964
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-2,945
Closed -$19K
XEC
1965
DELISTED
CIMAREX ENERGY CO
XEC
– –
-10,120
Closed -$278K
MTT
1966
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
– –
-12,269
Closed -$242K
HMSY
1967
DELISTED
HMS Holdings Corp.
HMSY
– –
-7,840
Closed -$254K
CNXM
1968
DELISTED
CNX Midstream Partners LP
CNXM
– –
-126,891
Closed -$844K
LOGM
1969
DELISTED
LogMein, Inc.
LOGM
– –
-20,435
Closed -$1.73M
VAL
1970
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-17,001
Closed -$11K
FSCT
1971
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-46,606
Closed -$988K
FSB
1972
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-15,364
Closed -$396K
DNR
1973
DELISTED
Denbury Resources, Inc.
DNR
– –
-129,489
Closed -$36K
LM
1974
DELISTED
Legg Mason, Inc.
LM
– –
-44,870
Closed -$2.23M
TMUSR
1975
DELISTED
T-Mobile US, Inc. Subscription Rights Expiring 7/27/2020
TMUSR
– –
-282,141
Closed -$47K
76 77 78
79
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