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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$13.8B
AUM Growth
+$891M
Cap. Flow
+$96.2M
Cap. Flow %
0.7%
Top 10 Hldgs %
25.52%
Holding
1,986
New
118
Increased
754
Reduced
1,014
Closed
75

Top Buys

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$494M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$162M
3
PSTH.WS
Pershing Square Tontine Holdings, Ltd. Warrants, exercisable for one share of Class A Common Stock f
PSTH.WS
+$17.7M
4
MUC icon
BlackRock MuniHoldings California Quality Fund
MUC
+$11.5M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
+$9.38M

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$151M
2
SLV icon
iShares Silver Trust
SLV
+$63.9M
3
AAPL icon
Apple
AAPL
+$30.4M
4
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$21.6M
5
FCX icon
Freeport-McMoran
FCX
+$17.2M

Sector Composition

Rank Sector Weight
1 Technology 16.87%
2 Financials 10.84%
3 Healthcare 8.84%
4 Consumer Discretionary 8.27%
5 Industrials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UE icon
1951
Urban Edge Properties
UE
$2.73B
– –
-13,140
Closed -$156K
UNIT
1952
Uniti Group
UNIT
$2.32B
– –
-27,521
Closed -$257K
WAL icon
1953
Western Alliance Bancorporation
WAL
$8.87B
– –
-5,535
Closed -$210K
WD icon
1954
Walker & Dunlop
WD
$1.53B
– –
-4,278
Closed -$217K
WIP icon
1955
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
– –
-17,415
Closed -$914K
ZYXI
1956
DELISTED
Zynex
ZYXI
– –
-14,960
Closed -$338K
ROIC
1957
DELISTED
Retail Opportunity Investments Corp.
ROIC
– –
-75,454
Closed -$855K
EGRX
1958
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-4,319
Closed -$207K
CPE
1959
DELISTED
Callon Petroleum Company
CPE
– –
-4,017
Closed -$46K
EXPR
1960
DELISTED
Express, Inc.
EXPR
– –
-1,195
Closed -$37K
BKI
1961
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-34,921
Closed -$2.53M
NUVA
1962
DELISTED
NuVasive, Inc.
NUVA
– –
-8,222
Closed -$458K
PDCE
1963
DELISTED
PDC Energy, Inc.
PDCE
– –
-13,614
Closed -$169K
ROCC
1964
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-10,935
Closed -$104K
CS
1965
DELISTED
Credit Suisse Group
CS
– –
-12,237
Closed -$126K
CDR
1966
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-2,945
Closed -$19K
XEC
1967
DELISTED
CIMAREX ENERGY CO
XEC
– –
-10,120
Closed -$278K
MTT
1968
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
– –
-12,269
Closed -$242K
HMSY
1969
DELISTED
HMS Holdings Corp.
HMSY
– –
-7,840
Closed -$254K
CNXM
1970
DELISTED
CNX Midstream Partners LP
CNXM
– –
-126,891
Closed -$844K
LOGM
1971
DELISTED
LogMein, Inc.
LOGM
– –
-20,435
Closed -$1.73M
VAL
1972
DELISTED
Valaris plc Class A Ordinary Share
VAL
– –
-17,001
Closed -$11K
FSCT
1973
DELISTED
ForeScout Technologies, Inc. Common Stock
FSCT
– –
-46,606
Closed -$988K
FSB
1974
DELISTED
Franklin Financial Network, Inc.
FSB
– –
-15,364
Closed -$396K
DNR
1975
DELISTED
Denbury Resources, Inc.
DNR
– –
-129,489
Closed -$36K
76 77 78
79
80

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2020 Portfolio in Review

As of Q3 2020, Guggenheim Capital held 1,986 positions worth $13.8B, up 6.9% from $12.9B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Guggenheim Capital's Q3 2020 filing shows 118 new, 754 increased, 1,014 reduced and 75 closed positions. Its largest new stake was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $151M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

  • Guggenheim Capital's largest Q3 2020 buy was Pershing Square Tontine Holdings, Ltd.: 22,000,000 shares worth $499M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2020, an estimated $162M increase.
  • Guggenheim Capital's biggest Q3 2020 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $151M.
  • Guggenheim Capital fully exited IBERIABANK Corp in Q3 2020, selling an estimated $4.51M.
  • Guggenheim Capital's ten largest holdings make up 26% of its $13.8B portfolio in Q3 2020.
  • Guggenheim Capital opened 118 new positions and closed 75 in Q3 2020.
  • Guggenheim Capital's portfolio value rose 6.9% quarter-over-quarter to $13.8B.

Based on Guggenheim Capital's 13F filing for Q3 2020, filed 13 Nov 2020.