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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+5.8%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.2B
AUM Growth
-$360M
(-0.85%)
Cap. Flow
-$2.32B
Cap. Flow
% of AUM
-5.5%
Top 10 Holdings %
Top 10 Hldgs %
7.6%
Holding
2,945
New
147
Increased
1,226
Reduced
1,320
Closed
236
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$859M |
| 2 |
Apple
AAPL
|
+$61.2M |
| 3 |
Norwegian Cruise Line
NCLH
|
+$56M |
| 4 |
Vertex Pharmaceuticals
VRTX
|
+$55.7M |
| 5 |
EVHC
Envision Healthcare Holdings Inc
EVHC
|
+$40.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$106M |
| 2 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$84.5M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$53.6M |
| 4 |
Applied Materials
AMAT
|
+$37.5M |
| 5 |
LVLT
Level 3 Communications Inc
LVLT
|
+$37.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.48% |
| 2 | Financials | 12.95% |
| 3 | Healthcare | 12.03% |
| 4 | Industrials | 10.73% |
| 5 | Consumer Discretionary | 10.33% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
INST
1951
DELISTED
Instructure, Inc.
INST
| $1.26M | ﹤0.01% |
38,214
+2,278
| +6% | +$77.6K |
|
1952
Terex
TEX
$7.18B
| $1.26M | ﹤0.01% |
26,203
-45,238
| -63% | -$2.08M |
|
1953
Axalta
AXTA
$7.66B
| $1.26M | ﹤0.01% |
38,955
-52,352
| -57% | -$1.66M |
|
|
RENX
1954
DELISTED
RELX N.V.
RENX
| $1.26M | ﹤0.01% |
54,620
-327
| -0.6% | -$7.34K |
|
1955
Community Health Systems
CYH
$393M
| $1.26M | ﹤0.01% |
295,375
+33,982
| +13% | +$171K |
|
1956
Oil States International
OIS
$489M
| $1.26M | ﹤0.01% |
44,455
+3,561
| +9% | +$86.3K |
|
1957
Core Laboratories
CLB
$488M
| $1.26M | ﹤0.01% |
11,472
-1,870
| -14% | -$187K |
|
1958
MasterCraft Boat Holdings
MCFT
$579M
| $1.26M | ﹤0.01% |
56,618
-7,568
| -12% | -$170K |
|
1959
Veeco
VECO
$3.05B
| $1.26M | ﹤0.01% |
84,636
+63,108
| +293% | +$1.09M |
|
|
INSI
1960
DELISTED
Insight Select Income Fund
INSI
| $1.26M | ﹤0.01% |
63,106
+2,815
| +5% | +$56.5K |
|
|
ATRS
1961
DELISTED
Antares Pharma, Inc.
ATRS
| $1.25M | ﹤0.01% |
631,049
+222,105
| +54% | +$483K |
|
|
RFI
1962
Cohen & Steers Total Return Realty Fund
RFI
$308M
| $1.25M | ﹤0.01% |
98,151
+29,393
| +43% | +$370K |
|
1963
Myers Industries
MYE
$1.29B
| $1.25M | ﹤0.01% |
64,071
-7,487
| -10% | -$157K |
|
|
ENV
1964
DELISTED
ENVESTNET, INC.
ENV
| $1.25M | ﹤0.01% |
25,045
-195
| -0.8% | -$10.1K |
|
1965
NCS Multistage Holdings
NCSM
$123M
| $1.25M | ﹤0.01% |
+4,230
| New | +$1.57M |
|
|
AUO
1966
DELISTED
AU Optronics Corp
AUO
| $1.25M | ﹤0.01% |
299,694
+107,370
| +56% | +$447K |
|
1967
SSR Mining
SSRM
$5.32B
| $1.25M | ﹤0.01% |
141,683
-73,730
| -34% | -$680K |
|
|
MANT
1968
DELISTED
Mantech International Corp
MANT
| $1.25M | ﹤0.01% |
24,789
-12,016
| -33% | -$583K |
|
1969
TriCo Bancshares
TCBK
$1.84B
| $1.24M | ﹤0.01% |
32,779
-70
| -0.2% | -$2.87K |
|
1970
TG Therapeutics
TGTX
$7.96B
| $1.24M | ﹤0.01% |
151,387
+49,452
| +49% | +$432K |
|
|
HTY
1971
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
| $1.23M | ﹤0.01% |
139,554
+47,394
| +51% | +$421K |
|
|
PFL
1972
PIMCO Income Strategy Fund
PFL
$384M
| $1.23M | ﹤0.01% |
105,309
-32,656
| -24% | -$386K |
|
|
VISN
1973
Vistance Networks Inc
VISN
$2.65B
| $1.23M | ﹤0.01% |
32,420
-62,164
| -66% | -$2.17M |
|
1974
Center Bancorp
CNOB
$1.66B
| $1.22M | ﹤0.01% |
47,423
-5,037
| -10% | -$132K |
|
|
VG
1975
DELISTED
Vonage Holdings Corporation
VG
| $1.22M | ﹤0.01% |
120,023
+98,703
| +463% | +$901K |
|
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Guggenheim Capital's Q4 2017 Portfolio in Review
As of Q4 2017, Guggenheim Capital held 2,945 positions worth $42.2B, down 0.85% from $42.6B the previous quarter. Its ten largest holdings account for 7.6% of the portfolio.
Guggenheim Capital withdrew a net $2.32B in Q4 2017, closing 236 positions and reducing 1,320 holdings. Its most notable exit was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF, an estimated $84.5M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Guggenheim Capital opened a new position in iShares China Large-Cap ETF worth $18M.
- Guggenheim Capital's largest Q4 2017 buy was iShares China Large-Cap ETF: 389,755 shares worth $18M.
- Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2017, an estimated $859M increase.
- Guggenheim Capital's biggest Q4 2017 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $106M.
- Guggenheim Capital fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q4 2017, selling an estimated $84.5M.
- Guggenheim Capital's ten largest holdings make up 7.6% of its $42.2B portfolio in Q4 2017.
- Guggenheim Capital opened 147 new positions and closed 236 in Q4 2017.
- Guggenheim Capital's portfolio value fell 0.85% quarter-over-quarter to $42.2B.
Based on Guggenheim Capital's 13F filing for Q4 2017, filed 14 Feb 2018.