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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+4.41%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+359.15%
AUM
$42.6B
AUM Growth
+$4.82B
Cap. Flow
+$3.68B
Cap. Flow %
8.65%
Top 10 Hldgs %
12.95%
Holding
2,932
New
107
Increased
1,463
Reduced
1,212
Closed
134

Top Buys

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$209M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$209M
3
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$84.5M
4
PKG icon
Packaging Corp of America
PKG
+$55.6M
5
CDNS icon
Cadence Design Systems
CDNS
+$45.2M

Top Sells

Rank Stock Value
1
RAI
Reynolds American Inc
RAI
+$68.3M
2
WFM
Whole Foods Market Inc
WFM
+$64M
3
SPLS
Staples Inc
SPLS
+$47.8M
4
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$46.6M
5
DD
Du Pont De Nemours E I
DD
+$41.2M

Sector Composition

Rank Sector Weight
1 Technology 12.83%
2 Financials 12.17%
3 Healthcare 10.88%
4 Industrials 10.2%
5 Consumer Discretionary 9.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPR
1951
DELISTED
Express, Inc.
EXPR
$1.28M ﹤0.01%
9,495
+1,573
+20% +$199K
JPI
1952
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.28M ﹤0.01%
50,920
+7,647
+18% +$191K
LHCG
1953
DELISTED
LHC Group LLC
LHCG
$1.28M ﹤0.01%
18,030
+2,852
+19% +$183K
ACGL icon
1954
Arch Capital
ACGL
$34.3B
$1.28M ﹤0.01%
38,949
-75,870
-66% -$2.45M
CWST icon
1955
Casella Waste Systems
CWST
$5.71B
$1.28M ﹤0.01%
67,977
-9,836
-13% -$168K
AAT
1956
American Assets Trust
AAT
$1.45B
$1.27M ﹤0.01%
31,943
-637
-2% -$25.6K
RHP icon
1957
Ryman Hospitality Properties
RHP
$8.43B
$1.27M ﹤0.01%
20,337
-29,688
-59% -$1.81M
TLGT
1958
DELISTED
Teligent, Inc
TLGT
$1.27M ﹤0.01%
18,912
+4,541
+32% +$333K
KN icon
1959
Knowles
KN
$3.13B
$1.27M ﹤0.01%
82,918
+4,409
+6% +$67.7K
TWNK
1960
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$1.27M ﹤0.01%
92,700
-6,318
-6% -$91.1K
AIR icon
1961
AAR Corp
AIR
$5.59B
$1.26M ﹤0.01%
33,457
+5,474
+20% +$198K
WES
1962
DELISTED
Western Gas Partners Lp
WES
$1.26M ﹤0.01%
24,651
-23,624
-49% -$1.23M
STC icon
1963
Stewart Information Services
STC
$2.06B
$1.26M ﹤0.01%
33,411
+5,863
+21% +$229K
VREX icon
1964
Varex Imaging
VREX
$472M
$1.26M ﹤0.01%
37,277
-4,588
-11% -$143K
IIP
1965
DELISTED
INTERNAP NETWORK SERVICES CORPORATION
IIP
$1.26M ﹤0.01%
+290,146
New +$1.26M
TSLF
1966
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$1.26M ﹤0.01%
72,001
+13,717
+24% +$244K
VIPS icon
1967
Vipshop
VIPS
$7.37B
$1.26M ﹤0.01%
143,227
+41,994
+41% +$437K
VRN
1968
DELISTED
Veren
VRN
$1.25M ﹤0.01%
156,337
-16,019
-9% -$117K
CARO
1969
DELISTED
Carolina Financial Corp.
CARO
$1.25M ﹤0.01%
34,890
-4,099
-11% -$138K
KNL
1970
DELISTED
Knoll, Inc.
KNL
$1.25M ﹤0.01%
+62,615
New +$1.17M
VSAT icon
1971
Viasat
VSAT
$10.6B
$1.25M ﹤0.01%
19,409
+2,975
+18% +$188K
LMNX
1972
DELISTED
Luminex Corp
LMNX
$1.24M ﹤0.01%
61,157
+2,133
+4% +$42.5K
AM icon
1973
Antero Midstream
AM
$10.4B
$1.24M ﹤0.01%
60,662
+2,349
+4% +$46.9K
ECHO
1974
DELISTED
Echo Global Logistics, Inc.
ECHO
$1.24M ﹤0.01%
65,877
+11,649
+21% +$191K
BKS
1975
DELISTED
Barnes & Noble
BKS
$1.24M ﹤0.01%
162,623
+27,190
+20% +$203K
77 78
79
80 81

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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
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AAMU
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NMIFOAC
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WANY
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ACA
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Guggenheim Capital's Q3 2017 Portfolio in Review

As of Q3 2017, Guggenheim Capital held 2,932 positions worth $42.6B, up 13% from $37.8B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital deployed $3.68B of net new capital in Q3 2017, opening 107 new positions and adding to 1,463 existing holdings. Its largest new stake was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, an estimated $46.6M trimmed.

  • Guggenheim Capital's largest Q3 2017 buy was CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF: 1,677,943 shares worth $84.5M.
  • Guggenheim Capital added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q3 2017, an estimated $209M increase.
  • Guggenheim Capital's biggest Q3 2017 reduction was MALLINCKRODT PUBLIC LIMITED COMPANY, cutting an estimated $46.6M.
  • Guggenheim Capital fully exited Reynolds American Inc in Q3 2017, selling an estimated $68.3M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $42.6B portfolio in Q3 2017.
  • Guggenheim Capital opened 107 new positions and closed 134 in Q3 2017.
  • Guggenheim Capital's portfolio value rose 13% quarter-over-quarter to $42.6B.

Based on Guggenheim Capital's 13F filing for Q3 2017, filed 14 Nov 2017.