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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.81%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35B
AUM Growth
+$2.81B
Cap. Flow
+$1.71B
Cap. Flow %
4.89%
Top 10 Hldgs %
4.7%
Holding
3,111
New
225
Increased
1,351
Reduced
1,231
Closed
212

Top Buys

Rank Stock Value
1
SD icon
SandRidge Energy
SD
+$44.3M
2
HWM icon
Howmet Aerospace
HWM
+$42.3M
3
COTY icon
Coty
COTY
+$39.2M
4
AMAT icon
Applied Materials
AMAT
+$34.4M
5
CHTR icon
Charter Communications
CHTR
+$32.3M

Top Sells

Rank Stock Value
1
AA icon
Alcoa
AA
+$47.5M
2
DO
Diamond Offshore Drilling
DO
+$35.1M
3
RAI
Reynolds American Inc
RAI
+$29.4M
4
OI icon
O-I Glass
OI
+$28M
5
MDLZ icon
Mondelez International
MDLZ
+$24.2M

Sector Composition

Rank Sector Weight
1 Financials 12.98%
2 Technology 12.86%
3 Healthcare 11.03%
4 Industrials 11.01%
5 Consumer Discretionary 10.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APAM icon
1951
Artisan Partners
APAM
$3.02B
$1.36M ﹤0.01%
45,653
+21,099
+86% +$602K
BRKR icon
1952
Bruker
BRKR
$8.14B
$1.36M ﹤0.01%
64,163
+19,095
+42% +$417K
PGRE
1953
DELISTED
Paramount Group
PGRE
$1.35M ﹤0.01%
84,808
-13,032
-13% -$206K
NWBI icon
1954
Northwest Bancshares
NWBI
$2.28B
$1.35M ﹤0.01%
75,125
-7,179
-9% -$123K
UHAL icon
1955
U-Haul Holding Co
UHAL
$14.6B
$1.35M ﹤0.01%
36,610
+9,150
+33% +$314K
KNGT
1956
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
$1.35M ﹤0.01%
40,928
+27,264
+200% +$901K
GLP icon
1957
Global Partners
GLP
$1.7B
$1.35M ﹤0.01%
69,389
-9,530
-12% -$154K
RNG icon
1958
RingCentral
RNG
$5.28B
$1.35M ﹤0.01%
65,455
+8,170
+14% +$179K
GCP
1959
DELISTED
GCP Applied Technologies Inc.
GCP
$1.35M ﹤0.01%
50,307
-1,458
-3% -$39.4K
AWH
1960
DELISTED
Allied World Assurance Co Hld Lt
AWH
$1.35M ﹤0.01%
25,047
+336
+1% +$15.4K
GPP
1961
DELISTED
Green Plains Partners LP
GPP
$1.34M ﹤0.01%
67,940
+5,945
+10% +$113K
ETG
1962
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$1.34M ﹤0.01%
95,404
-2,586
-3% -$36.8K
SMG icon
1963
ScottsMiracle-Gro
SMG
$3.66B
$1.34M ﹤0.01%
14,003
-35,205
-72% -$3.16M
HRTX icon
1964
Heron Therapeutics
HRTX
$92.9M
$1.34M ﹤0.01%
102,069
+9,339
+10% +$147K
POWL icon
1965
Powell Industries
POWL
$7.71B
$1.33M ﹤0.01%
102,723
-13,407
-12% -$177K
SAFT icon
1966
Safety Insurance
SAFT
$1.52B
$1.33M ﹤0.01%
18,101
+11,826
+188% +$827K
ITG
1967
DELISTED
Investment Technology Group Inc
ITG
$1.33M ﹤0.01%
+67,519
New +$1.22M
MFC icon
1968
Manulife Financial
MFC
$73.5B
$1.33M ﹤0.01%
74,653
-143,194
-66% -$2.33M
WASH icon
1969
Washington Trust Bancorp
WASH
$741M
$1.33M ﹤0.01%
23,708
-1,778
-7% -$87.2K
FLXN
1970
DELISTED
Flexion Therapeutics, Inc.
FLXN
$1.33M ﹤0.01%
+69,759
New +$1.33M
VICR icon
1971
Vicor
VICR
$10.2B
$1.32M ﹤0.01%
+87,655
New +$1.21M
PLOW icon
1972
Douglas Dynamics
PLOW
$1.02B
$1.32M ﹤0.01%
39,303
-12,329
-24% -$392K
WGO icon
1973
Winnebago Industries
WGO
$909M
$1.32M ﹤0.01%
+41,761
New +$1.3M
MMLP icon
1974
Martin Midstream Partners
MMLP
$95.9M
$1.32M ﹤0.01%
71,914
-22,377
-24% -$411K
ITRI icon
1975
Itron
ITRI
$4.54B
$1.32M ﹤0.01%
+20,931
New +$1.26M
77 78
79
80 81

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CII
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AAMU
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WANY
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ZIG
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Guggenheim Capital's Q4 2016 Portfolio in Review

As of Q4 2016, Guggenheim Capital held 3,111 positions worth $35B, up 8.8% from $32.1B the previous quarter. Its ten largest holdings account for 4.7% of the portfolio.

Guggenheim Capital deployed $1.71B of net new capital in Q4 2016, opening 225 new positions and adding to 1,351 existing holdings. Its largest new stake was SandRidge Energy: 1,886,219 shares worth $44.4M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Alcoa, an estimated $47.5M trimmed.

  • Guggenheim Capital's largest Q4 2016 buy was SandRidge Energy: 1,886,219 shares worth $44.4M.
  • Guggenheim Capital added most to Coty in Q4 2016, an estimated $39.2M increase.
  • Guggenheim Capital's biggest Q4 2016 reduction was Alcoa, cutting an estimated $47.5M.
  • Guggenheim Capital fully exited SolarCity Corporation in Q4 2016, selling an estimated $14.3M.
  • Guggenheim Capital's ten largest holdings make up 4.7% of its $35B portfolio in Q4 2016.
  • Guggenheim Capital opened 225 new positions and closed 212 in Q4 2016.
  • Guggenheim Capital's portfolio value rose 8.8% quarter-over-quarter to $35B.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.