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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+6.38%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.1B
AUM Growth
+$306M
Cap. Flow
-$1.13B
Cap. Flow %
-3.5%
Top 10 Hldgs %
5.21%
Holding
3,026
New
153
Increased
1,157
Reduced
1,531
Closed
143

Top Buys

Rank Stock Value
1
FTV icon
Fortive
FTV
+$39.8M
2
COO icon
Cooper Companies
COO
+$29.5M
3
MTD icon
Mettler-Toledo International
MTD
+$29.1M
4
ALB icon
Albemarle
ALB
+$25M
5
LNT icon
Alliant Energy
LNT
+$23.9M

Top Sells

Rank Stock Value
1
DRII
DIAMOND RESORTS INTL, INC
DRII
+$283M
2
TTE icon
TotalEnergies
TTE
+$80.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$57.3M
4
EMC
EMC CORPORATION
EMC
+$36.4M
5
GAS
AGL Resources Inc
GAS
+$36.3M

Sector Composition

Rank Sector Weight
1 Technology 12.43%
2 Healthcare 11.67%
3 Financials 11.21%
4 Industrials 10.39%
5 Consumer Discretionary 10.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNPS icon
1951
Synopsys
SNPS
$76.7B
$1.24M ﹤0.01%
20,915
+2,583
+14% +$147K
NTUS
1952
DELISTED
Natus Medical Inc
NTUS
$1.24M ﹤0.01%
31,568
-4,142
-12% -$165K
BNFT
1953
DELISTED
Benefitfocus, Inc.
BNFT
$1.24M ﹤0.01%
31,058
+3,171
+11% +$130K
KRC icon
1954
Kilroy Realty
KRC
$4.5B
$1.24M ﹤0.01%
17,838
-4,170
-19% -$293K
TGTX icon
1955
TG Therapeutics
TGTX
$7.64B
$1.24M ﹤0.01%
159,879
-4,334
-3% -$27.9K
VOXX
1956
DELISTED
VOXX International Corporation Class A
VOXX
$1.24M ﹤0.01%
413,459
+7,417
+2% +$21.5K
AERI
1957
DELISTED
Aerie Pharmaceuticals
AERI
$1.24M ﹤0.01%
+32,751
New +$722K
INST
1958
DELISTED
Instructure, Inc.
INST
$1.24M ﹤0.01%
48,670
-12,973
-21% -$299K
ORBC
1959
DELISTED
ORBCOMM, Inc.
ORBC
$1.23M ﹤0.01%
120,392
+8,385
+7% +$85.7K
WEA
1960
Western Asset Premier Bond Fund
WEA
$124M
$1.23M ﹤0.01%
91,895
+167
+0.2% +$2.29K
ENIA
1961
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$1.23M ﹤0.01%
150,610
-64,057
-30% -$550K
MORN icon
1962
Morningstar
MORN
$7.48B
$1.23M ﹤0.01%
15,537
-1,901
-11% -$156K
BRS
1963
DELISTED
Bristow Group, Inc.
BRS
$1.23M ﹤0.01%
87,504
-11,087
-11% -$133K
HTLF
1964
DELISTED
Heartland Financial USA, Inc.
HTLF
$1.23M ﹤0.01%
33,954
+2,371
+8% +$85.5K
SSYS icon
1965
Stratasys
SSYS
$778M
$1.22M ﹤0.01%
50,816
+2,442
+5% +$53.2K
AMCC
1966
DELISTED
Applied Micro Circuits Corporation New
AMCC
$1.22M ﹤0.01%
176,160
+11,189
+7% +$77.6K
USAC icon
1967
USA Compression Partners
USAC
$3.73B
$1.22M ﹤0.01%
64,928
+6,424
+11% +$102K
CASH icon
1968
Pathward Financial
CASH
$1.88B
$1.22M ﹤0.01%
60,111
-6,771
-10% -$129K
MT icon
1969
ArcelorMittal
MT
$56.8B
$1.21M ﹤0.01%
67,004
+10,911
+19% +$193K
AMSF icon
1970
AMERISAFE
AMSF
$553M
$1.21M ﹤0.01%
20,641
-2,489
-11% -$148K
JHS
1971
John Hancock Income Securities Trust
JHS
$127M
$1.21M ﹤0.01%
81,371
-3,543
-4% -$52K
NVIV
1972
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
$1.21M ﹤0.01%
+9
New +$1.12M
DELL icon
1973
Dell
DELL
$299B
$1.21M ﹤0.01%
+89,876
New +$1.22M
HF
1974
DELISTED
HFF Inc.
HF
$1.21M ﹤0.01%
43,554
-34,125
-44% -$948K
KN icon
1975
Knowles
KN
$3.38B
$1.21M ﹤0.01%
85,767
-5,885
-6% -$83.3K
77 78
79
80 81

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2016 Portfolio in Review

As of Q3 2016, Guggenheim Capital held 3,026 positions worth $32.1B, up 0.96% from $31.8B the previous quarter. Its ten largest holdings account for 5.2% of the portfolio.

Guggenheim Capital withdrew a net $1.13B in Q3 2016, closing 143 positions and reducing 1,531 holdings. Its most notable exit was DIAMOND RESORTS INTL, INC, an estimated $283M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Fortive worth $39.8M.

  • Guggenheim Capital's largest Q3 2016 buy was Fortive: 1,239,033 shares worth $39.8M.
  • Guggenheim Capital added most to Cooper Companies in Q3 2016, an estimated $29.5M increase.
  • Guggenheim Capital's biggest Q3 2016 reduction was TotalEnergies, cutting an estimated $80.2M.
  • Guggenheim Capital fully exited DIAMOND RESORTS INTL, INC in Q3 2016, selling an estimated $283M.
  • Guggenheim Capital's ten largest holdings make up 5.2% of its $32.1B portfolio in Q3 2016.
  • Guggenheim Capital opened 153 new positions and closed 143 in Q3 2016.
  • Guggenheim Capital's portfolio value rose 0.96% quarter-over-quarter to $32.1B.

Based on Guggenheim Capital's 13F filing for Q3 2016, filed 15 Nov 2016.