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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+2.3%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$31.7B
AUM Growth
-$2.67B
Cap. Flow
-$2.89B
Cap. Flow %
-9.11%
Top 10 Hldgs %
5.56%
Holding
3,128
New
137
Increased
922
Reduced
1,808
Closed
223

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$62.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$62.4M
3
HOLX
Hologic
HOLX
+$44.1M
4
CNC icon
Centene
CNC
+$39.3M
5
EXR icon
Extra Space Storage
EXR
+$35.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$47.1M
2
GMCR
KEURIG GREEN MTN INC
GMCR
+$41.7M
3
BRCM
BROADCOM CORP CL-A
BRCM
+$40.5M
4
CNX icon
CNX Resources
CNX
+$38.3M
5
BMR
BIOMED REALTY TRUST INC
BMR
+$37.3M

Sector Composition

Rank Sector Weight
1 Technology 12.05%
2 Healthcare 11.54%
3 Consumer Discretionary 10.85%
4 Financials 10.67%
5 Industrials 9.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTM
1951
DELISTED
Tata Motors Limited
TTM
$1.18M ﹤0.01%
40,444
+3,418
+9% +$86.3K
AMPH icon
1952
Amphastar Pharmaceuticals
AMPH
$873M
$1.17M ﹤0.01%
97,665
+4,995
+5% +$58.9K
CASH icon
1953
Pathward Financial
CASH
$1.86B
$1.17M ﹤0.01%
77,085
-16,923
-18% -$233K
XLI icon
1954
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$1.17M ﹤0.01%
21,100
-16,000
-43% -$827K
HZO icon
1955
MarineMax
HZO
$776M
$1.17M ﹤0.01%
59,919
-24,680
-29% -$424K
ORBC
1956
DELISTED
ORBCOMM, Inc.
ORBC
$1.16M ﹤0.01%
114,487
-104,725
-48% -$855K
WSO icon
1957
Watsco Inc
WSO
$13.2B
$1.16M ﹤0.01%
8,582
-1,155
-12% -$140K
IGI
1958
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.4M
$1.16M ﹤0.01%
55,164
-14,439
-21% -$292K
ADC icon
1959
Agree Realty
ADC
$9.5B
$1.15M ﹤0.01%
30,022
-170
-0.6% -$6.18K
WOR icon
1960
Worthington Enterprises
WOR
$2.83B
$1.15M ﹤0.01%
52,397
+16,445
+46% +$314K
ENV
1961
DELISTED
ENVESTNET, INC.
ENV
$1.15M ﹤0.01%
42,129
-3,804
-8% -$89.2K
LMNX
1962
DELISTED
Luminex Corp
LMNX
$1.14M ﹤0.01%
58,882
-13,428
-19% -$256K
OFIX icon
1963
Orthofix Medical
OFIX
$432M
$1.14M ﹤0.01%
27,448
-4,857
-15% -$190K
LCI
1964
DELISTED
Lannett Company, Inc.
LCI
$1.14M ﹤0.01%
15,883
-4,871
-23% -$516K
KMT icon
1965
Kennametal
KMT
$2.58B
$1.14M ﹤0.01%
+50,591
New +$982K
IBKC
1966
DELISTED
IBERIABANK Corp
IBKC
$1.14M ﹤0.01%
22,180
+17,095
+336% +$838K
APOG icon
1967
Apogee Enterprises
APOG
$900M
$1.14M ﹤0.01%
25,869
-5,915
-19% -$235K
EXPO icon
1968
Exponent
EXPO
$3.21B
$1.13M ﹤0.01%
44,220
-9,322
-17% -$225K
POWL icon
1969
Powell Industries
POWL
$7.55B
$1.13M ﹤0.01%
113,559
+17,457
+18% +$154K
PLKI
1970
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$1.13M ﹤0.01%
21,672
-4,604
-18% -$261K
TY icon
1971
TRI-Continental Corp
TY
$1.89B
$1.13M ﹤0.01%
56,330
+6,849
+14% +$129K
AZPN
1972
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1.12M ﹤0.01%
31,144
-5,672
-15% -$205K
BEAV
1973
DELISTED
B/E Aerospace Inc
BEAV
$1.12M ﹤0.01%
24,333
-5,393
-18% -$231K
GRC icon
1974
Gorman-Rupp
GRC
$2.23B
$1.12M ﹤0.01%
43,216
-541
-1% -$13.5K
SJNK icon
1975
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.75B
$1.12M ﹤0.01%
43,400
-10,487
-19% -$264K
77 78
79
80 81

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TRSOTSOK
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AIM
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Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2016 Portfolio in Review

As of Q1 2016, Guggenheim Capital held 3,128 positions worth $31.7B, down 7.8% from $34.4B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital withdrew a net $2.89B in Q1 2016, closing 223 positions and reducing 1,808 holdings. Its most notable exit was KEURIG GREEN MTN INC, an estimated $41.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Enovis worth $6.52M.

  • Guggenheim Capital's largest Q1 2016 buy was Enovis: 132,562 shares worth $6.52M.
  • Guggenheim Capital added most to State Street SPDR Bloomberg High Yield Bond ETF in Q1 2016, an estimated $62.9M increase.
  • Guggenheim Capital's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $47.1M.
  • Guggenheim Capital fully exited KEURIG GREEN MTN INC in Q1 2016, selling an estimated $41.7M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $31.7B portfolio in Q1 2016.
  • Guggenheim Capital opened 137 new positions and closed 223 in Q1 2016.
  • Guggenheim Capital's portfolio value fell 7.8% quarter-over-quarter to $31.7B.

Based on Guggenheim Capital's 13F filing for Q1 2016, filed 16 May 2016.