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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-7.31%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.5B
AUM Growth
-$8.01B
Cap. Flow
-$4.74B
Cap. Flow %
-14.6%
Top 10 Hldgs %
6.24%
Holding
3,152
New
114
Increased
850
Reduced
1,973
Closed
197

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$77.8M
2
WRK
WestRock Company
WRK
+$56.2M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$54.4M
4
ATVI
Activision Blizzard
ATVI
+$48.1M
5
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$46.9M

Top Sells

Rank Stock Value
1
DTV
DIRECTV COM STK (DE)
DTV
+$84M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$81.1M
3
HSP
HOSPIRA INC
HSP
+$76.4M
4
GAS
AGL Resources Inc
GAS
+$58M
5
ZION icon
Zions Bancorporation
ZION
+$54.3M

Sector Composition

Rank Sector Weight
1 Healthcare 13.02%
2 Technology 11.49%
3 Consumer Discretionary 11.12%
4 Financials 10.82%
5 Industrials 8.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
1951
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$1.27M ﹤0.01%
102,091
+11,088
+12% +$152K
PIR
1952
DELISTED
Pier 1 Imports, Inc.
PIR
$1.26M ﹤0.01%
9,168
-468
-5% -$102K
WNC icon
1953
Wabash National
WNC
$527M
$1.26M ﹤0.01%
118,948
-17,193
-13% -$211K
BWXT icon
1954
BWX Technologies
BWXT
$15.6B
$1.25M ﹤0.01%
47,586
+37,109
+354% +$947K
NDSN icon
1955
Nordson
NDSN
$17.3B
$1.25M ﹤0.01%
19,929
+16,014
+409% +$1.13M
BAS
1956
DELISTED
Basis Energy Services, Inc.
BAS
$1.25M ﹤0.01%
667
-55
-8% -$167K
SLH
1957
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$1.25M ﹤0.01%
23,186
-3,595
-13% -$163K
HR icon
1958
Healthcare Realty
HR
$6.84B
$1.25M ﹤0.01%
50,932
-16,602
-25% -$410K
SCHL icon
1959
Scholastic
SCHL
$792M
$1.25M ﹤0.01%
32,055
-423,253
-93% -$18.2M
HVT icon
1960
Haverty Furniture Companies
HVT
$454M
$1.25M ﹤0.01%
53,140
-3,545
-6% -$81.4K
FMS icon
1961
Fresenius Medical Care
FMS
$12.9B
$1.24M ﹤0.01%
31,858
-2,337
-7% -$95.1K
IRR
1962
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$1.24M ﹤0.01%
206,009
-19,591
-9% -$129K
NGL icon
1963
NGL Energy Partners
NGL
$2.11B
$1.24M ﹤0.01%
62,012
-12,454
-17% -$317K
AZZ icon
1964
AZZ Inc
AZZ
$4.54B
$1.24M ﹤0.01%
25,375
+64
+0.3% +$3.29K
AVG
1965
DELISTED
AVG Technologies N.V.
AVG
$1.24M ﹤0.01%
56,845
+18,828
+50% +$478K
OIS icon
1966
Oil States International
OIS
$491M
$1.23M ﹤0.01%
47,269
-1,889
-4% -$55.9K
AM
1967
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$1.23M ﹤0.01%
69,023
+950
+1% +$22.6K
HIO
1968
Western Asset High Income Opportunity Fund
HIO
$340M
$1.23M ﹤0.01%
261,768
-88,720
-25% -$433K
WW
1969
DELISTED
WW International
WW
$1.23M ﹤0.01%
+191,995
New +$1.03M
RLJ icon
1970
RLJ Lodging Trust
RLJ
$1.69B
$1.22M ﹤0.01%
48,421
-9,250
-16% -$267K
CDI
1971
DELISTED
CDI Corp.
CDI
$1.22M ﹤0.01%
142,361
-7,442
-5% -$79.1K
NG icon
1972
NovaGold Resources
NG
$3.33B
$1.22M ﹤0.01%
336,783
+41,111
+14% +$139K
OFIX icon
1973
Orthofix Medical
OFIX
$419M
$1.21M ﹤0.01%
35,953
-1,396
-4% -$49.7K
CMRE icon
1974
Costamare
CMRE
$1.77B
$1.21M ﹤0.01%
98,579
+5,413
+6% +$85.6K
NSP icon
1975
Insperity
NSP
$2.01B
$1.21M ﹤0.01%
55,046
-3,336
-6% -$79.3K
77 78
79
80 81

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2015 Portfolio in Review

As of Q3 2015, Guggenheim Capital held 3,152 positions worth $32.5B, down 20% from $40.5B the previous quarter. Its ten largest holdings account for 6.2% of the portfolio.

Guggenheim Capital withdrew a net $4.74B in Q3 2015, closing 197 positions and reducing 1,973 holdings. Its most notable exit was DIRECTV COM STK (DE), an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 13% of assets, down from 14% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Guggenheim Capital opened a new position in Kraft Heinz worth $72.7M.

  • Guggenheim Capital's largest Q3 2015 buy was Kraft Heinz: 1,030,574 shares worth $72.7M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2015, an estimated $54.4M increase.
  • Guggenheim Capital's biggest Q3 2015 reduction was AGL Resources Inc, cutting an estimated $58M.
  • Guggenheim Capital fully exited DIRECTV COM STK (DE) in Q3 2015, selling an estimated $84M.
  • Guggenheim Capital's ten largest holdings make up 6.2% of its $32.5B portfolio in Q3 2015.
  • Guggenheim Capital opened 114 new positions and closed 197 in Q3 2015.
  • Guggenheim Capital's portfolio value fell 20% quarter-over-quarter to $32.5B.

Based on Guggenheim Capital's 13F filing for Q3 2015, filed 16 Nov 2015.