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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$42.2B
AUM Growth
+$2.39B
Cap. Flow
+$1.73B
Cap. Flow %
4.08%
Top 10 Hldgs %
6.95%
Holding
3,161
New
154
Increased
1,631
Reduced
1,226
Closed
131

Top Buys

Rank Stock Value
1
OA
Orbital ATK, Inc.
OA
+$79.3M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$74.2M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$55.8M
4
AMGN icon
Amgen
AMGN
+$49.5M
5
SWKS icon
Skyworks Solutions
SWKS
+$44.6M

Top Sells

Rank Stock Value
1
B
Barrick Mining
B
+$110M
2
BSCF
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
+$89.7M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$80.1M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69M
5
AGN
Allergan Inc
AGN
+$66.4M

Sector Composition

Rank Sector Weight
1 Healthcare 12.36%
2 Technology 11.41%
3 Consumer Discretionary 10.43%
4 Financials 10.38%
5 Industrials 9.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNH
1951
DELISTED
Terra Nitrogen
TNH
$1.62M ﹤0.01%
11,103
-395
-3% -$52.9K
RGP
1952
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$1.62M ﹤0.01%
70,620
+22,437
+47% +$529K
ANIK icon
1953
Anika Therapeutics
ANIK
$287M
$1.61M ﹤0.01%
39,251
+8,069
+26% +$326K
PMF
1954
DELISTED
PIMCO Municipal Income Fund
PMF
$1.61M ﹤0.01%
105,037
+59,258
+129% +$891K
PLKI
1955
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$1.61M ﹤0.01%
+26,984
New +$1.6M
CALX icon
1956
Calix
CALX
$2.39B
$1.61M ﹤0.01%
191,794
+34,060
+22% +$306K
WCN
1957
Waste Connections
WCN
$42B
$1.6M ﹤0.01%
49,880
+737
+1% +$22.5K
UMPQ
1958
DELISTED
Umpqua Holdings Corp
UMPQ
$1.6M ﹤0.01%
93,107
+3,383
+4% +$55.8K
BJRI icon
1959
BJ's Restaurants
BJRI
$1.48B
$1.6M ﹤0.01%
31,689
+6,738
+27% +$332K
EVC icon
1960
Entravision Communication
EVC
$1.1B
$1.6M ﹤0.01%
252,636
+1,944
+0.8% +$12.8K
BNCL
1961
DELISTED
Beneficial Bancorp, Inc.
BNCL
$1.6M ﹤0.01%
+141,592
New +$1.57M
WMGI
1962
DELISTED
Wright Medical Group Inc
WMGI
$1.59M ﹤0.01%
61,766
+36,047
+140% +$928K
SCL icon
1963
Stepan Co
SCL
$1.48B
$1.59M ﹤0.01%
38,178
-117
-0.3% -$4.66K
NTI
1964
DELISTED
NORTHERN TIER ENERGY LP CLASS A
NTI
$1.59M ﹤0.01%
62,642
+34,805
+125% +$801K
TEI
1965
Templeton Emerging Markets Income Fund
TEI
$321M
$1.58M ﹤0.01%
146,820
-363,247
-71% -$4.02M
EVN
1966
Eaton Vance Municipal Income Trust
EVN
$426M
$1.58M ﹤0.01%
113,889
+64,250
+129% +$877K
IMO icon
1967
Imperial Oil
IMO
$60.4B
$1.58M ﹤0.01%
39,524
+11,142
+39% +$434K
VLY icon
1968
Valley National Bancorp
VLY
$8.04B
$1.58M ﹤0.01%
166,972
-25,541
-13% -$242K
HLT icon
1969
Hilton Worldwide
HLT
$71.5B
$1.57M ﹤0.01%
17,721
-15,313
-46% -$1.27M
EVJ
1970
DELISTED
Eaton Vance New Jersey Municipal Income Trust
EVJ
$1.57M ﹤0.01%
126,661
-6,378
-5% -$79.9K
STRP
1971
DELISTED
Straight Path Communications Inc.
STRP
$1.57M ﹤0.01%
78,930
-4,021
-5% -$76.4K
HOS
1972
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$1.57M ﹤0.01%
83,525
+1,812
+2% +$37.7K
CRR
1973
DELISTED
Carbo Ceramics Inc.
CRR
$1.57M ﹤0.01%
51,421
-3,669
-7% -$129K
EME icon
1974
Emcor
EME
$36B
$1.56M ﹤0.01%
33,644
-311
-0.9% -$13.5K
VWTR
1975
DELISTED
Vidler Water Resouces, Inc. Common Stock
VWTR
$1.56M ﹤0.01%
96,450
-5,918
-6% -$98.5K
77 78
79
80 81

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TRSOTSOK
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AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2015 Portfolio in Review

As of Q1 2015, Guggenheim Capital held 3,161 positions worth $42.2B, up 6% from $39.9B the previous quarter. Its ten largest holdings account for 7% of the portfolio.

Guggenheim Capital deployed $1.73B of net new capital in Q1 2015, opening 154 new positions and adding to 1,631 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.

By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was Barrick Mining, an estimated $110M trimmed.

  • Guggenheim Capital's largest Q1 2015 buy was State Street Health Care Select Sector SPDR ETF: 225,100 shares worth $16.3M.
  • Guggenheim Capital added most to Orbital ATK, Inc. in Q1 2015, an estimated $79.3M increase.
  • Guggenheim Capital's biggest Q1 2015 reduction was Barrick Mining, cutting an estimated $110M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2015, selling an estimated $80.1M.
  • Guggenheim Capital's ten largest holdings make up 7% of its $42.2B portfolio in Q1 2015.
  • Guggenheim Capital opened 154 new positions and closed 131 in Q1 2015.
  • Guggenheim Capital's portfolio value rose 6% quarter-over-quarter to $42.2B.

Based on Guggenheim Capital's 13F filing for Q1 2015, filed 15 May 2015.