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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+3.48%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$35.2B
AUM Growth
+$2.25B
(+6.8%)
Cap. Flow
+$1.59B
Cap. Flow
% of AUM
4.52%
Top 10 Holdings %
Top 10 Hldgs %
5.35%
Holding
3,470
New
295
Increased
1,678
Reduced
1,270
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$86.8M |
| 2 |
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
|
+$76.3M |
| 3 |
D.R. Horton
DHI
|
+$65.5M |
| 4 |
BSCE
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
|
+$60.5M |
| 5 |
EOG Resources
EOG
|
+$57.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BSJE
GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF
BSJE
|
+$65.1M |
| 2 |
ZOLT
ZOLTEK COMPANIES INC
ZOLT
|
+$41.5M |
| 3 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$39M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$38.3M |
| 5 |
Qualcomm
QCOM
|
+$38.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.12% |
| 2 | Technology | 11.03% |
| 3 | Industrials | 10.67% |
| 4 | Consumer Discretionary | 9.98% |
| 5 | Healthcare | 9.72% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CNW
1951
DELISTED
CON-WAY INC.
CNW
| $1.57M | ﹤0.01% |
38,317
-3,524
| -8% | -$139K |
|
|
VTLE
1952
DELISTED
Vital Energy
VTLE
| $1.57M | ﹤0.01% |
3,035
+1,090
| +56% | +$557K |
|
1953
Viavi Solutions
VIAV
$9.66B
| $1.57M | ﹤0.01% |
196,736
+126,173
| +179% | +$952K |
|
1954
Prudential
PUK
$35.2B
| $1.56M | ﹤0.01% |
37,929
+1,702
| +5% | +$72.7K |
|
1955
Bank OZK
OZK
$5.61B
| $1.56M | ﹤0.01% |
45,934
-15,178
| -25% | -$472K |
|
1956
PUT
United Airlines
UAL
$42.1B
| $1.56M | ﹤0.01% |
+35,000
| New | +$1.57M |
|
|
KSU
1957
CALL
DELISTED
Kansas City Southern
KSU
| $1.56M | ﹤0.01% |
+15,300
| New | +$1.58M |
|
|
BRS
1958
DELISTED
Bristow Group, Inc.
BRS
| $1.56M | ﹤0.01% |
20,688
+3,516
| +20% | +$261K |
|
|
FHY
1959
DELISTED
First Trust Strategic High
FHY
| $1.56M | ﹤0.01% |
98,011
-57,556
| -37% | -$907K |
|
1960
Comstock Resources
CRK
$3.94B
| $1.56M | ﹤0.01% |
13,642
+2,886
| +27% | +$271K |
|
1961
Thor Industries
THO
$4.14B
| $1.56M | ﹤0.01% |
25,550
+6,634
| +35% | +$369K |
|
1962
Thomson Reuters
TRI
$44.1B
| $1.56M | ﹤0.01% |
39,300
-20,177
| -34% | -$828K |
|
1963
Regal Rexnord
RRX
$11.9B
| $1.55M | ﹤0.01% |
21,387
+968
| +5% | +$71.5K |
|
1964
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
| $1.55M | ﹤0.01% |
31,031
+13,243
| +74% | +$663K |
|
1965
KVH Industries
KVHI
$157M
| $1.55M | ﹤0.01% |
117,723
+55,347
| +89% | +$741K |
|
1966
Markel Group
MKL
$23.2B
| $1.55M | ﹤0.01% |
2,600
+194
| +8% | +$111K |
|
|
FEIC
1967
DELISTED
FEI COMPANY
FEIC
| $1.55M | ﹤0.01% |
15,027
-2,975
| -17% | -$292K |
|
1968
iShares S&P 500 Value ETF
IVE
$49.8B
| $1.54M | ﹤0.01% |
17,779
-3,726
| -17% | -$315K |
|
1969
Forestar Group
FOR
$1.51B
| $1.54M | ﹤0.01% |
86,677
-36,690
| -30% | -$715K |
|
1970
Omnicell
OMCL
$1.68B
| $1.54M | ﹤0.01% |
53,831
-22,536
| -30% | -$616K |
|
1971
KRONOS Worldwide
KRO
$989M
| $1.54M | ﹤0.01% |
92,234
+2,873
| +3% | +$46.2K |
|
|
HTO
1972
H2O America
HTO
$2.62B
| $1.54M | ﹤0.01% |
51,998
-1,099
| -2% | -$31.9K |
|
1973
Cabot Corp
CBT
$4.52B
| $1.53M | ﹤0.01% |
25,925
-10,673
| -29% | -$559K |
|
|
CBM
1974
DELISTED
Cambrex Corporation
CBM
| $1.53M | ﹤0.01% |
80,975
-34,104
| -30% | -$658K |
|
|
BWG
1975
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
| $1.53M | ﹤0.01% |
86,954
-48,310
| -36% | -$805K |
|
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Guggenheim Capital's Q1 2014 Portfolio in Review
As of Q1 2014, Guggenheim Capital held 3,470 positions worth $35.2B, up 6.8% from $32.9B the previous quarter. Its ten largest holdings account for 5.3% of the portfolio.
Guggenheim Capital deployed $1.59B of net new capital in Q1 2014, opening 295 new positions and adding to 1,678 existing holdings. Its largest new stake was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $39M trimmed.
- Guggenheim Capital's largest Q1 2014 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 1,154,388 shares worth $23.9M.
- Guggenheim Capital added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $86.8M increase.
- Guggenheim Capital's biggest Q1 2014 reduction was State Street SPDR S&P MIDCAP 400 ETF Trust, cutting an estimated $39M.
- Guggenheim Capital fully exited GUGGENGEIM BULLETSHARES 2014 HIGH YIELD CORPORATE BOND ETF in Q1 2014, selling an estimated $65.1M.
- Guggenheim Capital's ten largest holdings make up 5.3% of its $35.2B portfolio in Q1 2014.
- Guggenheim Capital opened 295 new positions and closed 203 in Q1 2014.
- Guggenheim Capital's portfolio value rose 6.8% quarter-over-quarter to $35.2B.
Based on Guggenheim Capital's 13F filing for Q1 2014, filed 16 May 2014.