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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SHLM
1951
DELISTED
Schulman (A.) Inc
SHLM
| $1.27M | ﹤0.01% |
43,132
-1,274
| -3% | -$35.4K |
|
|
UCB
1952
United Community Banks
UCB
$4.3B
| $1.27M | ﹤0.01% |
+84,577
| New | +$1.23M |
|
1953
AMERISAFE
AMSF
$551M
| $1.27M | ﹤0.01% |
35,713
-51
| -0.1% | -$1.78K |
|
1954
Cracker Barrel
CBRL
$1.3B
| $1.27M | ﹤0.01% |
12,291
+3,466
| +39% | +$347K |
|
|
JOBS
1955
DELISTED
51job Inc
JOBS
| $1.27M | ﹤0.01% |
35,310
+722
| +2% | +$24.1K |
|
|
CONE
1956
DELISTED
CyrusOne Inc Common Stock
CONE
| $1.27M | ﹤0.01% |
66,768
-9,698
| -13% | -$194K |
|
|
UTIW
1957
DELISTED
UTI WORLDWIDE INC
UTIW
| $1.27M | ﹤0.01% |
83,844
-47,601
| -36% | -$771K |
|
|
TNH
1958
DELISTED
Terra Nitrogen
TNH
| $1.26M | ﹤0.01% |
6,242
-268
| -4% | -$57.3K |
|
1959
Lakeland Financial Corp
LKFN
$1.55B
| $1.26M | ﹤0.01% |
57,990
+15,348
| +36% | +$325K |
|
1960
Brookdale Senior Living
BKD
$3.43B
| $1.26M | ﹤0.01% |
47,945
-99,023
| -67% | -$2.71M |
|
1961
Columbia Emerging Markets Consumer ETF
ECON
$333M
| $1.26M | ﹤0.01% |
46,711
-5,342
| -10% | -$139K |
|
1962
Steven Madden
SHOO
$3.53B
| $1.25M | ﹤0.01% |
52,479
+5,884
| +13% | +$138K |
|
|
PMC
1963
DELISTED
PharMerica Corporation
PMC
| $1.25M | ﹤0.01% |
94,582
+7,679
| +9% | +$103K |
|
|
OAK
1964
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
| $1.25M | ﹤0.01% |
23,922
+578
| +2% | +$30.7K |
|
1965
Allegiant Air
ALGT
$2.61B
| $1.25M | ﹤0.01% |
11,857
-7,013
| -37% | -$693K |
|
|
SHYF
1966
DELISTED
The Shyft Group
SHYF
| $1.25M | ﹤0.01% |
206,046
+16,544
| +9% | +$101K |
|
|
CMD
1967
DELISTED
Cantel Medical Corporation
CMD
| $1.25M | ﹤0.01% |
39,246
+4,291
| +12% | +$114K |
|
1968
Silgan Holdings
SLGN
$4.39B
| $1.25M | ﹤0.01% |
53,088
+28,216
| +113% | +$678K |
|
|
CAS
1969
DELISTED
A M Castle & Co
CAS
| $1.25M | ﹤0.01% |
77,438
+6,906
| +10% | +$111K |
|
|
NBIS
1970
Nebius Group N.V.
NBIS
$48.2B
| $1.24M | ﹤0.01% |
34,050
+22,080
| +184% | +$725K |
|
|
BKS
1971
DELISTED
Barnes & Noble
BKS
| $1.24M | ﹤0.01% |
146,496
+21,280
| +17% | +$222K |
|
|
LNCO
1972
DELISTED
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
| $1.24M | ﹤0.01% |
42,512
+18,176
| +75% | +$528K |
|
|
EFII
1973
DELISTED
Electronics for Imaging
EFII
| $1.24M | ﹤0.01% |
39,143
+5,582
| +17% | +$169K |
|
|
MWW
1974
DELISTED
Monster Worldwide Inc
MWW
| $1.24M | ﹤0.01% |
280,482
+3,635
| +1% | +$17.8K |
|
|
ALU
1975
DELISTED
Alcatel-Lucent
ALU
| $1.24M | ﹤0.01% |
+364,480
| New | +$931K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.