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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-3.14%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.6B
AUM Growth
-$1.11B
Cap. Flow
-$652M
Cap. Flow %
-5.6%
Top 10 Hldgs %
16.9%
Holding
1,965
New
102
Increased
773
Reduced
939
Closed
132

Top Buys

Rank Stock Value
1
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$9.73M
2
EVRG icon
Evergy
EVRG
+$8.77M
3
QCOM icon
Qualcomm
QCOM
+$8.61M
4
COST icon
Costco
COST
+$8.44M
5
ADBE icon
Adobe
ADBE
+$8.41M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$108M
2
NVDA icon
NVIDIA
NVDA
+$91.3M
3
AMZN icon
Amazon
AMZN
+$55.5M
4
AAPL icon
Apple
AAPL
+$48.8M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 23.26%
2 Healthcare 10.31%
3 Industrials 8.02%
4 Consumer Discretionary 8.02%
5 Financials 7.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZPN
1926
DELISTED
Aspen Technology Inc
AZPN
– –
-6,642
Closed -$1.11M
INFN
1927
DELISTED
Infinera Corporation Common Stock
INFN
– –
-10,843
Closed -$52.4K
RCM
1928
DELISTED
R1 RCM Inc. Common Stock
RCM
– –
-20,697
Closed -$382K
AAN
1929
DELISTED
The Aaron's Company Inc
AAN
– –
-15,332
Closed -$217K
EGRX
1930
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-12,787
Closed -$249K
CHS
1931
DELISTED
Chicos FAS, Inc.
CHS
– –
-10,940
Closed -$58.5K
TRTN
1932
DELISTED
Triton International Limited
TRTN
– –
-18,181
Closed -$1.51M
SYNH
1933
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-64,434
Closed -$2.72M
MMP
1934
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-7,366
Closed -$459K
RADI
1935
DELISTED
Radius Global Infrastructure, Inc. Class A Common Stock
RADI
– –
-32,207
Closed -$480K
WWE
1936
DELISTED
World Wrestling Entertainment
WWE
– –
-6,867
Closed -$745K
NEX
1937
DELISTED
NexTier Oilfield Solutions Inc.
NEX
– –
-103,913
Closed -$929K
NUVA
1938
DELISTED
NuVasive, Inc.
NUVA
– –
-9,354
Closed -$389K
FOCS
1939
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-11,294
Closed -$593K
WAVC.WS
1940
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
– –
-834,414
Closed -$29.5K
WAVC
1941
DELISTED
Waverley Capital Acquisition Corp. 1
WAVC
– –
-1,514,224
Closed -$15.7M
FORG
1942
DELISTED
ForgeRock, Inc.
FORG
– –
-28,481
Closed -$585K
ARNC
1943
DELISTED
Arconic Corporation
ARNC
– –
-17,054
Closed -$504K
AFTR.WS
1944
DELISTED
AfterNext HealthTech Acquisition Corp Warrants
AFTR.WS
– –
-1,237,396
Closed -$107K
AFTR
1945
DELISTED
AfterNext HealthTech Acquisition Corp
AFTR
– –
-1,792,000
Closed -$18.6M
KDNY
1946
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-7,750
Closed -$298K
CPAA
1947
DELISTED
Conyers Park III Acquisition Corp. Class A Common Stock
CPAA
– –
-1,666,400
Closed -$17M
CPAAW
1948
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
– –
-1,150,862
Closed -$57.5K
DICE
1949
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
– –
-8,614
Closed -$400K
PDCE
1950
DELISTED
PDC Energy, Inc.
PDCE
– –
-21,752
Closed -$1.55M
75 76 77
78
79

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2023 Portfolio in Review

As of Q3 2023, Guggenheim Capital held 1,965 positions worth $11.6B, down 8.7% from $12.7B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Guggenheim Capital withdrew a net $652M in Q3 2023, closing 132 positions and reducing 939 holdings. Its most notable exit was AfterNext HealthTech Acquisition Corp, an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 24% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Guggenheim Capital opened a new position in Trade Desk worth $7.67M.

  • Guggenheim Capital's largest Q3 2023 buy was Trade Desk: 98,090 shares worth $7.67M.
  • Guggenheim Capital added most to Nuveen Floating Rate Income Fund in Q3 2023, an estimated $9.73M increase.
  • Guggenheim Capital's biggest Q3 2023 reduction was Microsoft, cutting an estimated $108M.
  • Guggenheim Capital fully exited AfterNext HealthTech Acquisition Corp in Q3 2023, selling an estimated $18.6M.
  • Guggenheim Capital's ten largest holdings make up 17% of its $11.6B portfolio in Q3 2023.
  • Guggenheim Capital opened 102 new positions and closed 132 in Q3 2023.
  • Guggenheim Capital's portfolio value fell 8.7% quarter-over-quarter to $11.6B.

Based on Guggenheim Capital's 13F filing for Q3 2023, filed 14 Nov 2023.