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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.9B
AUM Growth
+$496M
Cap. Flow
-$115M
Cap. Flow %
-0.97%
Top 10 Hldgs %
15.43%
Holding
2,070
New
161
Increased
956
Reduced
764
Closed
161

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$33.2M
2
MSFT icon
Microsoft
MSFT
+$31.9M
3
AMZN icon
Amazon
AMZN
+$21.3M
4
NVDA icon
NVIDIA
NVDA
+$20M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$14.6M

Top Sells

Rank Stock Value
1
FIGS icon
FIGS
FIGS
+$43.6M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$40.9M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$24.4M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
+$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 20.77%
2 Healthcare 10.79%
3 Financials 8.54%
4 Industrials 7.76%
5 Consumer Discretionary 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRBR icon
1926
BellRing Brands
BRBR
$1.34B
– –
-33,391
Closed -$856K
CARS icon
1927
Cars.com
CARS
$660M
– –
-11,546
Closed -$159K
CCRN
1928
DELISTED
Cross Country Healthcare
CCRN
– –
-11,499
Closed -$306K
CLFD icon
1929
Clearfield
CLFD
$374M
– –
-3,488
Closed -$328K
CMP icon
1930
Compass Minerals
CMP
$1.15B
– –
-5,237
Closed -$215K
COLM icon
1931
Columbia Sportswear
COLM
$2.94B
– –
-12,639
Closed -$1.11M
CPF icon
1932
Central Pacific Financial
CPF
$1B
– –
-25,109
Closed -$509K
CRC icon
1933
California Resources
CRC
$4.62B
– –
-15,644
Closed -$681K
CSGS
1934
DELISTED
CSG Systems International
CSGS
– –
-6,209
Closed -$355K
CVCO icon
1935
Cavco Industries
CVCO
$4.55B
– –
-1,000
Closed -$226K
CVI icon
1936
CVR Energy
CVI
$3.13B
– –
-37,450
Closed -$1.17M
CXT icon
1937
Crane NXT
CXT
$3.07B
– –
-5,974
Closed -$208K
DNOW icon
1938
DNOW Inc
DNOW
$2.99B
– –
-44,553
Closed -$566K
DOCS icon
1939
Doximity
DOCS
$4.88B
– –
-7,825
Closed -$263K
DQ
1940
Daqo New Energy
DQ
$996M
– –
-12,632
Closed -$488K
EDIT icon
1941
Editas Medicine
EDIT
$442M
– –
-65,112
Closed -$578K
EMF
1942
Templeton Emerging Markets Fund
EMF
$326M
– –
-13,139
Closed -$150K
ENIC icon
1943
Enel Chile
ENIC
$6.28B
– –
-152,079
Closed -$342K
FAX
1944
abrdn Asia-Pacific Income Fund
FAX
$600M
– –
-16,838
Closed -$266K
FN icon
1945
Fabrinet
FN
$20.1B
– –
-2,196
Closed -$282K
FSP
1946
Franklin Street Properties
FSP
$46.8M
– –
-33,281
Closed -$90.9K
FUL icon
1947
H.B. Fuller
FUL
$3.28B
– –
-6,024
Closed -$431K
GDXJ icon
1948
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
– –
-100,819
Closed -$3.59M
GMED icon
1949
Globus Medical
GMED
$11.2B
– –
-12,154
Closed -$903K
GOGO icon
1950
Gogo Inc
GOGO
$492M
– –
-58,240
Closed -$860K
76 77
78
79 80

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TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q1 2023 Portfolio in Review

As of Q1 2023, Guggenheim Capital held 2,070 positions worth $11.9B, up 4.4% from $11.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Guggenheim Capital's Q1 2023 filing shows 161 new, 956 increased, 764 reduced and 161 closed positions. Its largest new stake was Certara: 199,189 shares worth $4.8M. The largest sale was FIGS, an estimated $43.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 17% a quarter earlier, followed by Healthcare and Financials.

  • Guggenheim Capital's largest Q1 2023 buy was Certara: 199,189 shares worth $4.8M.
  • Guggenheim Capital added most to Apple in Q1 2023, an estimated $33.2M increase.
  • Guggenheim Capital's biggest Q1 2023 reduction was FIGS, cutting an estimated $43.6M.
  • Guggenheim Capital fully exited MSD Acquisition Corp. Class A Ordinary Shares in Q1 2023, selling an estimated $21.9M.
  • Guggenheim Capital's ten largest holdings make up 15% of its $11.9B portfolio in Q1 2023.
  • Guggenheim Capital opened 161 new positions and closed 161 in Q1 2023.
  • Guggenheim Capital's portfolio value rose 4.4% quarter-over-quarter to $11.9B.

Based on Guggenheim Capital's 13F filing for Q1 2023, filed 11 May 2023.