GC

Guggenheim Capital Portfolio holdings

AUM $12.3B
1-Year Return 20.77%
This Quarter Return
+8.31%
1 Year Return
+20.77%
3 Year Return
+81.12%
5 Year Return
+133.86%
10 Year Return
+300.64%
AUM
$11.8B
AUM Growth
+$493M
Cap. Flow
-$80M
Cap. Flow %
-0.68%
Top 10 Hldgs %
15.49%
Holding
2,068
New
161
Increased
956
Reduced
762
Closed
161

Top Buys

1
AAPL icon
Apple
AAPL
$37.1M
2
MSFT icon
Microsoft
MSFT
$36M
3
NVDA icon
NVIDIA
NVDA
$25.7M
4
AMZN icon
Amazon
AMZN
$22.7M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
$15.8M

Top Sells

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$41.4M
2
FIGS icon
FIGS
FIGS
$35.1M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$24.3M
4
MSDA
MSD Acquisition Corp. Class A Ordinary Shares
MSDA
$21.9M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$19M

Sector Composition

1 Technology 20.87%
2 Healthcare 10.83%
3 Financials 8.57%
4 Industrials 7.83%
5 Consumer Discretionary 7.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SJI
1926
DELISTED
South Jersey Industries, Inc.
SJI
– –
-142,297
Closed -$5.06M
VIVO
1927
DELISTED
Meridian Bioscience Inc
VIVO
– –
-24,380
Closed -$810K
PFHD
1928
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
– –
-9,103
Closed -$253K
SWIR
1929
DELISTED
Sierra Wireless
SWIR
– –
-14,115
Closed -$409K
POSH
1930
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
– –
-16,033
Closed -$287K
OYST
1931
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
– –
-12,816
Closed -$143K
AVEO
1932
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-13,849
Closed -$207K
COWN
1933
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-15,109
Closed -$584K
SIVB
1934
DELISTED
SVB Financial Group
SIVB
– –
-25,722
Closed -$5.92M
NID
1935
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-605,427
Closed -$7.94M
AAWW
1936
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-8,568
Closed -$864K
SBNY
1937
DELISTED
Signature Bank
SBNY
– –
-41,111
Closed -$4.74M
ACIW icon
1938
ACI Worldwide
ACIW
$5.12B
– –
-28,954
Closed -$666K
ACM icon
1939
Aecom
ACM
$16.8B
– –
-2,734
Closed -$232K
AEG icon
1940
Aegon
AEG
$11.8B
– –
-16,857
Closed -$85K
AMR icon
1941
Alpha Metallurgical Resources
AMR
$1.91B
– –
-1,898
Closed -$278K
AMRC icon
1942
Ameresco
AMRC
$1.37B
– –
-10,292
Closed -$588K
APO icon
1943
Apollo Global Management
APO
$75.3B
– –
-11,334
Closed -$723K
ASPN icon
1944
Aspen Aerogels
ASPN
$544M
– –
-36,468
Closed -$430K
ASR icon
1945
Grupo Aeroportuario del Sureste
ASR
$10.2B
– –
-3,228
Closed -$752K
ATGE icon
1946
Adtalem Global Education
ATGE
$4.83B
– –
-6,185
Closed -$220K
AUB icon
1947
Atlantic Union Bankshares
AUB
$5.09B
– –
-42,699
Closed -$1.5M
AVD icon
1948
American Vanguard Corp
AVD
$159M
– –
-12,779
Closed -$277K
AWR icon
1949
American States Water
AWR
$2.88B
– –
-2,698
Closed -$250K
BAH icon
1950
Booz Allen Hamilton
BAH
$12.6B
– –
-4,562
Closed -$477K
76 77
78
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