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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$11.4B
AUM Growth
+$466M
Cap. Flow
-$346M
Cap. Flow %
-3.04%
Top 10 Hldgs %
11.96%
Holding
2,051
New
157
Increased
773
Reduced
962
Closed
143

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$43.4M
2
MSFT icon
Microsoft
MSFT
+$25.6M
3
AMZN icon
Amazon
AMZN
+$11.7M
4
PLD icon
Prologis
PLD
+$11.3M
5
TSLA icon
Tesla
TSLA
+$8.57M

Top Sells

Rank Stock Value
1
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$109M
2
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$48.7M
3
RXRA
RXR Acquisition Corp. Class A Common Stock
RXRA
+$24.5M
4
AAPL icon
Apple
AAPL
+$22.7M
5
GIIX
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
+$19.9M

Sector Composition

Rank Sector Weight
1 Technology 16.57%
2 Healthcare 11.82%
3 Financials 9.9%
4 Industrials 8.01%
5 Consumer Discretionary 7.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
1926
3D Systems Corp
DDD
$613M
– –
-10,624
Closed -$85K
DHC
1927
Diversified Healthcare Trust
DHC
$2.14B
– –
-25,921
Closed -$25K
DHF
1928
BNY Mellon High Yield Strategies Fund
DHF
$172M
– –
-29,347
Closed -$62K
DKS icon
1929
Dick's Sporting Goods
DKS
$18.7B
– –
-13,919
Closed -$1.46M
EGBN icon
1930
Eagle Bancorp
EGBN
$845M
– –
-26,964
Closed -$1.21M
ERIE icon
1931
Erie Indemnity
ERIE
$13.2B
– –
-2,400
Closed -$534K
ESGR
1932
DELISTED
Enstar Group
ESGR
– –
-1,303
Closed -$221K
FFIN icon
1933
First Financial Bankshares
FFIN
$4.97B
– –
-12,816
Closed -$536K
KYNB
1934
Kyntra Bio
KYNB
$29.4M
– –
-821
Closed -$267K
FIVE icon
1935
Five Below
FIVE
$13.5B
– –
-5,937
Closed -$817K
FOXF icon
1936
Fox Factory Holding Corp
FOXF
$886M
– –
-8,643
Closed -$684K
FSLY icon
1937
Fastly Inc
FSLY
$3.66B
– –
-12,938
Closed -$119K
FULT icon
1938
Fulton Financial
FULT
$4.64B
– –
-17,264
Closed -$273K
GEO icon
1939
The GEO Group
GEO
$4.04B
– –
-27,963
Closed -$215K
GME icon
1940
GameStop
GME
$8.6B
– –
-15,502
Closed -$390K
GNTX icon
1941
Gentex
GNTX
$5.07B
– –
-16,497
Closed -$394K
GTLS
1942
DELISTED
Chart Industries
GTLS
– –
-1,946
Closed -$359K
HQH
1943
abrdn Healthcare Investors
HQH
$1.32B
– –
-48,858
Closed -$844K
HTZ icon
1944
Hertz
HTZ
$809M
– –
-12,102
Closed -$197K
IART icon
1945
Integra LifeSciences
IART
$1.34B
– –
-28,994
Closed -$1.23M
IIIN icon
1946
Insteel Industries
IIIN
$625M
– –
-13,394
Closed -$355K
IRT icon
1947
Independence Realty Trust
IRT
$4.07B
– –
-23,637
Closed -$395K
IX icon
1948
ORIX
IX
$43.5B
– –
-24,505
Closed -$346K
KN icon
1949
Knowles
KN
$3.34B
– –
-18,437
Closed -$224K
KURA icon
1950
Kura Oncology
KURA
$850M
– –
-21,770
Closed -$297K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2022 Portfolio in Review

As of Q4 2022, Guggenheim Capital held 2,051 positions worth $11.4B, up 4.3% from $10.9B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Guggenheim Capital withdrew a net $346M in Q4 2022, closing 143 positions and reducing 962 holdings. Its most notable exit was KKR Acquisition Holdings I Corp., an estimated $109M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 17% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Active Allocation Fund worth $4.25M.

  • Guggenheim Capital's largest Q4 2022 buy was Guggenheim Active Allocation Fund: 315,680 shares worth $4.25M.
  • Guggenheim Capital added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q4 2022, an estimated $43.4M increase.
  • Guggenheim Capital's biggest Q4 2022 reduction was Apple, cutting an estimated $22.7M.
  • Guggenheim Capital fully exited KKR Acquisition Holdings I Corp. in Q4 2022, selling an estimated $109M.
  • Guggenheim Capital's ten largest holdings make up 12% of its $11.4B portfolio in Q4 2022.
  • Guggenheim Capital opened 157 new positions and closed 143 in Q4 2022.
  • Guggenheim Capital's portfolio value rose 4.3% quarter-over-quarter to $11.4B.

Based on Guggenheim Capital's 13F filing for Q4 2022, filed 14 Feb 2023.