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Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
-4.91%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$10.9B
AUM Growth
-$1.75B
Cap. Flow
-$1.1B
Cap. Flow %
-10.04%
Top 10 Hldgs %
12.82%
Holding
2,117
New
74
Increased
714
Reduced
1,076
Closed
223

Top Buys

Rank Stock Value
1
GBAB
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
+$13.4M
2
FOX icon
Fox Class B
FOX
+$8.16M
3
HR icon
Healthcare Realty
HR
+$7.59M
4
SYY icon
Sysco
SYY
+$6.97M
5
MDU icon
MDU Resources
MDU
+$6.67M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$367M
2
KAHC
KKR Acquisition Holdings I Corp.
KAHC
+$36.5M
3
LITT
Logistics Innovation Technologies Corp. Class A Common Stock
LITT
+$35.5M
4
GTPB
Gores Technology Partners II, Inc. Class A Common
GTPB
+$33.5M
5
GSEV
Gores Holdings VII, Inc. Class A Common Stock
GSEV
+$29.3M

Sector Composition

Rank Sector Weight
1 Technology 16.93%
2 Financials 11.3%
3 Healthcare 11.28%
4 Consumer Discretionary 7.69%
5 Industrials 7.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHCO icon
1926
City Holding Co
CHCO
$2.04B
– –
-7,686
Closed -$614K
CHRS icon
1927
Coherus Oncology
CHRS
$196M
– –
-13,480
Closed -$98K
CLW icon
1928
Clearwater Paper
CLW
$376M
– –
-6,610
Closed -$222K
CMU
1929
DELISTED
MFS High Yield Municipal Trust
CMU
– –
-19,213
Closed -$65K
CNXN icon
1930
PC Connection
CNXN
$2.12B
– –
-6,384
Closed -$281K
COLB icon
1931
Columbia Banking Systems
COLB
$8.84B
– –
-7,272
Closed -$208K
COLL icon
1932
Collegium Pharmaceutical
COLL
$956M
– –
-39,309
Closed -$697K
COLM icon
1933
Columbia Sportswear
COLM
$2.94B
– –
-6,851
Closed -$490K
COOP
1934
DELISTED
Mr. Cooper
COOP
– –
-9,094
Closed -$334K
CRMT icon
1935
America's Car Mart
CRMT
$26.9M
– –
-2,889
Closed -$291K
CUBI icon
1936
Customers Bancorp
CUBI
$2.77B
– –
-12,290
Closed -$417K
CVCO icon
1937
Cavco Industries
CVCO
$4.55B
– –
-1,142
Closed -$224K
CWT icon
1938
California Water Service
CWT
$3.12B
– –
-8,312
Closed -$462K
CXT icon
1939
Crane NXT
CXT
$3.07B
– –
-7,382
Closed -$225K
DBRG icon
1940
DigitalBridge
DBRG
$2.95B
– –
-3,541
Closed -$69K
DHY
1941
Credit Suisse High Yield Credit Fund
DHY
$240M
– –
-10,782
Closed -$20K
DOCS icon
1942
Doximity
DOCS
$4.88B
– –
-6,040
Closed -$210K
DXPE icon
1943
DXP Enterprises
DXPE
$2.98B
– –
-8,670
Closed -$266K
ECPG icon
1944
Encore Capital Group
ECPG
$2.13B
– –
-12,779
Closed -$738K
EIG icon
1945
Employers Holdings
EIG
$889M
– –
-6,488
Closed -$272K
ENVA icon
1946
Enova International
ENVA
$6.29B
– –
-10,148
Closed -$292K
ESNT icon
1947
Essent Group
ESNT
$6.33B
– –
-38,129
Closed -$1.48M
FBRT
1948
Franklin BSP Realty Trust
FBRT
$657M
– –
-11,173
Closed -$151K
DMC
1949
Del Monte Corp
DMC
$1.45B
– –
-18,194
Closed -$537K
FF icon
1950
Future Fuel
FF
$223M
– –
-15,582
Closed -$113K
76 77
78
79 80

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2022 Portfolio in Review

As of Q3 2022, Guggenheim Capital held 2,117 positions worth $10.9B, down 14% from $12.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Guggenheim Capital withdrew a net $1.1B in Q3 2022, closing 223 positions and reducing 1,076 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $367M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Guggenheim Capital opened a new position in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust worth $11.6M.

  • Guggenheim Capital's largest Q3 2022 buy was Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust: 751,061 shares worth $11.6M.
  • Guggenheim Capital added most to Fox Class B in Q3 2022, an estimated $8.16M increase.
  • Guggenheim Capital's biggest Q3 2022 reduction was KKR Acquisition Holdings I Corp., cutting an estimated $36.5M.
  • Guggenheim Capital fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $367M.
  • Guggenheim Capital's ten largest holdings make up 13% of its $10.9B portfolio in Q3 2022.
  • Guggenheim Capital opened 74 new positions and closed 223 in Q3 2022.
  • Guggenheim Capital's portfolio value fell 14% quarter-over-quarter to $10.9B.

Based on Guggenheim Capital's 13F filing for Q3 2022, filed 14 Nov 2022.